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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Brink's Units (DSAP) | (1) | 06/03/2013 | A | 15.68 (2) | (1) | (1) | Common Stock | 15.68 (2) | $ 0 | 4,235.59 (3) | D | ||||
Brink's Units (DSAP) | (1) | 06/03/2013 | A | 984.4 (4) | (1) | (1) | Common Stock | 984.4 (4) | $ 0 | 5,219.99 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Herling Michael J 1801 BAYBERRY COURT P.O. BOX 18100 RICHMOND, VA 23226 |
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/s/ Elizabeth C. Restivo Elizabeth C. Restivo, Attorney-In-Fact | 06/05/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Under the terms of the Directors' Stock Accumulation Plan (the "DSAP"), the Reporting Person will be entitled to receive a distribution in The Brink's Company (the "Company") common stock in respect of all Brink's Units in the Reporting Person's account on a one-for-one basis following the Reporting Person's termination of service as a director. |
(2) | In accordance with the terms of the DSAP, Brink's Units (each of which is the economic equivalent of one share of the Company's common stock) were credited to the Reporting Person's account as a result of a dividend payment with respect to the Company's common stock. The number of Brink's Units credited to the Reporting Person's account on the Transaction Date is based upon a share price of $26.92, which is the average trading price of the Company's common stock on June 3, 2013, calculated in accordance with the terms of the DSAP. |
(3) | Includes a total of 49.88 Brink's Units (each of which is the economic equivalent of one share of the Company's common stock) that were credited to the Reporting Person's account under the DSAP on September 4 and December 3, 2012 and March 1, 2013, as a result of dividend payments with respect to the Company's common stock. |
(4) | In accordance with the terms of the DSAP, Brink's Units (each of which is the economic equivalent of one share of the Company's common stock) were credited to the Reporting Person's account as a result of an annual allocation under the DSAP. The number of Brink's Units credited to the Reporting Person's account on the Transaction Date is based upon a share price of $26.92, which is the average trading price of the Company's common stock on June 3, 2013, calculated in accordance with the terms of the DSAP. |
Remarks: EXHIBIT LIST Exhibit 24 - Power of Attorney |