UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2010
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Genworth Financial, Inc.
Address: 6620 West Broad Street
Richmond, Virginia 23230
Form 13F File Number: 28-11523
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia Merrill
Title: Senior Counsel
Phone: (804) 662-2711
Signature, Place, and Date of Signing:
/s/ Patricia Merrill Richmond, VA February 8, 2011
-------------------------------------------------------------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 343 lines
Form 13F Information Table Value Total: 2,440,049
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ------------------------------------------
01 28-11546 Genworth Financial Wealth Management, Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
3M CO COM COM 88579Y101 17,648 204,501 SH Sole 01 204,501
ABB LTD SPONSORED ADR SPONSORED ADR 000375204 3,780 168,383 SH Sole 01 168,383
ABBOTT LABS COM COM 002824100 11,351 236,928 SH Sole 01 236,928
ABERCROMBIE & FITCH CO CL A CL A 002896207 5,005 86,850 SH Sole 01 86,850
AES CORP COM COM 00130H105 7,188 590,139 SH Sole 01 590,139
AFFILIATED MANAGERS GROUP COM COM 008252108 6,669 67,212 SH Sole 01 67,212
AIR PRODS & CHEMS INC COM COM 009158106 5,903 64,907 SH Sole 01 64,907
ALBEMARLE CORP COM COM 012653101 6,014 107,816 SH Sole 01 107,816
ALEXANDER & BALDWIN INC COM COM 014482103 1,222 30,527 SH Sole 01 30,527
ALLEGHENY ENERGY INC COM COM 017361106 467 19,256 SH Sole 01 19,256
ALTERA CORP COM COM 021441100 1,796 50,480 SH Sole 01 50,480
AMEDISYS INC COM COM 023436108 1,044 31,173 SH Sole 01 31,173
AMERICA MOVIL SAB DE CV SPON ADR L ADR 02364W105 1,968 34,321 SH Sole 01 34,321
AMERICAN ELEC PWR INC COM COM 025537101 2,181 60,623 SH Sole 01 60,623
AMERICAN EXPRESS CO COM COM 025816109 0 2 SH Sole 01 2
AMERICAN MED SYS HLDGS INC COM COM 02744M108 948 50,250 SH Sole 01 50,250
ANHEUSER BUSCH INBEV SA/NV SPON SPONSORED ADR 03524A108 3,889 68,113 SH Sole 01 68,113
APPLE INC COM COM 037833100 2,953 9,156 SH Sole 01 9,156
ARKANSAS BEST CORP DEL COM COM 040790107 1,187 43,296 SH Sole 01 43,296
ASML HOLDING N V NY REG SHS COM N07059186 4,020 104,859 SH Sole 01 104,859
ASSOCIATED BANC CORP COM COM 045487105 1,341 88,539 SH Sole 01 88,539
ASSURED GUARANTY LTD COM COM G0585R106 1,106 62,490 SH Sole 01 62,490
AUTOLIV INC COM COM 052800109 5,040 63,844 SH Sole 01 63,844
AUTOMATIC DATA PROCESSING IN COM COM 053015103 4,658 100,645 SH Sole 01 100,645
BAIDU INC SPON ADR REP A ADR 056752108 2,976 30,829 SH Sole 01 30,829
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
BANCO SANTANDER SA ADR ADR 05964H105 3,748 351,957 SH Sole 01 351,957
BARCLAYS BK PLC 10 YR TREAS BEAR ETF 06740L451 16,891 323,774 SH Sole 01 323,774
BARCLAYS PLC ADR ADR 06738E204 3,392 205,345 SH Sole 01 205,345
BAXTER INTL INC COM COM 071813109 10,326 203,990 SH Sole 01 203,990
BCE INC. COM 05534B760 4,497 126,000 SH Sole 126,000
BE AEROSPACE INC COM COM 073302101 4,425 119,508 SH Sole 01 119,508
BECTON DICKINSON & CO COM COM 075887109 3,831 45,332 SH Sole 01 45,332
BHP BILLITON LTD SPONSORED ADR ADR 088606108 4,155 44,718 SH Sole 01 44,718
BIO RAD LABS INC CL A CL A 090572207 4,106 39,533 SH Sole 01 39,533
