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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 43.35 | (2) | 02/06/2016 | Class A Common Stock | 5,883 | 5,883 | D | ||||||||
Employee Stock Option | $ 51.62 | (1) | 02/07/2015 | Class A Common Stock | 7,749 | 7,749 | D | ||||||||
Employee Stock Option | $ 41.25 | (3) | 04/25/2017 | Class A Common Stock | 7,273 | 7,273 | D | ||||||||
Stock Appreciation Right | $ 27.82 | (4) | 05/06/2020 | Class A Common Stock | 2,800 | 2,800 | D | ||||||||
Stock Appreciation Right | $ 41.57 | (5) | 05/05/2021 | Class A Common Stock | 2,384 | 2,384 | D | ||||||||
Stock Appreciation Right | $ 38.79 | (6) | 04/30/2022 | Class A Common Stock | 2,741 | 2,741 | D | ||||||||
Stock Appreciation Right | $ 46.07 | (7) | 05/03/2023 | Class A Common Stock | 1,811 | 1,811 | D | ||||||||
Stock Appreciation Right | $ 74.72 | 05/08/2014 | A | 975 | (8) | 05/08/2024 | Class A Common Stock | 975 | $ 0 | 975 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NAUGHTON TODD R C/O ZEBRA TECHNOLOGIES CORPORATION 475 HALF DAY ROAD, SUITE 500 LINCOLNSHIRE, IL 60069 |
VP Finance |
/s/ Jim L Kaput, attorney-in-fact | 05/12/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of the shares subject to such option, 1,162 vested on February 7, 2006, 1,356 vested on February 7, 2007, 1,549 vested on February 7, 2008, 1,744 vested on February 7, 2009 and 1,938 vested on February 7, 2010. |
(2) | Of the shares subject to such option, 882 vested on February 6, 2007, 1,029 vested on February 6, 2008, 1,177 vested on February 6, 2009, 1,324 vested on February 6, 2010 and 1,471 vested on February 6, 2011. |
(3) | Of the shares subject to such option, 1,818 vested on April 25, 2008, 1,818 vested on April 25, 2009, 1,818 vested on April 25, 2010 and 1,819 vested on April 25, 2011. |
(4) | Of the stock appreciation right shares subject to this SAR, 700 shares vested on May 6, 2011, 700 shares vested on May 6, 2012, 700 shares vested on May 6, 2013 and 700 shares vested on May 6, 2014. |
(5) | Of the stock appreciation right shares subject to this SAR, 596 shares vested on May 5, 2012, 596 shares vested on May 5, 2013, 596 shares vested on May 5, 2014, and 596 shares vest on May 5, 2015. |
(6) | Of the stock appreciation right shares subject to this SAR, 685 shares vested on April 30, 2013, 685 vested on April 30, 2014, 685 vest on April 30, 2015 and 686 vest on April 30, 2016. |
(7) | Of the stock appreciation right shares subject to this SAR, 452 shares vested on May 3, 2014, 453 shares vest on May 3, 2015, 453 shares vest on May 3, 2016 and 453 shares vest on May 3, 2017. |
(8) | Of the stock appreciation right shares subject to this SAR, 243 shares vest on May 8, 2015, 244 vest on May 8, 2016, 244 vest on May 8, 2017 and 244 vest on May 8, 2018. |
(9) | Restricted shares that vest on May 8, 2017. |