SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 9)*

 

 

CARBONITE, INC.

(Name of Issuer)

Common Stock, par value $0.01 per share

(Title of Class of Securities)

141337105

(CUSIP Number)

Jeremy D. Rossen

Vice President, General Counsel

j2 Global, Inc.

6922 Hollywood Blvd., Suite 500

Los Angeles, California 90028

(323) 860-9200

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

July 20, 2016

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  ¨.

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Continued on following page(s)

Page 1 of 4 Pages

 

 

 


  Page 2 of 4

 

  1   

Names of Reporting Persons

 

j2 Global, Inc.

  2  

Check the Appropriate Box If a Member of a Group (See Instructions)

a.  ¨        b.  ¨

 

  3  

SEC Use Only

 

  4  

Source of Funds (See Instructions)

 

WC

  5  

Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

¨

  6  

Citizenship or Place of Organization

 

Delaware

Number of Shares Beneficially Owned By Each Reporting Person With

 

     7    

Sole Voting Power

 

1,336,674

     8   

Shared Voting Power

 

0

     9   

Sole Dispositive Power

 

1,336,674

   10   

Shared Dispositive Power

 

0

11  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,336,674

12  

Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

¨

13  

Percent of Class Represented By Amount in Row (11)

 

4.96%

14  

Type of Reporting Person (See Instructions)

 

CO


Page 3 of 4

 

Item 1. Security and Issuer.

This Amendment No. 9 (the “Amendment”) amends and supplements the Schedule 13D filed by j2 Global, Inc., a Delaware corporation (the “Reporting Person”), with the Securities and Exchange Commission on November 5, 2012, as amended (the “Statement”), related to the Common Stock, par value $0.01 per share (the “Shares”), of Carbonite, Inc., a Delaware corporation (the “Issuer”). The address of the Issuer’s principal executive offices is Two Avenue de Lafayette, Boston, Massachusetts 02111. This Amendment is the final amendment to the Schedule 13D and is an exit filing for the Reporting Person.

Unless specifically amended or modified hereby, the disclosures set forth in the Statement remain unchanged.

 

Item 5. Interest in Securities of the Issuer.

Item 5 of the Statement is amended and supplemented as follows:

(a) As of the date hereof, the Reporting Person beneficially owns 1,336,674 Shares indirectly through a wholly owned subsidiary. According to the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on May 9, 2016, the number of Shares outstanding as of April 29, 2016 was 26,946,051. As of the date hereof, the Reporting Person is the beneficial owner of 4.96% of the Shares outstanding.

(c) The trading dates, number of Shares sold, price per Share and the nature of all transactions effected by the Reporting Person during the past 60 days, except as previously disclosed on the Statement, are set forth in Schedule B, which is incorporated herein by reference.

(e) The Reporting Person ceased to be the beneficial owner of 5% of the Shares on July 20, 2016.


Page 4 of 4

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Date: July 21, 2016     j2 GLOBAL, INC.
    By:  

/s/ Jeremy D. Rossen

    Name:    Jeremy D. Rossen
    Title:   Vice President, General Counsel


SCHEDULE B

Transactions During the Past 60 Days

The prices reported below reflect the weighted average sale price of the shares of Common Stock, par value $0.01 per share of Carbonite, Inc., sold on the relevant date. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission full information regarding the number of shares of Common Stock sold at each separate price.

 

Seller

   Date of
Transaction
   Number of
Shares
     Weighted
Average Price
per Share
    Nature of
Transaction

j2 Global, Inc.

   July 11, 2016      14,172       $ 10.02 (1)    Open Market Sale

j2 Global, Inc.

   July 12, 2016      2,338       $ 10.04 (2)    Open Market Sale

j2 Global, Inc.

   July 13, 2016      15,417       $ 10.03 (3)    Open Market Sale

j2 Global, Inc.

   July 14, 2016      19,706       $ 10.04 (4)    Open Market Sale

j2 Global, Inc.

   July 15, 2016      55,012       $ 10.05 (5)    Open Market Sale

j2 Global, Inc.

   July 18, 2016      46,608       $ 10.14 (6)    Open Market Sale

j2 Global, Inc.

   July 19, 2016      47,373       $ 10.19 (7)    Open Market Sale

j2 Global, Inc.

   July 20, 2016      120,877       $ 10.38 (8)    Open Market Sale

 

1. Executed at prices ranging from $10.00 to $10.04.
2. Executed at prices ranging from $10.04 to $10.05.
3. Executed at prices ranging from $10.02 to $10.05.
4. Executed at prices ranging from $10.03 to $10.07.
5. Executed at prices ranging from $10.04 to $10.07.
6. Executed at prices ranging from $10.12 to $10.19.
7. Executed at prices ranging from $10.17 to $10.23.
8. Executed at prices ranging from $10.26 to $10.44.