UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13D/A
Under
the Securities Exchange Act of 1934
(Amendment
No. 4)*
WESTERN
ALLIANCE BANCORPORATION
COMMON
STOCK
(Title
of Class of Securities)
957638
10 9
(CUSIP
Number)
Western
Alliance Bancorporation
2700
West Sahara Avenue
Las
Vegas, NV 89102
Phone:
(702) 248-4200
Attention:
Corporate Secretary
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
December
31, 2009
(Date
of Event which Requires Filing of this Statement)
If the filing person has previously filed a
statement on Schedule 13G to report the acquisition that is the subject of this
Schedule 13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box. ¨
Note: Schedules
filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See §240.13d-7 for other parties to whom
copies are to be sent.
*
|
The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover
page.
|
The
information required on the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes).
This
Amendment No. 4 amends and supplements the Statement of Beneficial Ownership on
Schedule 13D originally filed by William S. Boyd with the U.S. Securities and
Exchange Commission on July 30, 2007 (the “Schedule 13D”) and amended by
Amendment No. 1 thereto on May 2, 2008, Amendment No. 2 thereto on July 3, 2008
and Amendment No. 3 thereto on May 12, 2009. The Schedule 13D is
hereby amended to reflect the change in the percentage of shares Mr. Boyd
beneficially owns, and is hereby restated in its entirety to read as set forth
herein.
Item
1. |
Security and
Issuer |
The
Schedule 13D, as amended and restated as set forth herein (this “Statement”),
relates to shares of the common stock, $0.0001 par value per share, of Western
Alliance Bancorporation, a Nevada Corporation (the “Company”), whose principal
executive offices are located at 2700 West Sahara Avenue, Las Vegas, Nevada
89102.
Item
2. |
Identity and
Background |
This
Statement is filed on behalf of William S. Boyd, whose business address is c/o
Western Alliance Bancorporation, Attn: Corporate Secretary, 2700 West Sahara
Avenue, Las Vegas, Nevada 89102.
Mr. Boyd
is presently employed as Executive Chairman of the Board of Directors of Boyd
Gaming Corporation, a diversified owner of gaming entertainment properties whose
principal executive offices are located at 3883 Howard Hughes Parkway, Ninth
Floor, Las Vegas, Nevada 89169. Mr. Boyd has also served as a member
of the Company’s Board of Directors since 2002. Mr. Boyd has not,
during the last five years, been convicted in a criminal proceeding or been a
party to a civil proceeding of a judicial or administrative body of competent
jurisdiction which resulted in a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violation with respect to such
laws. Mr. Boyd is a U.S. citizen.
Item
3. |
Source and Amount of Funds or
Other Consideration |
The information provided in Item 4
hereof is incorporated herein by reference.
Item
4. |
Purpose of
Transaction |
On May 20, 2009, the Company completed
a public offering of 33,470,000 shares of its common stock. Mr. Boyd did not
acquire shares of common stock in this public offering, however, due to the
increase in the amount of common stock issued and outstanding, the percentage of
shares beneficially owned by Mr. Boyd was reduced from 11.9% to
6.6%.
Mr. Boyd will review from time to time
various factors relevant to his beneficial ownership of the Company’s
securities, including trading prices for the Company’s common stock and
conditions in capital markets generally, developments in the Company’s business
and financial condition, result of operations and prospects, and other factors
and, based thereon may, from time to time, dispose of some or all of the
Company’s common stock that he beneficially holds, or acquire additional
securities of the Company, in privately negotiated transactions, market sales or
purchases, or otherwise. Mr. Boyd has in the past acquired, and may
in the future acquire, stock options or other rights to purchase securities of
the Company in the ordinary course of business in connection with his service on
the Board of Directors of the Company.
Other than as set forth above and in
his capacity as a director of the Company, Mr. Boyd has no present plans or
proposals that relate to or would result in any of the actions described in
Items 4(a) though (j) of Schedule 13D.
CUSIP NO. 957638 10 9 |
SCHEDULE
13D/A |
Item
5. |
Interest in Securities of the
Issuer |
(a), (b) The information set
forth on the cover page of this Schedule 13D/A is incorporated herein by
reference. Mr. Boyd holds dispositive and voting power over an
aggregate of 4,754,721 shares of the Company’s common stock, consisting
of:
·
|
4,744,721
shares held as trustee of The William S. Boyd
Trust;
|
·
|
10,000
shares subject to stock options held by Mr. Boyd that are exercisable
within 60 days of the date of event which requires filing of this
statement.
|
(c) The information included in Item
1 through Item 4 hereof is incorporated herein by reference. No
transactions in the Company’s common stock were effected during the 60 days
prior to the date hereof by Mr. Boyd.
(d) Not applicable.
(e) Not applicable.
Item
6. |
Contracts, Arrangements,
Understandings or Relationships With Respect to Securities of the
Issuer |
Not
applicable.
Item
7. |
Material to Be Filed as
Exhibits |
Not
applicable.
Signature
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this Amendment No. 4 to Schedule 13D is true,
complete and correct.
Dated: February
16, 2010 |
/s/ William S. Boyd |
|
Name: William
S. Boyd |