UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to buy | 03/31/2003 | 03/31/2008 | Common Stock | 4,800 | $ 1.44 | D | Â |
Option to buy | 03/31/2004 | 03/31/2009 | Common Stock | 4,800 | $ 1.44 | D | Â |
Option to buy | 07/01/2002 | 07/01/2007 | Common Stock | 9,000 | $ 1.78 | D | Â |
Option to buy | 07/01/2003 | 07/01/2008 | Common Stock | 9,000 | $ 1.78 | D | Â |
Option to buy | 07/01/2004 | 07/01/2009 | Common Stock | 9,000 | $ 1.78 | D | Â |
Option to buy | 07/01/2005 | 03/31/2010 | Common Stock | 9,000 | $ 1.78 | D | Â |
Option to buy | Â (4) | 04/29/2013 | Common Stock | 30,000 | $ 2.35 | D | Â |
Option to buy | Â (5) | 05/04/2014 | Common Stock | 30,000 | $ 3.33 | D | Â |
Option to buy | Â (6) | 05/04/2016 | Common Stock | 45,000 | $ 7.86 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Torti Christopher J C/O STANLEY, INC. 3101 WILSON BOULEVARD, SUITE 700 ARLINGTON, VA 22201 |
 |  |  SVP of Mergers & Acquisitions |  |
By: /s/ Christopher J. Torti | 10/17/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 86,730 shares held in trust for Mr. Torti under the Stanley, Inc. Employee Stock Ownership Plan and 92,460 shares of unvested restricted stock which will vest upon completion of an initial public offering. |
(2) | Represents restricted stock held in the Executive Deferred Compensation and Equity Incentive Trust, of which 9,000 shares are vested and 42,000 shares are unvested. The unvested shares will vest upon completion of an initial public offering. |
(3) | Mr. Torti serves as the special trustee of the William E. Karlson 2006 Irrevocable Dynasty Trust and disclaims beneficial ownership of shares held by such trust. |
(4) | Of the 30,000 options held, 18,000 are currently exercisable and 12,000 will vest upon completion of an initial public offering. |
(5) | Of the 30,000 options held, 12,000 are currently exercisable and 18,000 will vest upon completion of an initial public offering. |
(6) | These options vest over a five year period beginning on date of grant, May 4, 2006, with a final vesting date of May 4, 2011. None are currently exercisable and none will vest upon completion of an initial public offering. |