SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of May, 2007
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant’s name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
PRUDENTIAL PLC
Annual Information Update
This annual information update is required by and is being made pursuant to Article 10 of the Prospectus Directive as implemented in the United Kingdom and not for any other purpose and neither Prudential, nor any other person, takes any responsibility for, or makes any representation, express or implied, as to the accuracy or completeness of, the information contained therein (except as expressly set out therein). The information referred to below is not necessarily up to date as at the date of this annual information update and Prudential does not undertake any obligation to update any such information in the future. Furthermore, such information may have been prepared in accordance with the laws or regulations of a particular jurisdiction and may not comply with or meet the relevant standards of disclosure in any other jurisdiction. Neither this annual information update, nor the information referred to below constitutes, by virtue of this communication, an offer of any securities addressed to any person and should not be relied on by any person.
Prudential announces that in accordance with Prospectus Rule 5.2, the following information has been published or made available to the public over the previous 12 months in compliance with laws and rules dealing with the regulation of securities, issuers of securities and securities markets.
For the purposes of this update the information is only referred to and full copies of each item can be found at the locations specified below.
1. Regulatory announcements
The following UK regulatory announcements have been made by Prudential via a Regulatory Information Service during the previous 12 months. Copies can be viewed at the London Stock Exchange website at http://www.londonstockexchange.com/en-gb/pricesnews/marketnews/marketnews.htm under code PRU and on Prudential’s website at http://www.prudential.co.uk/prudential-plc/media/rns/. Where information was published at the Securities and Exchange Commission and the New York Stock Exchange by virtue of Prudential’s American Depositary Shares or Capital Securities listed on the New York Stock Exchange, copies can also be viewed on the Securities and Exchange Commission’s website at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc.
| Description of the |
Method of publication |
Date of filing/ publication |
Information may | |||
| Annual Information Update | Announced to the LSE, SEC and NYSE | 02/05/06 | LSE website SEC website Prudential website | |||
| CITIC Prudential new licences | Announced to the LSE, SEC and NYSE | 03/05/06 | LSE website SEC website Prudential website | |||
| CITIC Prudential fund inflows | Announced to the LSE, SEC and NYSE | 03/05/06 | LSE website SEC website Prudential website | |||
| Mortgage Endowment Complaints | Announced to the LSE, SEC and NYSE | 09/05/06 | LSE website SEC website Prudential website | |||
| Director/PDMR shareholding | Announced to the LSE, SEC and NYSE | 09/05/06 | LSE website SEC website Prudential website | |||
| Director/PDMR shareholding | Announced to the LSE, SEC and NYSE | 09/05/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 18/05/06 | LSE website SEC website Prudential website | |||
| AGM Statement | Announced to the LSE, SEC and NYSE | 18/05/06 | LSE website SEC website Prudential website | |||
| Description of the |
Method of publication |
Date of filing/ publication |
Information may | |||
| AGM statement | Announced to the LSE, SEC and NYSE | 18/05/06 | LSE website SEC website Prudential website | |||
| Asset Management Presentation | Announced to the LSE, SEC and NYSE | 19/05/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 22/05/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 22/05/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 26/05/06 | LSE website SEC website Prudential website | |||
| Additional Listing | Announced to the LSE, SEC and NYSE | 30/05/06 | LSE website SEC website Prudential website | |||
| Disclosure Director’s Details | Announced to the LSE, SEC and NYSE | 02/06/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 09/06/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 09/06/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 09/06/06 | LSE website SEC website Prudential website | |||
| Comparative EEV basis results | Announced to the LSE, SEC and NYSE | 20/06/06 | LSE website SEC website Prudential website | |||