BLOUNT INTL INC NEW COM COM 095180105 1,854 117,621 SH Sole 01 117,621
BOK FINL CORP COM NEW COM 05561Q201 6,486 121,467 SH Sole 01 121,467
BRISTOW GROUP INC COM COM 110394103 356 7,525 SH Sole 01 7,525
BRITISH AMERN TOB PLC SPONSORED SPONSORED ADR 110448107 4,027 51,826 SH Sole 01 51,826
BROOKFIELD ASSET MANAGEMENT INC. COM 112585104 3,789 113,100 SH Sole 113,100
BUCYRUS INTL INC NEW COM COM 118759109 1,346 15,058 SH Sole 01 15,058
CACI INTL INC CL A CL A 127190304 969 18,152 SH Sole 01 18,152
CANADIAN NATIONAL RAILWAY COMPANY COM 136375102 2,923 43,700 SH Sole 43,700
CANADIAN PACIFIC RAILWAY LTD COM 13645T100 1,141 17,500 SH Sole 17,500
CAPSTEAD MTG CORP COM NO PAR COM 14067E506 872 69,271 SH Sole 01 69,271
CARDINAL HEALTH INC COM COM 14149Y108 1,340 34,979 SH Sole 01 34,979
CATERPILLAR INC DEL COM COM 149123101 5,697 60,824 SH Sole 01 60,824
CENOVUS ENERGY INC. COM 15135U109 2,927 87,500 SH Sole 87,500
CENTURY ALUM CO COM COM 156431108 910 58,580 SH Sole 01 58,580
CERNER CORP COM COM 156782104 6,325 66,760 SH Sole 01 66,760
CHESAPEAKE ENERGY CORP COM COM 165167107 4,947 190,931 SH Sole 01 190,931
CHICOS FAS INC COM COM 168615102 794 65,989 SH Sole 01 65,989
CHINA LIFE INS CO LTD SPON ADR REP H SPONSORED ADR 16939P106 1,374 22,459 SH Sole 01 22,459
CISCO SYS INC COM COM 17275R102 3,600 177,937 SH Sole 01 177,937
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
CMS ENERGY CORP COM COM 125896100 3,331 179,084 SH Sole 01 179,084
COCA COLA CO COM COM 191216100 5,139 78,130 SH Sole 01 78,130
COGNIZANT TECHNOLOGY SOLUTIO CL A CL A 192446102 2,286 31,189 SH Sole 01 31,189
COINSTAR INC COM COM 19259P300 1,676 29,694 SH Sole 01 29,694
COLGATE PALMOLIVE CO COM COM 194162103 6,559 81,615 SH Sole 01 81,615
COMERICA INC COM COM 200340107 1,308 30,974 SH Sole 01 30,974
COMTECH TELECOMMUNICATIONS C COM COM 205826209 782 28,178 SH Sole 01 28,178
CONSTELLATION ENERGY GROUP I COM COM 210371100 699 22,828 SH Sole 01 22,828
COOPER COS INC COM NEW COM 216648402 1,443 25,605 SH Sole 01 25,605
CORNING INC COM COM 219350105 11,789 610,171 SH Sole 01 610,171
COVIDIEN PLC SHS COM G2554F105 4,937 108,134 SH Sole 01 108,134
CTRIP COM INTL LTD AMERICAN DEP SHS SPONSORED ADR 22943F100 1,860 45,973 SH Sole 01 45,973
DANAHER CORP DEL COM COM 235851102 8,632 182,989 SH Sole 01 182,989
DARDEN RESTAURANTS INC COM COM 237194105 1,938 41,723 SH Sole 01 41,723
DECKERS OUTDOOR CORP COM COM 243537107 1,711 21,455 SH Sole 01 21,455
DEL MONTE FOODS CO COM COM 24522P103 791 42,069 SH Sole 01 42,069
DELTA AIR LINES INC. COM 247361702 169 13,451 SH Sole 13,451
DEVON ENERGY CORP NEW COM COM 25179M103 7,270 92,605 SH Sole 01 92,605
DISCOVER FINL SVCS COM COM 254709108 1,553 83,818 SH Sole 01 83,818
DOLBY LABORATORIES INC COM COM 25659T107 3,182 47,710 SH Sole 01 47,710
DOLLAR TREE INC COM COM 256746108 1,925 34,320 SH Sole 01 34,320
DTE ENERGY CO COM COM 233331107 1,018 22,463 SH Sole 01 22,463
DU PONT E I DE NEMOURS & CO COM COM 263534109 3,026 60,665 SH Sole 01 60,665
E M C CORP MASS COM COM 268648102 5,938 259,320 SH Sole 01 259,320
EAST WEST BANCORP INC COM COM 27579R104 1,238 63,312 SH Sole 01 63,312
EBAY INC COM COM 278642103 7,597 272,980 SH Sole 01 272,980
EMERSON ELEC CO COM COM 291011104 4,937 86,354 SH Sole 01 86,354
