UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(AMENDMENT NO. 1)*

 

 

Stoneridge, Inc.

 

(NAME OF ISSUER)

 

 

Common Stock

 

(TITLE OF CLASS OF SECURITIES)

 

 

86183P102

 

(CUSIP NUMBER)

 

 

12/31/2012

 

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

CUSIP NO.

86183P102

 

 

1.

 

NAME OF REPORTING PERSON

 

Hartford Series Fund, Inc. on behalf of:

Hartford Capital Appreciation HLS Fund

 

S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)

22-2481744

 

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

 

(a) ¨

(b) ¨

 

3.

 

SEC USE ONLY

 

 

4.

 

 

CITIZENSHIP OR PLACE OF ORGANIZATION

Maryland

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH:

 

 

5.

 

SOLE VOTING POWER

 

 

6.

 

SHARED VOTING POWER 

1,439,685

 

 

7.

 

SOLE DISPOSITIVE POWER

 

 

8.

 

 

SHARED DISPOSITIVE POWER

1,439,685

 

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,439,685

 

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.16%

 

12.

 

 

TYPE OF REPORTING PERSON (see instructions)

IV

 

Page 2 of 5
 

 

CUSIP NO.

86183P102

 

Item 1(a). Name of Issuer:

Stoneridge, Inc.

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

 

9400 East Market Street

Warren, OH 44484

 

Item 2(a). Name of Person(s) Filing:

Hartford Series Fund, Inc. on behalf of:

Hartford Capital Appreciation HLS Fund

  

Item 2(b). Address of Principal Business Office or; if none, residence:

500 Bielenberg Drive

Woodbury, MN 55125-1400

 

Item 2(c). Citizenship:

Maryland

  

Item 2(d). Title of Class of Securities:

Common Stock

  

Item 2(e). CUSIP Number:

86183P102

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)¨ Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o).
   
(b)¨ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
   
(c)¨ Insurance Company as defined in Section 3(a) (19) of the Act (15 U.S.C. 78c).
   
(d)x Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

Page 3 of 5
 

 

CUSIP NO.

86183P102

 

(e)¨ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
   
(f)¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
   
(g)¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
   
(h)¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
   
(i)¨ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
   
(j)¨ Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Item 4. Ownership:

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a) Amount Beneficially Owned 1,439,685

 

(b) Percent of Class 5.16%

 

(c) Number of shares as to which such person has:

 

(i) sole power to vote or to direct the vote ________

 

(ii) shared power to vote or to direct the vote 1,439,685

 

(iii) sole power to dispose or to direct the disposition of ________

 

(iv) shared power to dispose or to direct the disposition of 1,439,685

 

Page 4 of 5
 

 

CUSIP NO.

86183P102

 

Item 5. Ownership of Five Percent or Less of a Class:

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ¨

 

Item 6. Ownership of More than Five Percent on behalf of Another Person: N/A

 

Item 7. Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company: N/A

 

Item 8. Identification and Classification of Members of the Group: N/A

 

Item 9. Notice of Dissolution of Group: N/A

 

Item 10. Certification:

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

DATE: February 11, 2013

 

Hartford Series Fund, Inc. on behalf of:

Hartford Capital Appreciation HLS Fund

 

 

 

BY: /s/ Joseph G. Melcher                        

Joseph G. Melcher

Chief Compliance Officer

 

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