California
|
0-32565
|
87-0673375
|
(State or other jurisdiction
of incorporation)
|
(Commission File Number)
|
(IRS Employer
Identification No.)
|
1330 Lake Robbins Drive, Suite 250
The Woodlands, TX
|
77380
|
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Emerging growth company
|
☐
|
Item 5.02
|
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers
|
Item 5.07 |
Submission of Matters to a Vote of Security Holders.
|
1. |
Election of eight (8) members to the board of directors:
|
Votes For
|
Votes Withheld
|
|||
Robert D. Smith, Ph.D.
|
13,053,957
|
213,767
|
||
Brent Rosenthal
|
11,632,118
|
744,878
|
||
Beth Bronner
|
13,031,133
|
236,591
|
||
Robert S. Bucklin
|
13,111,117
|
156,607
|
||
Ari Gendason
|
13,047,360
|
220,364
|
||
David Goldman
|
12,929,501
|
338,223
|
||
Baruch Halpern
|
11,289,112
|
1,087,884
|
||
Henk W. Hoogenkamp
|
12,809,181
|
458,543
|
2. |
Approval of an amendment to RBT’s 2014 Plan to increase by 3,000,000 shares the number of shares authorized for issuance thereunder:
|
Votes For
|
Votes Against
|
Abstained
|
||
10,763,709
|
2,178,612
|
325,403
|
3. |
Approval, on a nonbinding advisory basis, of the compensation of our named executive officers:
|
Votes For
|
Votes Against
|
Abstained
|
||
12,300,912
|
608,432
|
358,380
|
Item 9.01 |
Financial Statements and Exhibits
|
Exhibit No.
|
Description
|
|
2014 Equity Incentive Plan, as amended.
|
RICEBRAN TECHNOLOGIES
|
||
Date: June 25, 2018
|
By:
|
/s/ Robert Smith
|
Robert Smith
|
||
Chief Executive Officer
|
||
(Duly Authorized Officer)
|