UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Subordinated Units | Â (1) | Â (1) | Common Stock | 64,954,691 | $ (1) | I | See Footnotes (1) (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Murray Robert Eugene C/O MURRAY ENERGY CORPORATION 46226 NATIONAL ROAD ST. CLAIRSVILLE, OH 43950 |
 |  |  | Voluntary Filer |
Murray Energy Corp 46226 NATIONAL ROAD ST. CLAIRSVILLE, OH 43950 |
 |  |  | Voluntary Filer |
Murray Energy Holdings Co. 46226 NATIONAL ROAD ST. CLAIRSVILLE, OH 43950 |
 |  |  | Voluntary Filer |
Robert E. Murray Trust C/O MURRAY ENERGY CORPORATION 46226 NATIONAL ROAD ST. CLAIRSVILLE, OH 43950 |
 |  |  | Voluntary Filer |
ROBERT E. MURRAY /s/ Robert E. Murray | 04/27/2015 | |
**Signature of Reporting Person | Date | |
MURRAY ENERGY CORPORATION /s/ Robert E. Murray By: Robert E. Murray Title: President and Chief Executive Officer | 04/27/2015 | |
**Signature of Reporting Person | Date | |
MURRAY ENERGY HOLDINGS CO. /s/ Robert E. Murray By: Robert E. Murray Title: President and Chief Executive Officer | 04/27/2015 | |
**Signature of Reporting Person | Date | |
ROBERT E. MURRAY TRUST /s/ Robert E. Murray By: Robert E. Murray Title: Settlor and Trustee | 04/27/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Subordinated Units are convertible on a one-for-one basis to Common Units upon (1) the first business day following a cash distribution by Foresight Energy GP LLC, the general partner of the Issuer (the "General Partner") in respect of the final full Quarter of the Subordination Period (as defined in the Issuer's First Amended and Restated Agreement of Limited Partnership, dated June 23, 2014 (the "Partnership Agreement")) or (2) the removal of the General Partner, without cause and subject to the conditions described in the Partnership Agreement. |
(2) | The units reported herein are held directly by Murray Energy Corporation ("MEC"). Murray Energy Holdings Co. ("Holdings") owns 100% of the capital stock of MEC. Robert E. Murray Trust (the "Trust") holds 100% of the Class A Voting Common Shares of Holdings. Robert E. Murray is the settlor and trustee of the Trust. Robert E. Murray disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for the purposes of Section 16 or for any other purpose. |