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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 9.92 | 06/05/2002(1) | 06/05/2011 | Common Stock | 2,000 | 2,000 | D | ||||||||
Stock Option (right to buy) | $ 3.78 | 11/25/2003(1) | 11/25/2012 | Common Stock | 2,000 | 2,000 | D | ||||||||
Stock Option (right to buy) | $ 5.07 | 06/26/2004(1) | 06/26/2013 | Common Stock | 2,000 | 2,000 | D | ||||||||
Stock Option (right to buy) | $ 3.13 | 01/22/2009(2) | 01/22/2018 | Common Stock | 15,000 | 15,000 | D | ||||||||
Deferred Common Stock | (3) | (4) | (4)(5) | Common Stock | 2,750 | 24,727 | D | ||||||||
Stock Appreciation Right | $ 0.9 | 04/08/2009 | A | 2,750 | (6) | (6) | Common Stock | 2,750 | $ 0 | 2,750 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PERKINS DONALD S 1319 MARQUETTE DRIVE ROMEOVILLE, IL 60446 |
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By Jess Jankowski under UPA for Donald S. Perkins | 04/09/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Subject to certain restrictions, beginning on this date, options vest in three equal annual installments. |
(2) | Subject to certain restrictions, beginning on this date, options vest in two equal annual installments. |
(3) | Each share of deferred common stock represents a right to receive one share of common stock. |
(4) | The deferred common stock becomes payable upon the reporting person's termination of service as a director of the Company. |
(5) | Pursuant to such plan, the reporting person elected to defer receipt of such shares and receive a cumulative total of 24,727 shares of deferred common stock which will all be accounted for under the Company's Non-Employee Director Deferred Compensation Plan. |
(6) | The stock appreciation right becomes payable upon the reporting person's termination of service as a director of the Company. |