ht8k-june232011.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8 - K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Act of 1934
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Date of report (date of earliest event reported): June 24, 2011
HEART TRONICS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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333-111683
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87-0441351
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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14942 Gault Street
Van Nuys, California 91405
(818) 782-2189
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(Address of principal executive offices) (Zip Code)
(Registrant's telephone number, including area code)
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N/A
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(Former name or former address, if change since last report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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o
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Heart Tronics, Inc. (“we”, “our company” or “Heart Tronics”) files this report on Form 8-K to report the following transactions or events:
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Section 1 — Registrant’s Business and Operations
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Item 1.01. Entry into a Material Definitive Agreement
See Item 8.01
Item 1.02. Termination of a Material Definitive Agreement
Not applicable
Item 1.03. Bankruptcy or Receivership
Not applicable
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Section 2 — Financial Information
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Item 2.01. Completion of Acquisition or Disposition of Assets
Not applicable
Item 2.02. Results of Operations and Financial Conditions
Not applicable
Item 2.03. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Not applicable
Item 2.04. Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
Not applicable
Item 2.05. Costs Associated with Exit or Disposal Activities
Not applicable
Item 2.06. Material Impairments
Not applicable
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Section 3 — Securities and Trading Markets
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Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Not applicable
Item 3.02. Unregistered Sales of Equity Securities
See Item 8.01
Item 3.03. Material Modification to Rights of Securities Holders
Not applicable
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Section 4 — Matters Related to Accountants and Financial Statements
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Item 4.01. Changes in Registrant’s Certifying Accountant
Not applicable
Item 4.02. Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
Not applicable
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Section 5 — Corporate Governance and Management
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Item 5.01. Changes in Control of Registrant
Not applicable
Item 5.02. Departure of Directors or Certain Principal Officers; Election of Directors; Appointment of Certain Principal Officers; Compensatory Arrangements of Certain Principal Officers
Not applicable
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Not applicable
Item 5.04. Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans
Not applicable
Item 5.05. Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics
Not applicable
Item 5.06. Change in Shell Company Status
Not applicable
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Section 6 — Asset-Backed Securities
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Section 7 — Regulation FD
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Item 7.01. Regulation FD Disclosure
Not applicable
Item 8.01. Other Events
See Corporate Update attached as Exhibit 99.1 to this form 8-K.
See news release attached as Exhibit 99.2 to this form 8-K.
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Section 9 — Financial Statements and Exhibits
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Item 9.01. Financial Statements and Exhibits
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Exhibit 99.1
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Corporate Update
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Exhibit 99.2
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Press Release
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated at Van Nuys, California, this 24th day of June, 2011.
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HEART TRONICS, INC.,
a Delaware corporation
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By:
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/s/ Rowland Perkins
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Rowland Perkins
Chief Executive Officer
(principal executive officer)
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