EMULEX CORP COM NEW COM 292475209 597 51,239 SH Sole 01 51,239
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ENBRIDGE INC. COM 29250N105 4,632 81,600 SH Sole 81,600
ENCANA CORP. COM 292505104 2,327 79,400 SH Sole 79,400
ENTERGY CORP NEW COM COM 29364G103 1,860 26,263 SH Sole 01 26,263
ESTERLINE TECHNOLOGIES CORP COM COM 297425100 1,207 17,600 SH Sole 01 17,600
EXELON CORP COM COM 30161N101 1,171 28,133 SH Sole 01 28,133
EXXON MOBIL CORP COM COM 30231G102 3,211 43,918 SH Sole 01 43,918
EZCORP INC CL A NON VTG COM 302301106 1,000 36,851 SH Sole 01 36,851
FRESENIUS MED CARE AG&CO KGA SPON SPONSORED ADR 358029106 810 14,039 SH Sole 01 14,039
FRONTIER COMMUNICATIONS CORP. COM 35906A108 2 199 SH Sole 199
GENERAL DYNAMICS CORP COM COM 369550108 8,566 120,713 SH Sole 01 120,713
GENTEX CORP COM COM 371901109 2,042 69,071 SH Sole 01 69,071
GEO GROUP INC COM COM 36159R103 1,080 43,788 SH Sole 01 43,788
GILEAD SCIENCES INC COM COM 375558103 3,615 99,747 SH Sole 01 99,747
GRAINGER W W INC COM COM 384802104 5,955 43,115 SH Sole 01 43,115
GROUPE CGI INC CL A SUB VTG CL A SUB VTG 39945C109 5,645 327,068 SH Sole 01 327,068
GULF ISLAND FABRICATION INC COM COM 402307102 1,733 61,510 SH Sole 01 61,510
HALLIBURTON CO COM COM 406216101 5,995 146,828 SH Sole 01 146,828
HEWLETT PACKARD CO COM COM 428236103 3,322 78,902 SH Sole 01 78,902
HMS HLDGS CORP COM COM 40425J101 2,405 37,137 SH Sole 01 37,137
HOLOGIC INC. COM 436440101 181 9,632 SH Sole 9,632
HONDA MOTOR LTD AMERN SHS COM 438128308 3,950 100,012 SH Sole 01 100,012
HSBC HLDGS PLC SPON ADR NEW SPONSORED ADR 404280406 3,466 67,909 SH Sole 01 67,909
ICICI BK LTD ADR ADR 45104G104 2,000 39,504 SH Sole 01 39,504
ILLINOIS TOOL WKS INC COM COM 452308109 4,454 83,406 SH Sole 01 83,406
INFORMATICA CORP COM COM 45666Q102 2,571 58,387 SH Sole 01 58,387
INFOSYS TECHNOLOGIES LTD SPONS SPONSORED ADR 456788108 2,098 27,577 SH Sole 01 27,577
INTEL CORP COM COM 458140100 4,253 202,239 SH Sole 01 202,239
INTERNATIONAL BUSINESS MACHS COM COM 459200101 19,097 130,121 SH Sole 01 130,121
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ISHARES INC MSCI AUSTRALIA ETF 464286103 2,659 104,526 SH Sole 01 104,526
ISHARES INC MSCI FRANCE ETF 464286707 426 17,429 SH Sole 01 17,429
ISHARES INC MSCI GERMAN ETF 464286806 427 17,818 SH Sole 01 17,818
ISHARES INC MSCI HONG KONG ETF 464286871 315 16,666 SH Sole 01 16,666
ISHARES INC MSCI JAPAN ETF 464286848 1,063 97,408 SH Sole 01 97,408
ISHARES INC MSCI NETHR INVES ETF 464286814 215 10,176 SH Sole 01 10,176
ISHARES INC MSCI SINGAPORE ETF 464286673 319 23,051 SH Sole 01 23,051
ISHARES INC MSCI SPAIN ETF 464286764 214 5,827 SH Sole 01 5,827
ISHARES INC MSCI SWEDEN ETF 464286756 213 6,831 SH Sole 01 6,831
ISHARES INC MSCI SWITZERLD ETF 464286749 426 16,996 SH Sole 01 16,996
ISHARES INC MSCI UTD KINGD ETF 464286699 1,069 61,560 SH Sole 01 61,560
ISHARES TR AGENCY BD FD ETF 464288166 4,855 44,328 SH Sole 01 44,328
ISHARES TR BARCLY USAGG B ETF 464287226 51,196 484,122 SH Sole 01 484,122
ISHARES TR BARCLYS 1-3 YR ETF 464287457 20,769 247,314 SH Sole 01 247,314
ISHARES TR BARCLYS 1-3YR CR ETF 464288646 10,336 99,117 SH Sole 01 99,117
ISHARES TR BARCLYS 20+ YR ETF 464287432 7,188 76,368 SH Sole 01 76,368
