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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 24.45 | 12/09/2009 | M | 157,522 | 11/26/2002 | 11/25/2011 | Common Stock | 157,522 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 15.14 | 12/09/2009 | M | 40,014 | 11/19/2003 | 11/18/2012 | Common Stock | 40,014 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 21.72 | 12/09/2009 | M | 26,778 | 11/16/2005 | 11/15/2014 | Common Stock | 26,778 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 19 | 12/09/2009 | M | 17,533 | 11/18/2009 | 11/17/2018 | Common Stock | 17,533 | $ 0 | 52,602 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HALLORAN JEAN 5301 STEVENS CREEK BLVD, MS 1A-LC SANTA CLARA, CA 95051 |
Senior Vice President |
/s/ Stephen D. Williams, attorney-in-fact for Ms. Halloran | 12/11/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The weighted average sales price was $29.107 with a range of $29.10 to $29.138. The actual sales prices are as follow: 69,433 shares sold at $29.10; 36,860 shares sold at $29.105; 3,500 shares sold at $29.108; 21,105 shares sold at $29.11; 6,124 shares sold at $29.115; 600 shares sold at $29.118; 2,500 shares sold at $29.12; 5,000 shares sold at $29.125; 1,000 shares sold at $29.128; 4,000 shares sold at $29.13; 7,000 shares sold at $29.135; and 400 shares sold at $29.138. |
(2) | The weighted average sales price was $29.102 with a range of $29.10 to $29.11. The actual sales prices are as follow: 27,614 shares sold at $29.10; 8,600 shares sold at $29.105; 1,100 shares sold at $29.108; and 2,700 shares sold at $29.11. |
(3) | The weighted average sales price was $29.14 with a range of $29.10 to $29.17. The actual sales prices are as follow: 1,933 shares sold at $29.10; 1,000 shares sold at $29.11; 3,500 shares sold at $29.13; 3,500 shares sold at $29.14; 1,300 shares sold at $29.15; 5,300 shares sold at $29.16; and 1,000 shares sold at $29.17. |