Delaware
(State of Incorporation)
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02-0563302
(I.R.S. Employer ID Number)
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3105, Tower C, 390 Qingnian Avenue, Heping District
Shenyang, P. R. China
(Address of Principal Executive Offices)
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110015
(Zip Code)
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Title of Each Class
Common stock, $0.001 par value
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Name of Each Exchange on Which Registered
The NASDAQ Stock Market
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NF ENERGY SAVING CORPORATION
(Registrant)
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Date: March 28, 2011
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By:
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/s/ Gang Li
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Gang Li
President and Chief Executive Officer
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Exhibit
Number
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Description
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Incorporated by
Reference to
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3.1
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Certificate of Incorporation
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Exhibits with the corresponding numbers filed with our registration statement on Form 10-SB filed January 17, 2003.
(File No. 000-50155).
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3.2
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Certificate of Amendment
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Exhibits submitted with our registration statement on Form 10-SB filed January 17, 2003.
(File No. 000-50155)
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3.3
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Certificate of Amendment to Certificate of Incorporation
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Exhibits submitted with our registration statement on Form 10-SB filed January 17, 2003. (File No. 000-50155)
Incorporated by reference from the Company’s Definitive Information Statement on Schedule 14C, filed July 23, 2009
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3.4
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Certificate of Amendment to Certificate of Incorporation
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Incorporated by reference from the Company’s Current Report on Form 8-K, filed on September 16, 2010
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3.5
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Bylaws
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Exhibits submitted with our registration statement on Form 10-SB filed January 17, 2003. (File No. 000-50155)
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10.1
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Form of Securities Purchase Agreement among NF Energy Saving Corporation of America, South World Ltd. (investor), Oriental United Resources Ltd. (investor), Mr. Gang Li (guarantor), Ms. Lihua Wang (guarantor), Pelaria International Ltd. (guarantor), and Cloverbay International Ltd. (guarantor)
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Exhibits submitted with our Current Report on Form 8-K/A filed April 30, 2008. (File No. 000-50155)
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10.2
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Form of Director Retainer Agreement with Mr. Mia Kuang Ching, including Proprietary Information and Inventions Agreement and Indemnity Agreement
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Incorporated by reference from the Company’s Current Report on Form 8-K, filed on August 12, 2009
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10.3
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Form of Director Retainer Agreement with Mr. Jianxin Wang, including Proprietary Information and Inventions Agreement and Indemnity Agreement
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Incorporated by reference from the Company’s Current Report on Form 8-K, filed on August 12, 2009
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10.4
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Form of Director Retainer Agreement with Mr. Zhongmin Wang, including Proprietary Information and Inventions Agreement and Indemnity Agreement
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Incorporated by reference from the Company’s Current Report on Form 8-K, filed on September 14, 2009
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10.5
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Form of Director Retainer Agreement with Mr. Jiuding Yan, including Proprietary Information and Inventions Agreement and Indemnity Agreement
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Incorporated by reference from the Company’s Current Report on Form 8-K, filed on September 14, 2009
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10.6
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Form of Director Retainer Agreement with Mr. John C. MacLean, including Proprietary Information and Inventions Agreement and Indemnity Agreement
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Incorporated by reference from the Company’s Current Report on Form 8-K, filed on September 14, 2009
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10.7
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Form of Securities Purchase Agreement (including form of Convertible Promissory Note and Form of Warrant
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Incorporated by reference from the Company’s Current Report on Form 8-K, filed on March 3, 2010
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14.1*
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Code of ethics of NF Energy Saving Corporation
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21.1*
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Subsidiaries of Registrant
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23.1**
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Consent of HKCMCPA Company Limited | |||
31.1**
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Certification of Chief Executive Officer pursuant to Rule 13a-14(a) and 15d-14 of the
Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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31.2**
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Certification of Chief Financial Officer pursuant to Rule 13a-14(a) and 15d-14 of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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32.1*
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Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002
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32.2*
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Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002
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*
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Filed on March 25, 2011.
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**
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Filed herewith.
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