ISHARES TR BARCLYS 3-7 YR ETF 464288661 7,389 64,448 SH Sole 01 64,448
ISHARES TR BARCLYS 7-10 YR ETF 464287440 15,685 167,186 SH Sole 01 167,186
ISHARES TR BARCLYS CR BD ETF 464288620 18,840 180,923 SH Sole 01 180,923
ISHARES TR BARCLYS MBS BD ETF 464288588 21,182 200,626 SH Sole 01 200,626
ISHARES TR BARCLYS SH TREA ETF 464288679 493 4,470 SH Sole 01 4,470
ISHARES TR BARCLYS TIPS BD ETF 464287176 12,975 120,675 SH Sole 01 120,675
ISHARES TR DJ INTL SEL DIVD ETF 464288448 687 20,417 SH Sole 01 20,417
ISHARES TR DJ SEL DIV INX ETF 464287168 699 14,026 SH Sole 01 14,026
ISHARES TR DJ US INDEX FD ETF 464287846 2 26 SH Sole 01 26
ISHARES TR DJ US TECH SEC ETF 464287721 11,175 173,580 SH Sole 01 173,580
ISHARES TR DJ US TELECOMM ETF 464287713 1,675 71,655 SH Sole 01 71,655
ISHARES TR IBOXX INV CPBD ETF 464287242 4,183 38,570 SH Sole 01 38,570
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ISHARES TR JPMORGAN USD ETF 464288281 1,125 10,506 SH Sole 01 10,506
ISHARES TR MSCI ACWI INDX ETF 464288257 1,007 21,521 SH Sole 01 21,521
ISHARES TR MSCI EAFE IDX ETF 464287465 19,335 332,107 SH Sole 01 332,107
ISHARES TR MSCI EMERG MKT ETF 464287234 47,813 1,003,598 SH Sole 01 1,003,598
ISHARES TR MSCI GRW IDX ETF 464288885 17,696 289,740 SH Sole 01 289,740
ISHARES TR MSCI SMALL CAP ETF 464288273 152 3,595 SH Sole 01 3,595
ISHARES TR MSCI VAL IDX ETF 464288877 16,722 329,367 SH Sole 01 329,367
ISHARES TR RUSL 2000 GROW ETF 464287648 2,083 23,824 SH Sole 01 23,824
ISHARES TR RUSL 2000 VALU ETF 464287630 2,085 29,332 SH Sole 01 29,332
ISHARES TR RUSL 3000 VALU ETF 464287663 348 4,084 SH Sole 01 4,084
ISHARES TR RUSSELL 1000 ETF 464287622 7,161 102,511 SH Sole 01 102,511
ISHARES TR RUSSELL 2000 ETF 464287655 193,786 2,476,815 SH Sole 01 2,476,815
ISHARES TR RUSSELL MCP GR ETF 464287481 11,692 206,541 SH Sole 01 206,541
ISHARES TR RUSSELL1000GRW ETF 464287614 307 5,359 SH Sole 01 5,359
ISHARES TR RUSSELL1000VAL ETF 464287598 6,659 102,653 SH Sole 01 102,653
ISHARES TR S&P 500 INDEX ETF 464287200 10,834 85,812 SH Sole 01 85,812
ISHARES TR S&P 500 VALUE ETF 464287408 1,429 23,980 SH Sole 01 23,980
ISHARES TR S&P CAL AMTFR MN ETF 464288356 8 80 SH Sole 01 80
ISHARES TR S&P GL UTILITI ETF 464288711 10,877 241,279 SH Sole 01 241,279
ISHARES TR S&P GLB MTRLS ETF 464288695 2,274 31,039 SH Sole 01 31,039
ISHARES TR S&P LTN AM 40 ETF 464287390 2,394 44,444 SH Sole 01 44,444
ISHARES TR S&P MC 400 GRW ETF 464287606 926 9,191 SH Sole 01 9,191
ISHARES TR S&P MIDCAP 400 ETF 464287507 5,203 57,375 SH Sole 01 57,375
ISHARES TR S&P MIDCP VALU ETF 464287705 925 11,645 SH Sole 01 11,645
ISHARES TR S&P NA MULTIMD ETF 464287531 701 20,906 SH Sole 01 20,906
ISHARES TR S&P NTL AMTFREE ETF 464288414 4,472 45,085 SH Sole 01 45,085
ISHARES TR S&P SMLCP GROW ETF 464287887 193 2,657 SH Sole 01 2,657
ISHARES TR S&P SMLCP VALU ETF 464287879 193 2,679 SH Sole 01 2,679
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ISHARES TR S&P500 GRW ETF 464287309 5,886 89,662 SH Sole 01 89,662
ISHARES TR S&PCITI1-3YRTB ETF 464288125 6 60 SH Sole 01 60
ISHARES TR SMLL CORE INDX ETF 464288505 97 1,084 SH Sole 01 1,084
ISHARES TR SMLL GRWTH IDX ETF 464288604 193 2,286 SH Sole 01 2,286
