d8k103013a.htm

 
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 30, 2013

Simplicity Bancorp, Inc.
(Exact Name of Registrant as Specified in its charter)

Maryland
  
001-34979
  
26-1500698
(State or Other Jurisdiction
of Incorporation)
  
(Commission File No.)
  
(I.R.S. Employer
Identification No.)

1359 N. Grand Avenue, Covina, CA 91722
Address of principal executive offices

(626) 339-9663
Registrant’s telephone number, including area code

Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 

Item 5.07
Submission of Matters to a Vote of Security Holders.

On October 30, 2013, the Company held its Annual Meeting of Stockholders.  At the Annual Meeting, stockholders considered the election of directors, the ratification of the independent registered public accounting firm and an advisory, non-binding resolution to approve executive compensation as described in the Proxy Statement.  A breakdown of the votes cast is set forth below.

1.
The election of directors
For
Withheld
Broker non-votes
         
 
James L. Breeden
6,325,891
160,339
851,650
 
Laura G. Weisshar
6,313,520
172,710
851,650
         
         

2.          The ratification of the appointment of Crowe Horwath LLP as the Company’s independent registered public accounting firm for the year ending June 30, 2014.

For
Against
Abstain
Broker non-votes
7,330,813
5,280
1,787
N/A



3.          An advisory, non-binding resolution to approve executive compensation as described in the Proxy Statement.

For
Against
Abstain
Broker non-votes
6,302,907
142,644
40,679
851,650







 
 
 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

   
SIMPLICITY BANCORP, INC.
 
 
 
DATE: November 1, 2013
By:
/s/ Dustin Luton 
   
Dustin Luton
   
President and Chief Executive Officer
   
(Duly Authorized Representative)