As filed with the Securities and Exchange Commission on October 1, 2018
Registration No. 333-150384
Registration No. 333-158684
Registration No. 333-166250
Registration No. 333-173638
Registration No. 333-188120
Registration No. 333-197785
Registration No. 333-210768
Registration No. 333-212796
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 1
to
FORM S-8 REGISTRATION STATEMENT NO. 333-150384
FORM S-8 REGISTRATION STATEMENT NO. 333-158684
FORM S-8 REGISTRATION STATEMENT NO. 333-166250
FORM S-8 REGISTRATION STATEMENT NO. 333-173638
FORM S-8 REGISTRATION STATEMENT NO. 333-188120
FORM S-8 REGISTRATION STATEMENT NO. 333-197785
FORM S-8 REGISTRATION STATEMENT NO. 333-210768
FORM S-8 REGISTRATION STATEMENT NO. 333-212796
UNDER
THE SECURITIES ACT OF 1933
CGG
(Exact name of registrant as specified in its charter)
CGG
(Registrants Name for Use in English)
Republic of France | 74-1734402 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
Tour Maine Montparnasse
33 Avenue du Maine
75015 Paris
France
(Address of Principal Executive Offices)
Compagnie Générale de Géophysique-Veritas 2006 Performance Share Plan
Compagnie Générale de Géophysique-Veritas 2007 Performance Share Plan
Compagnie Générale de Géophysique-Veritas 2007 Stock Option Plan
Compagnie Générale de Géophysique-Veritas 2008 Performance Share Plan
Compagnie Générale de Géophysique-Veritas 2008 Stock Option Plan
Compagnie Générale de Géophysique-Veritas 2009 Performance Share Plan
Compagnie Générale de Géophysique-Veritas 2009 Stock Option Plan
Compagnie Générale de Géophysique-Veritas 2010 Performance Share Allocation Plan
Compagnie Générale de Géophysique-Veritas 2010 Stock Option Plan
Compagnie Générale de Géophysique-Veritas 2011 Stock Option Plan
Compagnie Générale de Géophysique-Veritas 2012 Performance Share Allocation Plan
Compagnie Générale de Géophysique-Veritas 2012 Stock Option Plans
CGG 2013 Stock Option Plan
CGG 2014 Stock Option Plan
CGG 2015 Stock Option Plan
CGG 2016 Stock Option Plan
(Full title of the plans)
Chad Meintel
Duly Authorized Representative
CGG
10300 Town Park Drive
Houston, Texas 77072
(832) 351 8947
(Name, address and telephone number, including area code, of agent for service)
Copies to:
Beatrice Place-Faget Corporate General Counsel Tour Maine-Montparnasse 33, avenue du Maine 75755 Paris Cedex 15 France +33 1 64 47 45 00 |
Luis Roth Linklaters LLP 25, rue de Marignan 75008 Paris France +33 1 56 43 56 43 |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Non-accelerated filer | ☐ | |||
Accelerated filer | ☒ | Smaller reporting company | ☐ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.