ISHARES TR SMLL VAL INDX ETF 464288703 194 2,342 SH Sole 01 2,342
ISHARES TR US PFD STK IDX ETF 464288687 638 16,454 SH Sole 01 16,454
ITAU UNIBANCO HLDG SA SPON ADR REP SPONSORED ADR 465562106 1,918 79,896 SH Sole 01 79,896
ITT CORP NEW COM COM 450911102 5,411 103,846 SH Sole 01 103,846
JAKKS PAC INC COM COM 47012E106 1,699 93,242 SH Sole 01 93,242
JARDEN CORP COM COM 471109108 969 31,398 SH Sole 01 31,398
JOHNSON & JOHNSON COM COM 478160104 4,451 71,971 SH Sole 01 71,971
JPMORGAN CHASE & CO COM COM 46625H100 12,848 302,876 SH Sole 01 302,876
KEYCORP NEW COM COM 493267108 1,356 153,261 SH Sole 01 153,261
KNIGHT TRANSN INC COM COM 499064103 789 41,505 SH Sole 01 41,505
KRAFT FOODS INC CL A CL A 50075N104 5,935 188,366 SH Sole 01 188,366
KUBOTA CORP ADR ADR 501173207 799 16,776 SH Sole 01 16,776
LEAR CORP COM NEW COM 521865204 827 8,379 SH Sole 01 8,379
LHC GROUP INC COM COM 50187A107 889 29,630 SH Sole 01 29,630
LINCOLN EDL SVCS CORP COM COM 533535100 542 34,948 SH Sole 01 34,948
LKQ CORP COM COM 501889208 4,301 189,300 SH Sole 01 189,300
LOCKHEED MARTIN CORP COM COM 539830109 4,420 63,222 SH Sole 01 63,222
LOEWS CORP COM COM 540424108 4,959 127,451 SH Sole 01 127,451
LOWES COS INC COM COM 548661107 15,481 617,278 SH Sole 01 617,278
M/I HOMES INC COM COM 55305B101 1,155 75,116 SH Sole 01 75,116
MADDEN STEVEN LTD COM COM 556269108 2,091 50,118 SH Sole 01 50,118
MAIDEN HOLDINGS LTD SHS COM G5753U112 1,001 127,358 SH Sole 01 127,358
MAKITA CORP ADR NEW ADR 560877300 1,131 27,603 SH Sole 01 27,603
MARINEMAX INC COM COM 567908108 315 33,732 SH Sole 01 33,732
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
MARKET VECTORS ETF TR AGRIBUS ETF ETF 57060U605 1,355 25,314 SH Sole 01 25,314
MARKET VECTORS ETF TR COAL ETF ETF 57060U837 2,342 49,575 SH Sole 01 49,575
MARSHALL & ILSLEY CORP NEW COM COM 571837103 982 141,963 SH Sole 01 141,963
MASTERCARD INC CL A CL A 57636Q104 6,302 28,122 SH Sole 01 28,122
MBIA INC COM COM 55262C100 188 15,700 SH Sole 01 15,700
MCDONALDS CORP COM COM 580135101 7,989 104,072 SH Sole 01 104,072
MECHEL OAO SPONSORED ADR ADR 583840103 1,882 64,377 SH Sole 01 64,377
MERCK & CO INC NEW COM COM 58933Y105 4,309 119,563 SH Sole 01 119,563
METLIFE INC COM COM 59156R108 4,507 101,415 SH Sole 01 101,415
MICROSOFT CORP COM COM 594918104 4,522 162,036 SH Sole 01 162,036
MOTRICITY INC COM COM 620107102 2,179 117,349 SH Sole 01 117,349
NALCO HOLDING COMPANY COM COM 62985Q101 8,422 263,673 SH Sole 01 263,673
NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 2,063 46,475 SH Sole 01 46,475
NEWTEK BUSINESS SERVICES INC. COM 652526104 251 146,141 SH Sole 146,141
NEXTERA ENERGY INC COM COM 65339F101 519 9,982 SH Sole 01 9,982
NORTHERN TR CORP COM COM 665859104 4,837 87,287 SH Sole 01 87,287
NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 1,859 31,528 SH Sole 01 31,528
NOVO-NORDISK A S ADR ADR 670100205 5,127 45,548 SH Sole 01 45,548
NRG ENERGY INC COM NEW COM 629377508 192 9,849 SH Sole 01 9,849
NTT DOCOMO INC SPONS ADR ADR 62942M201 3,940 226,199 SH Sole 01 226,199
OCCIDENTAL PETE CORP DEL COM COM 674599105 4,124 42,037 SH Sole 01 42,037
OCEANEERING INTL INC COM COM 675232102 1,438 19,529 SH Sole 01 19,529
OLD REP INTL CORP COM COM 680223104 1,262 92,565 SH Sole 01 92,565
