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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hicks Kirkland L 875 THIRD AVENUE 16TH FLOOR NEW YORK, NY 10022 |
VP, Sec. and General Counsel |
/s/ Thomas D. Scholtes, attorney-in-fact for Mr. Hicks | 07/02/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares of restricted Class A common stock were issued by the Issuer. Shares vest over a three-year period, with one-third automatically vesting on each of June 30, 2014, June 30, 2015 and June 30, 2016, so long as the reporting person remains an employee of the Issuer or one of its subsidiaries as of each such date, subject to certain exceptions. |
(2) | Shares of restricted Class A common stock were issued by the Issuer on September 15, 2011. Half of all the shares issued vested immediately upon issue. The other half vest over a three-year period, with one-third automatically vesting on each of June 30, 2012, June 30, 2013 and June 30, 2014, so long as the reporting person remains an employee of the Issuer or one of its subsidiaries as of each such date, subject to certain exceptions. The transaction reflects the share amount and date such shares were deemed withheld to satisfy statutory tax withholdings due on the portion of shares that vested on June 30, 2014. |
(3) | Shares of restricted Class A common stock were issued by the Issuer on September 15, 2013. Shares vest over a three-year period, with one-third automatically vesting on each of June 30, 2014, June 30, 2015 and June 30, 2016, so long as the reporting person remains an employee of the Issuer or one of its subsidiaries as of each such date, subject to certain exceptions. The transaction reflects the share amount and date such shares were deemed withheld to satisfy statutory tax withholdings due on the portion of shares that vested on June 30, 2014. |