UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
EQT Corp 625 LIBERTY AVENUE SUITE 1700 PITTSBURGH, PA 15222 |
 |  X |  |  |
EQT Production Co 625 LIBERTY AVENUE SUITE 1700 PITTSBURGH, PA 15222 |
 |  X |  |  |
EQT Gathering Holdings, LLC 625 LIBERTY AVENUE SUITE 1700 PITTSBURGH, PA 15222 |
 |  X |  |  |
EQT Gathering, LLC 625 LIBERTY AVENUE SUITE 1700 PITTSBURGH, PA 15222 |
 |  X |  |  |
/s/ Philip P. Conti, Senior Vice President and Chief Financial Officer of EQT Corporation | 05/07/2014 | |
**Signature of Reporting Person | Date | |
/s/ Steven T. Schlotterbeck, President of EQT Production Company | 05/07/2014 | |
**Signature of Reporting Person | Date | |
/s/ Randall L. Crawford, President of EQT Gathering, LLC | 05/07/2014 | |
**Signature of Reporting Person | Date | |
/s/ Randall L. Crawford, President of EQT Gathering Holdings, LLC | 05/07/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is being filed jointly by EQT Corporation (EQT), EQT Production Company (EQT Production), EQT Gathering Holdings, LLC (Gathering Holdings) and EQT Gathering, LLC (EQT Gathering) in connection with an internal reorganization. The common units of the Issuer are owned directly by EQT Midstream Investments, LLC (Midstream Investments). EQT directly owns 100% of the outstanding membership interests of EQT Investments Holdings, LLC (Investments Holdings). Investments Holdings directly owns 100% of the common stock of EQT Production. EQT Production owns 100% of the membership interests of Gathering Holdings. Gathering Holdings owns 100% of the membership interests of EQT Gathering. EQT Gathering directly owns 100% of the membership interests of Midstream Investments. EQT, Investments Holdings, EQT Production, Gathering Holdings and EQT Gathering may therefore be deemed to beneficially own securities of the Issuer owned directly by Midstream Investments. |