OMNICOM GROUP INC COM COM 681919106 4,655 101,634 SH Sole 01 101,634
ORACLE CORP COM COM 68389X105 9,114 291,197 SH Sole 01 291,197
PARKER HANNIFIN CORP COM COM 701094104 7,377 85,485 SH Sole 01 85,485
PENN VA CORP COM COM 707882106 694 41,282 SH Sole 01 41,282
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1,271 33,595 SH Sole 01 33,595
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
PFIZER INC COM COM 717081103 5,507 314,497 SH Sole 01 314,497
PG&E CORP COM COM 69331C108 2,492 52,099 SH Sole 01 52,099
PHILIP MORRIS INTL INC COM COM 718172109 7,870 134,468 SH Sole 01 134,468
POSCO SPONSORED ADR ADR 693483109 1,402 13,018 SH Sole 01 13,018
POWERSHARES ETF TRUST DYN PHRMA ETF 73935X799 1,434 60,678 SH Sole 01 60,678
POWERSHARES ETF TRUST ENERGY SEC ETF 73935X385 2,623 70,114 SH Sole 01 70,114
POWERSHARES ETF TRUST GOLDEN DRG ETF 73935X401 2,344 87,995 SH Sole 01 87,995
POWERSHARES ETF TRUST TECH SECT ETF 73935X344 1,428 55,700 SH Sole 01 55,700
POWERSHARES ETF TRUST ZACKS MC ETF 73935X740 33 2,708 SH Sole 01 2,708
POWERSHARES GLOBAL ETF TRUST IN ETF 73936T474 6,294 279,256 SH Sole 01 279,256
PPL CORP COM COM 69351T106 1,620 61,569 SH Sole 01 61,569
PRAXAIR INC COM COM 74005P104 5,222 54,697 SH Sole 01 54,697
PROCTER & GAMBLE CO COM COM 742718109 13,537 210,436 SH Sole 01 210,436
PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 364 11,446 SH Sole 01 11,446
RALCORP HLDGS INC NEW COM COM 751028101 4,590 70,608 SH Sole 01 70,608
REGIONS FINANCIAL CORP NEW COM COM 7591EP100 915 130,785 SH Sole 01 130,785
RESMED INC COM COM 761152107 1,812 52,321 SH Sole 01 52,321
REVENUESHARES ETF TR MID CAP FD ETF 761396209 1,386 46,960 SH Sole 01 46,960
ROGERS COMMUNICATIONS INC. COM 775109200 4,346 124,700 SH Sole 124,700
ROSETTA RESOURCES INC COM COM 777779307 5,811 154,386 SH Sole 01 154,386
ROVI CORP COM COM 779376102 9,232 148,887 SH Sole 01 148,887
RYDEX ETF TRUST S&P 500 EQ TRD ETF 78355W106 154,120 3,257,668 SH Sole 01 3,257,668
SALESFORCE COM INC COM COM 79466L302 5,079 38,474 SH Sole 01 38,474
SANOFI AVENTIS SPONSORED ADR ADR 80105N105 4,256 132,054 SH Sole 01 132,054
SARA LEE CORP COM COM 803111103 7,850 448,289 SH Sole 01 448,289
SEATTLE GENETICS INC COM COM 812578102 1,006 67,268 SH Sole 01 67,268
SELECT SECTOR SPDR TR SBI CONS ETF 81369Y407 88,979 2,378,472 SH Sole 01 2,378,472
SELECT SECTOR SPDR TR SBI CONS ETF 81369Y308 4,524 154,366 SH Sole 01 154,366
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
SELECT SECTOR SPDR TR SBI HEALTH ETF 81369Y209 4,718 149,768 SH Sole 01 149,768
SELECT SECTOR SPDR TR SBI INT-ENER ETF 81369Y506 88,128 1,291,257 SH Sole 01 1,291,257
SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 4,777 299,517 SH Sole 01 299,517
SELECT SECTOR SPDR TR SBI INT-INDS ETF 81369Y704 103,196 2,959,463 SH Sole 01 2,959,463
SELECT SECTOR SPDR TR SBI INT-UTILS ETF 81369Y886 2,370 75,614 SH Sole 01 75,614
SELECT SECTOR SPDR TR SBI MATERIALS ETF 81369Y100 1,759 45,807 SH Sole 01 45,807
SEMPRA ENERGY COM COM 816851109 834 15,899 SH Sole 01 15,899
SHAW COMMUNICATOINS INC. COM 82028K200 3,694 171,700 SH Sole 171,700
SINGAPORE FD INC COM COM 82929L109 0 12 SH Sole 01 12
SMITHFIELD FOODS INC COM COM 832248108 1,210 58,649 SH Sole 01 58,649
