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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Stock Option (right to buy) | $ 16 | Â | Â | Â | Â | Â | Â (4) | 04/06/2008 | Class B Common Stock | Â | 375,000 | Â | ||
Stock Option (right to buy) | $ 13.875 | Â | Â | Â | Â | Â | Â (5) | 02/19/2009 | Class B Common Stock | Â | 200,000 | Â | ||
Stock Option (right to buy) | $ 8.94 | Â | Â | Â | Â | Â | Â (6) | 03/15/2010 | Class B Common Stock | Â | 200,000 | Â | ||
Stock Option (right to buy) | $ 11.3 | Â | Â | Â | Â | Â | Â (7) | 09/24/2011 | Class B Common Stock | Â | 100,000 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NAHMAD ALBERT H 2665 SOUTH BAYSHORE DRIVE SUITE 901 COCONUT GROVE, FL 33133 |
 |  |  Chairman and CEO |  |
/s/ Albert H. Nahmad | 01/16/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects shares owned by Alna Capital Associates, a limited partnership, of which Mr. Nahmad is the sole general partner and accordingly, possesses all voting power for Alna's shares |
(2) | Ownership in Watsco, Inc. Profit Sharing Retirement Plan and Trust |
(3) | Award of stock pursuant to Watsco, Inc. Restricted Stock Agreements |
(4) | The options vested 33 1/3% on April 6, 1998, April 6, 1999 and April 6, 2000, respectively |
(5) | The options vested 33 1/3% on February 19, 1999, February 19, 2000 and February 19, 2001, respectively |
(6) | The options vested 33 1/3% on March 15, 2000, March 15, 2001 and March 15, 2002, respectively |
(7) | The options vested 33 1/3% on September 24, 2001, September 24, 2002 and September 24, 2003, respectively |
(8) | Reflects shares owned by various grantor retained annuity trusts, of which Mr. Nahmad is the sole trustee |