UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STILWELL JOSEPH 111 BROADWAY, 12TH FLOOR NEW YORK, NY 10006 |
 |  X |  |  |
STILWELL ASSOCIATES L P 111 BROADWAY, 12TH FLOOR NEW YORK, NY 10006 |
 |  X |  |  |
Stilwell Associates Insurance Fund of the S.A.L.I. Multi-Series Fund L.P. 315 CLOCKTOWER COMMONS BREWSTER, NY 10508 |
 |  X |  |  |
Stilwell Value LLC 111 BROADWAY, 12TH FLOOR NEW YORK, NY 10006 |
 |  X |  |  |
Stilwell Advisers LLC 315 CLOCKTOWER COMMONS BREWSTER, NY 10508 |
 |  X |  |  |
/s/ Joseph David Stilwell | 07/23/2012 | |
**Signature of Reporting Person | Date | |
STILWELL ASSOCIATES, L.P., By STILWELL VALUE LLC, General Partner, /s/ Joseph Stilwell, Managing Member | 07/23/2012 | |
**Signature of Reporting Person | Date | |
STILWELL ASSOCIATES INSURANCE FUND OF THE S.A.L.I. MULTI-SERIES FUND L.P., By STILWELL ADVISERS LLC, Investment Subadviser, /s/ Joseph Stilwell, Managing Member | 07/23/2012 | |
**Signature of Reporting Person | Date | |
STILWELL VALUE LLC, /s/ Joseph Stilwell, Managing Member | 07/23/2012 | |
**Signature of Reporting Person | Date | |
STILWELL ADVISERS LLC, /s/ Joseph Stilwell, Managing Member | 07/23/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Stilwell Value Partners I, L.P., Stilwell Value Partners VI, L.P., Stilwell Associates, L.P., and Stilwell Associates Insurance Fund of the S.A.L.I. Multi-Series Fund L.P. directly own 200,000; 299,487; 653,343; and 36,400 shares of common stock, respectively. The aggregate shares reported are owned indirectly by all reporting owners through Joseph Stilwell's capacities as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners I, Stilwell Value Partners VI, and Stilwell Associates, and the managing and sole member of Stilwell Advisers LLC, which provides investment advice to Stilwell SALI Fund. |