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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock (1) (2) | $ 16.5 | 02/04/2005 | M | 9,270 | (3) | 02/23/2005 | Common Stock | 9,270 | $ 16.5 | 0 | D | ||||
Common Stock (1) (2) | $ 30.13 | (4) | 08/19/2007 | Common Stock | 2,000 | 2,000 | D | ||||||||
Common Stock (1) (2) | $ 27.125 | (5) | 08/14/2008 | Common Stock | 2,000 | 2,000 | D | ||||||||
Common Stock (1) (2) | $ 4.75 | (6) | 06/01/2010 | Common Stock | 4,000 | 4,000 | D | ||||||||
Common Stock (1) (2) | $ 4.625 | (7) | 11/16/2010 | Common Stock | 2,000 | 2,000 | D | ||||||||
Common Stock (1) (2) | $ 13 | (8) | 12/31/2012 | Common Stock | 10,000 | 10,000 | D | ||||||||
Common Stock (1) (2) | $ 23.1 | (9) | 02/25/2014 | Common Stock | 35,000 | 35,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CROSS DAVID C/O SOLA INTERNATIONAL INC. 10590 W. OCEAN AIR DR STE. 300 SAN DIEGO, CA 92130 |
VP/Managing Dir, Asia Pacific |
/s/ Ronald F. Dutt Attorney-in-Fact | 02/08/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | (1) Acquired pursuant to the Sola International option plan - right to buy |
(2) | (2) Previously reported |
(3) | Vests in five annual installments of 1,854 shares on February 23, 1995, 1996, 1997, 1998 and 1999 |
(4) | Vests in five annual installments of 400 shares on August 19, 1997, 1998, 1999, 2000, 2001 |
(5) | Vests in five annual installments of 400 shares on August 14, 1998, 1999, 2000, 2001 and 2002 |
(6) | Vests in five annual installments of 800 shares on June 1, 2000, 2001, 2002, 2003 and 2004 |
(7) | Vests in five annual installments of 1,000 shares on November 16, 2000, 2001, 2002, 2003 and 2004 |
(8) | Vests in five annual installments of 2,000 shares on December 31, 2002, 2003, 2004, 2005 and 2006 |
(9) | Vests 7,000 shares on February 25, 2004 and then on 2 annual installments of 14,000 shares on February 25, 2005 and 2006 |