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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock options (right to buy) | $ 7.74 | 08/14/2003 | A | 38,757 | (1) | 08/14/2013(2) | Common Stock | 38,757 | $ 0 | 1,123,048 (3) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MAS JORGE 800 DOUGLAS ROAD SUITE 1200 CORAL GABLES, FL 33134 |
X | X |
/s/ Alberto de Cardenas, Attorney-in-Fact for Jorge Mas | 07/25/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exempt Stock option grant that vests over three years. First two years vest at 33%. Third year vests at 34%. Vesting begins twelve months after date of grant. |
(2) | On September 19, 2003 a Form 4A was filed with the SEC incorrectly describing the stock options as Incentive Stock Options with an expiration date of September 14, 2008. The options are Non Qualified Stock Options with the expiration date of September 14, 2013. This form is being filed to correctly reflect that these are Non Qualified Stock Options with an expiration date of September 14, 2013. |
(3) | Number reflected in table is the number of derivative shares owned as of the original filing date. As of July 25, 2008 the reporting person benefiicially owns 1,075,000 derivative securities. |