1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
(1)
|
Â
(2)
|
08/29/2023 |
Common Stock
|
96,092
|
$
1.37
|
D
|
Â
|
Stock Option (right to buy)
(1)
|
02/04/2013 |
02/04/2023 |
Common Stock
|
28,525
|
$
0.32
|
I
|
By SD Scientific, Inc.
(3)
|
Stock Option (right to buy)
(1)
|
05/09/2013 |
05/09/2023 |
Common Stock
|
49,613
|
$
0.32
|
I
|
By SD Scientific, Inc.
(3)
|
Stock Option (right to buy)
(1)
|
08/29/2013 |
08/29/2023 |
Common Stock
|
20,400
|
$
0.9
|
I
|
By SD Scientific, Inc.
(3)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Granted pursuant to the Issuer's 2012 Equity Incentive Plan. |
(2) |
24,023 of the shares subject to the option will vest on July 1, 2014, with the remaining shares vesting in equal monthly installments over the ensuing 36 months, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting dates. |
(3) |
Held by SD Scientific, Inc. ("SD Scientific"). The Reporting Person is a co-director and co-stockholder of SD Scientific and, as such shares voting and dispositive power over such shares held by SD Scientific but disclaims beneficial ownership of the shares except to the extent of her pecuniary interest therein. |