| Re 20-F | Announced to the LSE, SEC and NYSE | 29/06/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 29/06/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 29/06/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 30/06/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 11/07/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 11/07/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 11/07/06 | LSE website SEC website Prudential website | |||
| Disclosure Director’s Details | Announced to the LSE, SEC and NYSE | 13/07/06 | LSE website SEC website Prudential website | |||
| FRN Variable Rate Fix | Announced to the LSE | 17/07/06 | LSE website | |||
| Description of the |
Method of publication |
Date of filing/ publication |
Information may | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 20/07/06 | LSE website SEC website Prudential website | |||
| Interim Results | Announced to the LSE, SEC and NYSE | 28/07/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 28/07/06 | LSE website SEC website Prudential website | |||
| Pru BSN Takaful Berhad Launch | Announced to the LSE, SEC and NYSE | 08/08/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 09/08/06 | LSE website SEC website Prudential website | |||
| Document re Interim Results | Announced to the LSE, SEC and NYSE | 09/08/06 | LSE website SEC website Prudential website | |||
| Additional Listing | Announced to the LSE, SEC and NYSE | 09/08/06 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 14/08/06 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 22/08/06 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 22/08/06 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 23/08/06 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 23/08/06 | LSE website SEC website Prudential website | |||
| Scrip Dividend | Announced to the LSE, SEC and NYSE | 23/08/06 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 29/08/06 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 29/08/06 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 04/09/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 08/09/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 11/09/06 | LSE website SEC website Prudential website | |||
| Scrip Dividend | Announced to the LSE, SEC and NYSE | 14/09/06 | LSE website SEC website Prudential website | |||
| Description of the |
Method of publication |
Date of filing/ publication |
Information may | |||
| Prudential plc - Board change | Announced to the LSE, SEC and NYSE | 21/09/06 | LSE website SEC website Prudential website | |||
| Prudential plc - Board change | Announced to the LSE, SEC and NYSE | 22/09/06 | LSE website SEC website Prudential website | |||
| Director’s details | Announced to the LSE, SEC and NYSE | 28/09/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 29/09/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 11/10/06 | LSE website SEC website Prudential website | |||
| Appointment of Egg CEO | Announced to the LSE, SEC and NYSE | 13/10/06 | LSE website SEC website Prudential website | |||
| FRN Variable Rate Fix | Announced to the LSE | 17/10/06 | LSE website | |||
| 3rd Quarter Results | Announced to the LSE, SEC and NYSE | 19/10/06 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 23/10/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 27/10/06 | LSE website SEC website Prudential website | |||
| Director/PDMR shareholding | Announced to the LSE, SEC and NYSE | 30/10/06 | LSE website SEC website Prudential website | |||
| Prudential – Dubai FSA Licence | Announced to the LSE, SEC and NYSE | 31/10/06 | LSE website SEC website Prudential website | |||
| Blocklisting | Announced to the LSE, SEC and NYSE | 31/10/06 | LSE website SEC website Prudential website | |||
| Change in director’s details | Announced to the LSE, SEC and NYSE | 01/11/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 02/11/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 06/11/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 9/11/06 | LSE website SEC website Prudential website | |||
| Renewal of MTN Programme | Announced to the LSE, SEC and NYSE | 13/11/06 | LSE website SEC website Prudential website | |||
| Prudential plc Asia Day | Announced to the LSE, SEC and NYSE | 01/12/06 | LSE website SEC website Prudential website | |||
| Prudential plc - Egg | Announced to the LSE, SEC and NYSE | 11/12/06 | LSE website SEC website Prudential website | |||
| Description of the |
Method of publication |
Date of filing/ publication |
Information may | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 11/12/06 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 13/12/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 15/12/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 18/12/06 | LSE website SEC website Prudential website | |||