SOCIEDAD QUIMICA MINERA DE C SPON SPONSORED ADR 833635105 2,565 43,903 SH Sole 01 43,903
SOLERA HOLDINGS INC COM COM 83421A104 8,892 173,266 SH Sole 01 173,266
SOUTHERN CO COM COM 842587107 644 16,840 SH Sole 01 16,840
SPDR GOLD TRUST GOLD SHS ETF 78463V107 2,811 20,262 SH Sole 01 20,262
SPDR INDEX SHS FDS ASIA PACIF ETF ETF 78463X301 2,265 26,722 SH Sole 01 26,722
SPDR INDEX SHS FDS DJ INTL RL ETF ETF 78463X863 3,210 82,462 SH Sole 01 82,462
SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 7,410 99,638 SH Sole 01 99,638
SPDR INDEX SHS FDS INTL INDS ETF ETF 78463X673 202 7,126 SH Sole 01 7,126
SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 3,109 100,804 SH Sole 01 100,804
SPDR INDEX SHS FDS S&P WRLD EX US ETF 78463X889 15,958 614,956 SH Sole 01 614,956
SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 45,201 359,453 SH Sole 01 359,453
SPDR S&P MIDCAP 400 ETF TR UTSER1 ETF 78467Y107 182,619 1,108,932 SH Sole 01 1,108,932
SPDR SERIES TRUST BARCL CAP TIPS ETF 78464A656 238 4,485 SH Sole 01 4,485
SPDR SERIES TRUST BRCLYS 1-3MT ETF ETF 78464A680 9,540 208,071 SH Sole 01 208,071
SPDR SERIES TRUST BRCLYS AGG ETF ETF 78464A649 16,877 303,762 SH Sole 01 303,762
SPDR SERIES TRUST BRCLYS INTL ETF ETF 78464A516 914 15,634 SH Sole 01 15,634
SPDR SERIES TRUST BRCLYS YLD ETF ETF 78464A417 12,546 315,937 SH Sole 01 315,937
SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 1,796 30,901 SH Sole 01 30,901
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 8,784 143,958 SH Sole 01 143,958
SPDR SERIES TRUST DJ SML CAP ETF ETF 78464A813 5,438 82,392 SH Sole 01 82,392
SPDR SERIES TRUST DJ SML GRWTH ETF ETF 78464A201 192 1,762 SH Sole 01 1,762
SPDR SERIES TRUST DJ SML VALUE ETF ETF 78464A300 193 2,793 SH Sole 01 2,793
SPDR SERIES TRUST NUVN BR SHT MUNI ETF 78464A425 7,792 327,256 SH Sole 01 327,256
SPDR SERIES TRUST NUVN BRCLY MUNI ETF 78464A458 9,324 431,048 SH Sole 01 431,048
SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 7,008 134,816 SH Sole 01 134,816
SPDR SERIES TRUST S&P HOMEBUILD ETF 78464A888 1,471 84,563 SH Sole 01 84,563
SPDR SERIES TRUST S&P RETAIL ETF ETF 78464A714 77,725 1,607,218 SH Sole 01 1,607,218
STERICYCLE INC COM COM 858912108 1,414 17,477 SH Sole 01 17,477
STEWART INFORMATION SVCS COR COM COM 860372101 85 7,409 SH Sole 01 7,409
STRYKER CORP COM COM 863667101 4,283 79,757 SH Sole 01 79,757
SUNTRUST BKS INC COM COM 867914103 136 4,606 SH Sole 01 4,606
SXC HEALTH SOLUTIONS CORP COM COM 78505P100 2,648 61,780 SH Sole 01 61,780
SYMANTEC CORP COM COM 871503108 4,701 280,832 SH Sole 01 280,832
TALEO CORP CL A CL A 87424N104 866 31,325 SH Sole 01 31,325
TARGACEPT INC COM COM 87611R306 1,152 43,472 SH Sole 01 43,472
TARGET CORP COM COM 87612E106 10,500 174,626 SH Sole 01 174,626
TELEFONICA S A SPONSORED ADR SPONSORED ADR 879382208 867 12,677 SH Sole 01 12,677
TELUS CORP. COM 87971M202 2,845 64,900 SH Sole 64,900
TESSERA TECHNOLOGIES INC COM COM 88164L100 908 41,008 SH Sole 01 41,008
TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 1,391 26,691 SH Sole 01 26,691
TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 4,596 85,938 SH Sole 01 85,938
TOWER GROUP INC COM COM 891777104 1,043 40,723 SH Sole 01 40,723
