CUSIP NO. 030910 20 2
|
13D |
Page 2 of 5 pages |
1 |
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Montague H. Hackett, Jr. | ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
| ||
3 |
SEC USE ONLY
| ||
4 |
SOURCE OF FUNDS
PF | ||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o
| ||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America | ||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER
-8,557,640- | |
8 |
SHARED VOTING POWER
-607,143- | ||
9 |
SOLE DISPOSITIVE POWER
-8,557,640- | ||
10 |
SHARED DISPOSITIVE POWER
-607,143- | ||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,164,783 | ||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
| ||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
13.7% | ||
14 |
TYPE OF REPORTING PERSON
IN |
CUSIP NO. 030910 20 2
|
13D |
Page 3 of 5 pages |
(a) |
Montague H. Hackett, Jr. |
(b) |
The residence address of Mr. Hackett is 550 Park Avenue, New York, New York, 10065. |
(c) |
Mr. Hackett’s principal occupation is retired attorney, and Mr. Hackett has an apartment office located at 550 Park Avenue, New York, New York, 10065. |
(d) |
Mr. Hackett has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors). |
(e) |
Mr. Hackett has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such a proceeding, been subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or
finding any violation with respect to such laws. |
(f) |
Mr. Hackett is a citizen of the United States of America. |
CUSIP NO. 030910 20 2
|
13D |
Page 4 of 5 pages |
|
(a) |
Mr. Hackett is now the beneficial owner of 9,164,783 shares of Common Stock. There are 65,764,560 shares of the Company’s common stock outstanding. Mr. Hackett is therefore currently the beneficial owner of 13.7% of the total issued and outstanding shares of Common Stock. The 9,164,783 include: (i) 4,427,282 owned directly by Mr. Hackett, (ii) 312,500 shares of Common
Stock underlying warrants owned directly by Mr. Hackett that are exercisable within 60 days, (iii) 400,000 shares of Common Stock issuable upon conversion of options owned directly by Mr. Hackett, which options are exercisable within 60 days, (iv) 607,143 shares of Common Stock owned directly by Ms. Hackett, Mr. Hackett’s spouse, (v) 1,239,286 shares of Common Stock owned by Trust F/B/O Montague H. Hackett, III, for which Mr. Hackett is trustee, (vi) 1,928,572 shares of Common Stock owned by Trust F/B/O
Melinda Hackett, for which Mr. Hackett is trustee, (vii) 125,000 shares of Common Stock underlying warrants owned by Trust F/B/O Montague H. Hackett, III, for which Mr. Hackett is trustee, which warrants are exercisable within 60 days and (viii) 125,000 shares of Common Stock underlying warrants owned by Trust F/B/O Melinda Hackett, for which Mr. Hackett is trustee, which warrants are exercisable within 60 days. Mr. Hackett disclaims beneficial ownership of the securities described in sub-clauses (v)
through (viii) above. |
|
(b) |
The responses of Mr. Hackett to Items 7-11 of the cover page of this Schedule 13D are incorporated herein by reference. |
(c) |
The responses of Mr. Hackett to Item 3 of this Schedule 13D are incorporated herein by reference. |
|
(d) |
Not applicable. |
(e) |
Not applicable. |
|
Not applicable. |
|
Not applicable. |
CUSIP NO. 030910 20 2
|
13D |
Page 5 of 5 pages |