| Doc re Changes in director’s details | Announced to the LSE, SEC and NYSE | 20/12/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 21/12/06 | LSE website SEC website Prudential website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE | 27/12/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 28/12/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 29/12/06 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 09/01/07 | LSE website SEC website Prudential website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE | 11/01/07 | LSE website SEC website Prudential website | |||
| FRN Variable Rate Fix | Announced to the LSE | 17/01/07 | LSE website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE | 19/01/07 | LSE website SEC website Prudential website | |||
| Sale of Egg Banking plc | Announced to the LSE, SEC and NYSE | 29/01/07 | LSE website SEC website Prudential website | |||
| 2006 Full Year NBF | Announced to the LSE, SEC and NYSE | 29/01/07 | LSE website SEC website Prudential website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE | 31/01/07 | LSE website SEC website Prudential website | |||
| Calculation Agent Change 1 | Announced to the LSE, SEC and NYSE | 01/02/07 | LSE website SEC website Prudential website | |||
| Calculation Agent Change 2 | Announced to the LSE, SEC and NYSE | 01/02/07 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 7/02/07 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 09/02/07 | LSE website SEC website Prudential website | |||
| Description of the |
Method of publication |
Date of filing/ publication |
Information may | |||
| With-Profits Announcement | Announced to the LSE, SEC and NYSE | 20/02/07 | LSE website SEC website Prudential website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE | 28/02/07 | LSE website SEC website Prudential website | |||
| Changes in director’s details | Announced to the LSE, SEC and NYSE | 01/03/07 | LSE website SEC website Prudential website | |||
| Changes in director’s details | Announced to the LSE, SEC and NYSE | 06/03/07 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 09/03/07 | LSE website SEC website Prudential website | |||
| 2006 Full Year Results | Announced to the LSE, SEC and NYSE | 15/03/07 | LSE website SEC website Prudential website | |||
| Policyholder Advocate | Announced to the LSE, SEC and NYSE | 15/03/07 | LSE website SEC website Prudential website | |||
| Pru acquires annuity book | Announced to the LSE, SEC and NYSE | 15/03/07 | LSE website SEC website Prudential website | |||
| PRUDENTIAL – Full year results 2006 – interview with Group CEO | Announced to the LSE, SEC and NYSE | 15/03/07 | LSE website SEC website Prudential website | |||
| PRUDENTIAL – UK Update – interview with UK CEO | Announced to the LSE, SEC and NYSE | 15/03/07 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 15/03/07 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 15/03/07 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 15/03/07 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 26/03/07 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 30/03/07 | LSE website SEC website Prudential website | |||
| SCRIP Dividend Documentation | Announced to the LSE, SEC and NYSE | 30/03/07 | LSE website SEC website Prudential website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE | 30/03/07 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 30/03/07 | LSE website SEC website Prudential website | |||
| Prudential plc Board Change | Announced to the LSE, SEC and NYSE | 12/04/07 | LSE website SEC website Prudential website | |||
| Description of the |
Method of publication |
Date of filing/ publication |
Information may | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 12/04/07 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 12/04/07 | LSE website SEC website Prudential website | |||
| 1st Quarter Results | Announced to the LSE, SEC and NYSE | 19/04/07 | LSE website SEC website Prudential website | |||
| Annual Report and Accounts | Announced to the LSE, SEC and NYSE | 13/04/07 | LSE website SEC website Prudential website | |||
| Scrip Div Reference Price | Announced to the LSE, SEC and NYSE | 18/04/07 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 19/04/07 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 19/04/07 | LSE website SEC website Prudential website | |||
| 1st Quarter Results | Announced to the LSE, SEC and NYSE | 19/04/07 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 19/04/07 | LSE website SEC website Prudential website | |||
| Holding(s) in Company | Announced to the LSE, SEC and NYSE | 23/04/07 | LSE website SEC website Prudential website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE | 30/04/07 | LSE website SEC website Prudential website | |||
| Sale of Egg PLC Completion | Announced to the LSE, SEC and NYSE | 01/05/07 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 02/05/07 | LSE website SEC website Prudential website | |||
| FRN Variable Rate Fix | Announced to the LSE | 02/05/07 | LSE website | |||