DEREGISTRATION OF UNSOLD SECURITIES
This Post-Effective Amendment relates to the following Registration Statements on Form S-8 (collectively, the Registration Statements) of CGG (the Company):
(i) | File No. 333-150384, pertaining to the registration of (a) 53,200 ordinary shares (unadjusted for subsequent events) under the Compagnie Générale de Géophysique-Veritas 2006 Performance Share Plan; (b) 261,750 ordinary shares (unadjusted for subsequent events) under the Compagnie Générale de Géophysique-Veritas Compagnie Générale de Géophysique-Veritas 2007 Stock Option Plan; (c) 81,750 ordinary shares (unadjusted for subsequent events) under the Compagnie Générale de Géophysique-Veritas 2007 Performance Share Plan; (d) 237,700 ordinary shares (unadjusted for subsequent events) under the Compagnie Générale de Géophysique-Veritas 2008 Stock Option Plan; (e) 91,850 ordinary shares (unadjusted for subsequent events) under the Compagnie Générale de Géophysique-Veritas 2008 Performance Share Plan, which was filed with the SEC on April 23, 2008. |
(ii) | File No. 333-158684, pertaining to the registration of (a) 1,327,000 ordinary shares (unadjusted for subsequent events) under the Compagnie Générale de Géophysique-Veritas 2009 Performance Share Plan and (b) 516,250 ordinary shares (unadjusted for subsequent events) under the Compagnie Générale de Géophysique-Veritas Compagnie Générale de Géophysique-Veritas 2009 Stock Option Plan; which was filed with the SEC on April 22, 2009. |
(iii) | File No. 333-166250, pertaining to the registration of (a) 1,548,150 ordinary shares (unadjusted for subsequent events) under the Compagnie Générale de Géophysique-Veritas 2010 Performance Share Plan and (b) 509,925 ordinary shares (unadjusted for subsequent events) under the Compagnie Générale de Géophysique-Veritas Compagnie Générale de Géophysique-Veritas 2010 Stock Option Plan; which was filed with the SEC on April 23, 2010. |
(iv) | File No. 333-173638, pertaining to the registration of (a) 488,586 ordinary shares (unadjusted for subsequent events) under the Compagnie Générale de Géophysique-Veritas 2011 Performance Share Allocation Plan and (b) 1,164,363 ordinary shares (unadjusted for subsequent events) under the Compagnie Générale de Géophysique-Veritas Compagnie Générale de Géophysique-Veritas 2011 Stock Option Plan; which was filed with the SEC on April 21, 2011. |
(v) | File No. 333-188120, pertaining to the registration of (a) 535,018 ordinary shares ((unadjusted for subsequent events) under the Compagnie Générale de Géophysique-Veritas 2012 Performance Share Allocation Plan and (b) 1,483,424 ordinary shares (unadjusted for subsequent events) under the Compagnie Générale de Géophysique-Veritas Compagnie Générale de Géophysique-Veritas 2012 Stock Option Plan; which was filed with the SEC on April 25, 2013. |
(vi) | File No. 333-197785, pertaining to the registration of (a) 1,642,574 ordinary shares (unadjusted for subsequent events) under the CGG 2013 Stock Option Plan and (b) 1,655,843 ordinary shares (unadjusted for subsequent events) under the CGG 2014 Stock Option Plan; which was filed with the SEC on August 1, 2014. |
(vii) | File No. 333-210768, pertaining to the registration of 1,991,650 ordinary shares (unadjusted for subsequent events) under the CGG 2015 Stock Option Plan; which was filed with the SEC on April 15, 2015. |
(viii) | File No. 333-212796, pertaining to the registration of 208,089 ordinary shares (unadjusted for subsequent events) under the CGG 2016 Stock Option Plan; which was filed with the SEC on August 1, 2016. |
The offerings pursuant to each of File Nos. 333-150384 and 333-158684 and a portion of the offering pursuant to File No. 333-166250 have expired in accordance with the stock option and/or performance share allocation plans described therein. Prior to filing this Post-Effective Amendment, the Company filed a Form 25 to notify the SEC of the delisting of its American Depositary Shares (each representing one ordinary share) (ADSs) from the NYSE. After filing this Post-Effective Amendment, the Company intends to file a Form 15F to notify the SEC of the termination of the registration of the ADSs pursuant to Section 12(b) of the Securities Exchange Act of 1934 (the Act) and the suspension of the Companys reporting obligations pursuant to Section 15(d) of the Act and a post-effective amendment to its Registration Statement No. 333-138016 on Form F-6 for the purpose of amending the deposit agreement in respect of its ADS program which it intends to convert into a sponsored Level 1 ADS program.
In accordance with undertakings made by the Company in the Registration Statements to remove from registration, by means of a post-effective amendment, any of the securities which remain unsold at the termination of the offering, the Company hereby removes from registration the securities of the Company registered but unsold under the Registration Statements.
SIGNATURE
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Paris, France, on October 1, 2018.
CGG | ||
By: | /s/ Sophie Zurquiyah | |
Sophie Zurquiyah | ||
Chief Executive Officer |
In reliance upon Rule 478 under the U.S. Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment No. 1.