UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section
14(a) of the
Securities Exchange Act of 1934 (Amendment No. )
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| ☐ | Preliminary Proxy Statement | |
| ☐ | Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) | |
| ☐ | Definitive Proxy Statement | |
| ☑ | Definitive Additional Materials | |
| ☐ | Soliciting Material Under Rule 14a-12 | |
Franklin Resources, Inc.
(Name of Registrant as Specified In Its
Charter)
(Name of Person(s) Filing Proxy
Statement, if Other Than the Registrant)
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Important Notice Regarding the Availability of Proxy Materials for the
Stockholder Meeting to Be Held on February 12, 2019.
FRANKLIN RESOURCES, INC.
| ONE FRANKLIN PARKWAY |
| SAN MATEO, CA 94403-1906 |
| Meeting Information | |||||
| Meeting Type: | Annual Meeting | ||||
| For holders as of: | December 14, 2018 | ||||
| Date: February 12, 2019 Time: 8:00 AM PT | |||||
| Location: | H.L. JAMIESON AUDITORIUM | ||||
| ONE FRANKLIN PARKWAY, BUILDING 920 | |||||
| SAN MATEO, CA 94403 | |||||
| Directions: | https://investors.franklinresources.com/investor-relations/ stockholder-services/default.aspx#tab=annual | ||||
| Admission Ticket - Not Transferable | |||||
You are receiving this communication because you hold shares in the company named above.
This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side).
We encourage you to access and review all of the important information contained in the proxy materials before voting.
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See the reverse side of this notice to obtain proxy materials and voting instructions. |
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— How To Vote —
Please Choose One of the Following Voting Methods
| Vote By Internet: To vote now by Internet, go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow ➔XXXX XXXX XXXX XXXX (located on the following page) available and follow the instructions. |
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| Vote In Person: Many stockholder meetings have attendance requirements including, but not limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares. |
| Voting Items |
The Board of Directors recommends a vote FOR all the nominees listed.
| 1. | Election of Directors | |
| Nominees: | ||
| 1a. | Peter K. Barker | |
| 1b. | Mariann Byerwalter | |
| 1c. | Charles E. Johnson | |
| 1d. | Gregory E. Johnson | |
| 1e. | Rupert H. Johnson, Jr. | |
| 1f. | Mark C. Pigott | |
| 1g. | Chutta Ratnathicam | |
| 1h. | Laura Stein | |
| 1i. | Seth H. Waugh | |
| 1j. | Geoffrey Y. Yang | |
|
The Board of Directors recommends a vote FOR Proposal 2. | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019. |
|
The Board of Directors recommends a vote FOR Proposal 3. | |
| 3. | To ratify the special meeting amendment in the Company's bylaws. |
| The Board of Directors recommends a vote AGAINST Proposal 4. | |
| 4. | Stockholder proposal requesting that the Board institute procedures on genocide-free investing, if properly presented at the Annual Meeting. |
