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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option | $ 12.26 | 10/27/2014 | M | 1,721 | (4) | 06/15/2017 | Common Stock | 1,721 | $ 0 | 0 | D | ||||
Option | $ 14.93 | 10/28/2014 | M | 12,500 | (5) | 12/14/2017 | Common Stock | 12,500 | $ 0 | 0 | D | ||||
Option | $ 14.98 | 10/28/2014 | M | 25,000 | (6) | 06/13/2018 | Common Stock | 25,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WOMBLE DUSTIN R 5101 TENNYSON PARKWAY PLANO, TX 75024 |
X | Executive Vice President |
/s/ Dustin R. Womble | 10/28/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Acquired through the exercise of stock options with an exercise price of $12.26 per share. |
(2) | Includes 150 shares held in a trust for the benefit of Mr. Womble's minor children, a trust in which Mr. Womble is deemed to have sole voting and investment power. |
(3) | 37,500 shares were acquired as follows: (a) 12,500 shares acquired through the exercise of stock options with an exercise price of $14.93 per share; and (b) 25,000 shares acquired through the exercise of stock options with an exercise price of $14.98 per share. |
(4) | Grant has a graded vesting schedule from June 15, 2008 through June 15, 2012. Date exercisable will vary for each vesting tranche. |
(5) | Grant has a graded vesting schedule from December 14, 2008 through December 14, 2012. Date exercisable will vary for each vesting tranche. |
(6) | Grant has a graded vesting schedule from June 13, 2009 through June 13, 2013. Date exercisable will vary with each vesting tranche. |