1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock option right to buy
|
04/23/2007(2)
|
04/23/2012 |
Common Stock
|
100,000
|
$
0.599
|
D
|
Â
|
Stock option right to buy
|
03/05/2008(2)
|
04/23/2012 |
Common Stock
|
100,000
|
$
0.599
|
D
|
Â
|
Stock option right to buy
|
03/05/2009(2)
|
04/23/2012 |
Common Stock
|
100,000
|
$
0.599
|
D
|
Â
|
Stock option right to buy
|
04/17/2006 |
12/31/2008 |
Common Stock
|
5,000
|
$
0.75
|
D
|
Â
|
Stock option right to buy
|
04/17/2006 |
03/31/2008 |
Common Stock
|
30,000
|
$
0.75
|
D
|
Â
|
Stock option right to buy
|
05/28/2007 |
05/28/2011 |
Common Stock
|
25,000
|
$
0.75
|
D
|
Â
|
Stock option right to buy
|
05/28/2006 |
05/28/2011 |
Common Stock
|
25,000
|
$
0.75
|
D
|
Â
|
Stock option right to buy
|
04/17/2006 |
05/04/2011 |
Common Stock
|
5,000
|
$
0.75
|
D
|
Â
|
Stock option right to buy
|
04/17/2006 |
05/28/2011 |
Common Stock
|
25,000
|
$
0.75
|
D
|
Â
|
Stock option right to buy
|
04/17/2006 |
05/17/2010 |
Common Stock
|
25,000
|
$
0.75
|
D
|
Â
|
Stock option right to buy
|
01/01/2007 |
05/17/2010 |
Common Stock
|
25,000
|
$
0.75
|
D
|
Â
|
Stock option right to buy
|
05/05/2004 |
05/04/2011 |
Common Stock
|
30,000
|
$
0.75
|
D
|
Â
|
Stock option right to buy
|
03/24/2006 |
03/24/2011 |
Common Stock
|
18,750
|
$
0.62
|
D
|
Â
|
Stock option right to buy
|
01/01/2007 |
03/24/2011 |
Common Stock
|
18,750
|
$
0.62
|
D
|
Â
|
Warrant to purchase stock
|
05/05/2004 |
05/04/2009 |
Common Stock
|
2,007
|
$
0.9
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Mr. Esfandiari was granted 200,000 shares of Common Stock on April 23, 2007, 100,000 of these shares vested on April 23, 2007 and 50,000 shares vest on each of March 5, 2008 and March 5, 2009. |
(2) |
Mr. Esfandiari was granted stock options to purchase 300,000 shares of Common Stock on April 23, 2007, 100,000 of these options vested on April 23, 2007 and 100,000 stock options vest on each of March 5, 2008 and March 5, 2009. |