TOYOTA MOTOR CORP SP ADR REP2COM COM 892331307 5,088 64,703 SH Sole 01 64,703
TRANSCANADA CORPORATION COM 89353D107 4,069 106,300 SH Sole 106,300
TREEHOUSE FOODS INC COM COM 89469A104 5,054 98,931 SH Sole 01 98,931
TRIUMPH GROUP INC NEW COM COM 896818101 6,095 68,169 SH Sole 01 68,169
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
TUPPERWARE BRANDS CORP COM COM 899896104 6,961 146,028 SH Sole 01 146,028
TUTOR PERINI CORP COM COM 901109108 908 42,413 SH Sole 01 42,413
TYCO ELECTRONICS LTD SWITZER SHS COM H8912P106 7,228 204,175 SH Sole 01 204,175
UGI CORP NEW COM COM 902681105 1,261 39,938 SH Sole 01 39,938
UNILEVER N V N Y SHS NEW ADR 904784709 1,373 43,712 SH Sole 01 43,712
UNISOURCE ENERGY CORP COM COM 909205106 982 27,399 SH Sole 01 27,399
UNITED CONTINENTAL HOLDINGS INC. COM 902549807 57 2,409 SH Sole 2,409
UNITED TECHNOLOGIES CORP COM COM 913017109 25,896 328,960 SH Sole 01 328,960
USANA HEALTH SCIENCES INC COM COM 90328M107 1,020 23,480 SH Sole 01 23,480
VALE S A ADR ADR 91912E105 1,903 55,034 SH Sole 01 55,034
VANGUARD BD INDEX FD INC LONG TERM ETF 921937793 4,509 57,014 SH Sole 01 57,014
VANGUARD BD INDEX FD INC TOTAL BND ETF 921937835 19,850 247,289 SH Sole 01 247,289
VANGUARD INDEX FDS GROWTH ETF ETF 922908736 21,986 357,969 SH Sole 01 357,969
VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 1,119 19,431 SH Sole 01 19,431
VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 6,892 103,078 SH Sole 01 103,078
VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 428 5,894 SH Sole 01 5,894
VANGUARD INDEX FDS SML CP GRW ETF ETF 922908595 8,632 110,604 SH Sole 01 110,604
VANGUARD INDEX FDS VALUE ETF ETF 922908744 29,486 552,901 SH Sole 01 552,901
VANGUARD INTL EQUITY INDEX F EMR ETF 922042858 13,955 289,857 SH Sole 01 289,857
VANGUARD INTL EQUITY INDEX F EUR ETF 922042874 16,551 337,152 SH Sole 01 337,152
VANGUARD INTL EQUITY INDEX F FTSE ETF 922042718 7,077 71,038 SH Sole 01 71,038
VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 16,458 288,542 SH Sole 01 288,542
VANGUARD TAX-MANAGED FD EUROPE ETF 921943858 13,052 361,060 SH Sole 01 361,060
VANGUARD WORLD FD MEGA CAP INDEX ETF 921910873 405 9,433 SH Sole 01 9,433
VANGUARD WORLD FDS CONSUM DIS ETF ETF 92204A108 1,447 23,921 SH Sole 01 23,921
VERIZON COMMUNICATIONS INC. COM 92343V104 30 832 SH Sole 832
VIAD CORP COM NEW COM 92552R406 740 29,056 SH Sole 01 29,056
VISA INC COM CL A CL A 92826C839 3,623 51,479 SH Sole 01 51,479
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
VODAFONE GROUP PLC NEW SPONS ADR 92857W209 9,618 363,784 SH Sole 01 363,784
WATERS CORP COM COM 941848103 7,824 100,680 SH Sole 01 100,680
WESTPAC BKG CORP SPONSORED ADR SPONSORED ADR 961214301 3,163 27,630 SH Sole 01 27,630
WILLIAMS COS INC DEL COM COM 969457100 1,773 71,721 SH Sole 01 71,721
WILLIAMS SONOMA INC COM COM 969904101 3,253 91,157 SH Sole 01 91,157
WISDOMTREE TRUST INTL UTILITIES ETF 97717W653 233 11,556 SH Sole 01 11,556
WOODBRIDGE CO LTD COM 884903105 3,319 88,500 SH Sole 88,500
XL GROUP PLC SHS ADR G98290102 1,401 64,186 SH Sole 01 64,186
YAHOO INC COM COM 984332106 5,645 339,453 SH Sole 01 339,453
YANZHOU COAL MNG CO LTD SPON ADR SPONSORED ADR 984846105 2,305 75,339 SH Sole 01 75,339