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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Centerbridge Credit Partners, L.P. 375 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10152 |
X | |||
Centerbridge Credit Partners TE Intermediate I, L.P. 375 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10152 |
X | |||
Centerbridge Credit Partners Offshore Intermediate III, L.P. 375 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10152 |
X | |||
Centerbridge Capital Partners AIV VI-A, L.P. 375 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10152 |
X | |||
Centerbridge Capital Partners AIV VI-B, L.P. 375 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10152 |
X | |||
Centerbridge Capital Partners Strategic AIV I, L.P. 375 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10152 |
X | |||
Centerbridge Capital Partners SBS, L.P. 375 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10152 |
X | |||
CCP SBS GP, LLC 375 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10152 |
X |
Centerbridge Credit Partners, L.P.; By: Centerbridge Credit Partners General Partner, L.P., its general partner; By: Centerbridge Credit Cayman GP Ltd., its general partner; By: /s/ Susanne V. Clark, Authorized Signatory | 10/06/2016 | |
**Signature of Reporting Person | Date | |
Centerbridge Credit Partners TE Intermediate I, L.P.; By: Centerbridge Credit Partners General Partner, L.P., its general partner; By: Centerbridge Credit Cayman GP Ltd., its general partner; By: /s/ Susanne V. Clark, Authorized Signatory | 10/06/2016 | |
**Signature of Reporting Person | Date | |
Centerbridge Credit Partners Offshore Intermediate III, L.P.; By: Centerbridge Credit Partners Offshore General Partner, L.P., its general partner; By: Centerbridge Credit Cayman GP Ltd., its general partner; By: /s/ Susanne V. Clark, Authorized Signatory | 10/06/2016 | |
**Signature of Reporting Person | Date | |
Centerbridge Capital Partners AIV VI-A, L.P.; By: Centerbridge Associates, L.P., its general partner; By: Centerbridge Cayman GP Ltd., its general partner; By: /s/ Susanne V. Clark, Authorized Signatory | 10/06/2016 | |
**Signature of Reporting Person | Date | |
Centerbridge Capital Partners AIV VI-B, L.P.; By: Centerbridge Associates, L.P., its general partner; By: Centerbridge Cayman GP Ltd., its general partner; By: /s/ Susanne V. Clark, Authorized Signatory | 10/06/2016 | |
**Signature of Reporting Person | Date | |
Centerbridge Capital Partners Strategic AIV I, L.P.; By: Centerbridge Associates, L.P., its general partner; By: Centerbridge Cayman GP Ltd., its general partner; By: /s/ Susanne V. Clark, Authorized Signatory | 10/06/2016 | |
**Signature of Reporting Person | Date | |
Centerbridge Capital Partners SBS, L.P.; By: CCP SBS GP, LLC, its general partner; By: /s/ Susanne V. Clark, Authorized Signatory | 10/06/2016 | |
**Signature of Reporting Person | Date | |
CCP SBS GP, LLC, its general partner; By: /s/ Susanne V. Clark, Authorized Signatory | 10/06/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | A Form 4 reflecting the holdings of Paired Shares by the Reporting Persons shown on this Form 4 has been concurrently filed with respect to ESH Hospitality, Inc. as issuer. |
(2) | These Paired Shares are directly held by Centerbridge Credit Partners, L.P. |
(3) | These Paired Shares are directly held by Centerbridge Credit Partners TE Intermediate I, L.P. |
(4) | These Paired Shares are directly held by Centerbridge Credit Partners Offshore Intermediate III, L.P. |
(5) | These Paired Shares are directly held by Centerbridge Capital Partners AIV VI-A, L.P. |
(6) | These Paired Shares are directly held by Centerbridge Capital Partners AIV VI-B, L.P. |
(7) | These Paired Shares are directly held by Centerbridge Capital Partners Strategic AIV I, L.P. |
(8) | These Paired Shares are directly held by Centerbridge Capital Partners SBS, L.P. |
(9) | Centerbridge Credit Partners General Partner, L.P. is the general partner of Centerbridge Credit Partners, L.P. and Centerbridge Credit Partners TE Intermediate I, L.P. Centerbridge Credit Partners Offshore General Partner, L.P. is the general partner of Centerbridge Credit Partners Offshore Intermediate III, L.P. Centerbridge Credit Cayman GP Ltd. is the general partner of Centerbridge Credit Partners General Partner, L.P. and Centerbridge Credit Partners Offshore General Partner, L.P. Centerbridge Associates, L.P. is the general partner of Centerbridge Capital Partners AIV VI-A, L.P., Centerbridge Capital Partners AIV VI-B, L.P. and Centerbridge Capital Partners Strategic AIV I, L.P. Centerbridge Cayman GP Ltd. is the general partner of Centerbridge Associates, L.P. CCP SBS GP, LLC is the general partner of Centerbridge Capital Partners SBS, L.P. (continued in Footnote 10) |
(10) | (continued from Footnote 9) Jeffrey H. Aronson and Mark T. Gallogly, the managing members of CCP SBS GP, LLC and the directors of Centerbridge Credit Cayman GP Ltd. and Centerbridge Cayman GP Ltd., share the power to vote and invest the Paired Shares and shares of voting preferred stock held by Centerbridge Credit Partners, L.P., Centerbridge Credit Partners TE Intermediate I, L.P., Centerbridge Credit Partners Offshore Intermediate III, L.P., Centerbridge Capital Partners AIV VI-A, L.P., Centerbridge Capital Partners AIV VI-B, L.P., Centerbridge Capital Partners Strategic AIV I, L.P. and Centerbridge Capital Partners SBS, L.P. (continued in Footnote 11) |
(11) | (continued from Footnote 10) Each of the Centerbridge entities (other than the Centerbridge entities that directly hold Paired Shares to the extent of their direct holdings) and Messrs. Gallogly and Aronson may be deemed to beneficially own the Paired Shares and shares of Preferred Stock beneficially owned by such direct holders directly or indirectly controlled by it or him, but each disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
(12) | Due to the limitations of the Securities and Exchange Commission's EDGAR system, Centerbridge Credit Partners General Partner, L.P., Centerbridge Credit Cayman GP Ltd., Centerbridge Credit Partners Offshore General Partner, L.P., Centerbridge Credit Cayman GP Ltd., Centerbridge Associates, L.P. and Centerbridge Cayman GP Ltd. have filed a separate Form 4. |
(13) | The entities directly holding the Paired Shares as described above underwent an internal restructuring whereby such entities now have different general partners (or such entities' general partners have different general partners) than reflected in prior filings. As reflected in the above footnotes, Centerbridge Credit Cayman GP Ltd. replaced Centerbridge Credit GP Investors, L.L.C. and Centerbridge Credit Offshore GP Investors, L.L.C. as the general partner of Centerbridge Credit Partners General Partner, L.P. and Centerbridge Credit Partners Offshore General Partner, L.P., respectively, Centerbridge Cayman GP Ltd. replaced Centerbridge GP Investors, LLC as general partner of Centerbridge Associates, L.P., and CCP SBS GP, LLC replaced Centerbridge Associates, L.P. as the general partner of Centerbridge Capital Partners SBS, L.P. |
(14) | In connection with the secondary offering of Paired Shares by certain selling shareholders pursuant to (i) an underwriting agreement (the "Underwriting Agreement") and prospectus supplement, each dated September 29, 2016, and (ii) a share repurchase agreement (the "Share Repurchase Agreement"), dated September 26, 2016, the reporting persons, as selling shareholders, sold Paired Shares in amounts shown in the above table. |