| Blocklisting | Announced to the LSE, SEC and NYSE | 04/05/07 | LSE website SEC website Prudential website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE | 10/05/07 | LSE website SEC website Prudential website | |||
2. Documents filed with the Registrar of Companies
The following documents have been filed by Prudential with the Registrar of Companies at Companies House during the past 12 months. Copies of these documents may be obtained from Companies House:
Companies House
Crown Way
Maindy
Cardiff
CF14 3UZ
email: enquiries@companies-house.gov.uk
or, if you are a registered user, through Companies House Direct at www.direct.companieshouse.gov.uk
| Date of filing |
Document type |
Description | ||
| 02/05/06 | 288c | Director’s particulars changed | ||
| 08/05/06 | 88(3) x 7 | Particulars of Contract relating to shares | ||
| 08/05/06 | 88(2) R x 7 | Return of allotment of shares | ||
| 12/05/06 | 88(2) R x 2 | Return of allotment of shares | ||
| 16/05/06 | 88(2) R x 4 | Return of allotment of shares | ||
| 16/05/06 | 88(3) x 4 | Particulars of Contract relating to shares | ||
| 17/05/06 | 88(3) | Particulars of Contract relating to shares | ||
| 23/05/06 | 88(2) R | Return of allotment of shares | ||
| 30/05/06 | AA | Annual report for the year ended 31/12/2005 | ||
| 30/05/06 | 288a | Director appointed | ||
| 30/05/06 | 288b | Director resigned | ||
| 05/06/06 | 88(2) R | Return of allotment of shares | ||
| 07/06/06 | 88(3) x 2 | Particulars of Contract relating to shares | ||
| 07/06/06 | 88(2) R | Return of allotment of shares | ||
| 14/06/06 | 88(2) R x 4 | Return of allotment of shares | ||
| 14/06/06 | 88(3) x 4 | Particulars of Contract relating to shares | ||
| 16/06/06 | RES04 | Resolutions passed at AGM 2006 | ||
| 16/06/06 | 123 | Notice of increase in nominal capital | ||
| 16/06/06 | 88(2) R | Return of allotment of shares | ||
| 19/06/06 | 88(2) R x 2 | Return of allotment of shares | ||
| 19/06/06 | 88(3) | Particulars of Contract relating to shares | ||
| 20/06/06 | 88(2) R | Return of allotment of shares | ||
| 26/06/06 | 88(2) R x 4 | Return of allotment of shares | ||
| 26/06/06 | 88(3) x 3 | Particulars of Contract relating to shares | ||
| 27/06/06 | 88(2) R | Return of allotment of shares | ||
| 27/06/06 | 88(3) | Particulars of Contract relating to shares | ||
| 29/06/06 | 88(2) R | Return of allotment of shares | ||
| 04/07/06 | 88(2) R | Return of allotment of shares | ||
| 04/07/06 | 88(3) | Particulars of Contract relating to shares | ||
| 13/07/06 | 363a | Annual Return made up to 13/06/06 (bulk list available separately) | ||
| 17/07/06 | 88(2) R | Return of allotment of shares | ||
| 21/07/06 | 288c | Director’s particulars changed | ||
| 25/07/06 | 288c | Director’s particulars changed | ||
| 25/07/06 | 88(2) R | Return of allotment of shares | ||
| 01/08/06 | 88(2) R | Return of allotment of shares | ||
| 07/08/06 | 88(2) R | Return of allotment of shares | ||
| 15/08/06 | 88(2) R x 2 | Return of allotment of shares | ||
| 21/08/06 | 88(2) R | Return of allotment of shares | ||
| 21/08/06 | 88(3) | Particulars of Contract relating to shares | ||
| 23/08/06 | 88(2) R | Return of allotment of shares | ||
| 23/08/06 | 88(3) | Particulars of Contract relating to shares | ||
| 06/09/06 | 88(2) R | Return of allotment of shares | ||
| 13/09/06 | 88(2) R | Return of allotment of shares | ||
| 18/09/06 | 88(2) R | Return of allotment of shares | ||
| 22/09/06 | 88(2) R | Return of allotment of shares | ||
| 13/10/06 | 88(2) R | Return of allotment of shares | ||
| 24/10/06 | 88(2) R x 2 | Return of allotment of shares | ||
| 25/10/06 | 88(2) R | Return of allotment of shares | ||
| 09/11/06 | 88(2) R | Return of allotment of shares | ||
| 15/11/06 | 288a | Director appointed | ||
| 16/11/06 | 88(2) R x 2 | Return of allotment of shares | ||
| 21/11/06 | 88(2) R | Return of allotment of shares | ||
| 06/12/06 | 88(2) R | Return of allotment of shares | ||
| 07/12/06 | 88(2) R | Return of allotment of shares | ||
| 09/01/07 | 88(2) R x 2 | Return of allotment of shares | ||
| 17/01/07 | 288b | Director resigned | ||
| 24/01/07 | 88(2) R | Return of allotment of shares | ||
| 12/02/07 | 88(2) R | Return of allotment of shares | ||
| 14/02/07 | 88(2) R | Return of allotment of shares | ||
| 21/02/07 x 2 | 88(2) R | Return of allotment of shares | ||
| 27/02/07 | 88(2) R | Return of allotment of shares | ||
| 14/03/07 x 2 | 88(2) R | Return of allotment of shares | ||
| 25/04/07 | 288c | Director’s particulars changed |
3. Documents filed with the Financial Services Authority
The following documents have been filed by Prudential with the Financial Services Authority during the previous 12 months. These documents may be viewed at the UK Listing Authority’s Document Viewing Facility at 25 The North Colonnade, Canary Wharf, London E14 5HS.
