SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): March 28, 2007
UNITED-GUARDIAN, INC.
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(Exact name of Registrant as Specified in Charter)
DELAWARE 1-10526 11-1719724
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(State or Other Jurisdiction (Commission File Number) (IRS Employer
of Incorporation) Identification No.)
230 Marcus Boulevard, Hauppauge, New York 11788
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(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (631) 273-0900
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Not Applicable
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(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
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[_] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
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[_] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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[_] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)
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[_] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)
Item 2.02 - Results of Operations and Financial Condition
On March 28, 2007, United-Guardian, Inc. issued a press release announcing
its financial results for the fiscal year ended December 31, 2006. A copy of
that press release is being furnished as Exhibit 99.1 to this Form 8-K.
The information in this Current Report, including the attached Exhibit,
shall not be deemed "filed" for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended, or otherwise subject to the liabilities of
that Section, nor shall it be deemed incorporated by reference into any filing
under the Securities Act of 1933, as amended, except as expressly set forth by
specific reference in such filing.
ITEM 9.01 - FINANCIAL STATEMENTS AND EXHIBITS.
(c) Exhibits
Exhibit Number Exhibit
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99.1 Press Release dated March 28, 2007
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
UNITED-GUARDIAN, INC.
By:/s/ Kenneth H. Globus
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Name: Kenneth H. Globus
Title: President
March 28, 2007