1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Incentive Stock Option (right to buy)
|
03/01/2005(2)
|
03/01/2014 |
Common Stock
|
5,263
|
$
1.52
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
04/06/2006(2)
|
04/06/2015 |
Common Stock
|
1,513
|
$
11.63
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
08/05/2006(2)
|
08/05/2015 |
Common Stock
|
2,631
|
$
12
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
02/08/2007(3)
|
02/08/2016 |
Common Stock
|
5,000
|
$
11.06
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
12/06/2007(3)
|
12/06/2016 |
Common Stock
|
250
|
$
9.7
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
02/08/2008(3)
|
02/08/2017 |
Common Stock
|
200
|
$
12.22
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
05/28/2009(3)
|
05/28/2018 |
Common Stock
|
1,500
|
$
10.1
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
07/30/2009(3)
|
07/30/2018 |
Common Stock
|
10,000
|
$
10.05
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
10/28/2009(3)
|
10/28/2018 |
Common Stock
|
512
|
$
5.7
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
10/25/2013(3)
|
10/25/2022 |
Common Stock
|
21,100
|
$
6.27
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
12/27/2013(3)
|
12/27/2022 |
Common Stock
|
100,000
|
$
6.73
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 32,500 shares of unvested restricted stock awarded under the AtriCure, Inc. 2005 Equity Incentive Plan, which vest 25% annually over four years from date of grant. |
(2) |
The option vests and is exercisable as to 25% of the shares on the first four anniversaries of the grant date. |
(3) |
The option vests and is exercisable as to 25% of the shares one year from the date of grant and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years. |