| Document |
Date of publication | |
| Resolutions passed at AGM held on 18 May 2006 |
18/05/06 | |
| Form 20-F |
29/06/06 | |
| Interim Report 2006 |
09/08/06 | |
| Scrip Dividend Circular |
14/09/06 | |
| Scrip Dividend Circular |
30/03/07 | |
| Annual Report 2006 |
13/04/07 | |
| Annual Review and Summary Financial Statement 2006 |
13/04/07 | |
| AGM circular 2007 |
13/04/07 | |
| Proxy voting forms for the UK, the US and the Irish Branch Register | 13/04/07 |
4. Documents published at the Securities and Exchange Commission
Prudential has published a number of the documents listed in 1 above, as set out below, at the Securities and Exchange Commission (“SEC”) in compliance with its obligations under national laws and rules dealing with the regulation of securities, issuers of securities and securities markets by virtue of having American Depositary Shares and Capital Securities listed on the New York Stock Exchange (“NYSE”). In addition, Prudential has published the following documents with the SEC and/or NYSE. Full details of documents published at the SEC can be viewed at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc.
| Filing date |
Form |
Description | ||
| 18/05/06 |
6-K | Resolutions passed at AGM held on 18 May 2006 | ||
| 28/06/06 |
20-F | |||
| 10/08/06 |
6-K | Interim Report 2006 | ||
| 14/09/06 |
6-K | Scrip Dividend Circular | ||
| 30/03/07 |
6-K | Scrip Dividend Circular | ||
| 16/04/07 |
6-K | Annual Report 2006, Annual Review & Summary Financial Statement 2006, AGM circular 2007, and proxy voting forms for the UK, the US and the Irish Branch Register |
Copies of the Company’s 20-F for the year ended 31/12/2005, the Annual Report 2006, the AGM circular 2007 and associated proxy voting forms were also sent to the New York Stock Exchange (NYSE) in accordance with the NYSE Listing Company Manual.
In addition, whenever shares are listed on the London Stock Exchange, a supplementary listing application is submitted to the NYSE for the equivalent number of American Depositary Shares representing the number of shares listed in the UK.
Copies of the Annual and Interim Reports 2006, the Summary Review and Financial Statement 2006, the Annual General Meeting documentation and Form 20-F 2005 can be found on Prudential’s website, www.prudential.co.uk
The annual information update is available on Prudential’s website. Copies of all the documents listed above and copies of this annual information update are available on request from Prudential’s registered office at Laurence Pountney Hill, London, EC4R 0HH.
For further information please contact Sylvia Edwards, Assistant Group Secretary, Prudential plc, 12 Arthur Street, London EC4R 0HH.
11 May 2007
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date 11 May 2007
PRUDENTIAL PUBLIC LIMITED COMPANY
| By: | /s/ Susan Henderson | |
| Susan Henderson | ||
| Deputy Group Secretary | ||