UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21948
NAME OF REGISTRANT: Cohen & Steers Closed-End
Opportunity Fund, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 280 Park Avenue
10th Floor
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: Tina M. Payne
280 Park Avenue
10th Floor
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 212-832-3232
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
Cohen & Steers Closed-End Opportunity Fund
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE BERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 933378122
--------------------------------------------------------------------------------------------------------------------------
Security: 01879R106
Meeting Type: Annual
Meeting Date: 31-Mar-2011
Ticker: AWF
ISIN: US01879R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN H. DOBKIN Mgmt Split 98% For 2% Withheld Split
WILLIAM H. FOULK Mgmt Split 97% For 3% Withheld Split
D. JAMES GUZY Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE NATIONAL MUNI INCOME FD, INC. Agenda Number: 933378110
--------------------------------------------------------------------------------------------------------------------------
Security: 01864U106
Meeting Type: Annual
Meeting Date: 31-Mar-2011
Ticker: AFB
ISIN: US01864U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM H. FOULK Mgmt Split 98% For 2% Withheld Split
D. JAMES GUZY Mgmt Split 97% For 3% Withheld Split
ROBERT M. KEITH Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ALLIANCEBERNSTEIN INCOME FD Agenda Number: 933378110
--------------------------------------------------------------------------------------------------------------------------
Security: 01881E101
Meeting Type: Annual
Meeting Date: 31-Mar-2011
Ticker: ACG
ISIN: US01881E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM H. FOULK Mgmt Split 97% For 3% Withheld Split
D. JAMES GUZY Mgmt Split 97% For 3% Withheld Split
ROBERT M. KEITH Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ALPINE GLOBAL PREMIER PPTYS FD Agenda Number: 933394633
--------------------------------------------------------------------------------------------------------------------------
Security: 021060108
Meeting Type: Annual
Meeting Date: 09-May-2011
Ticker: AOD
ISIN: US0210601086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY E. WACKSMAN Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ALPINE GLOBAL PREMIER PPTYS FD Agenda Number: 933397994
--------------------------------------------------------------------------------------------------------------------------
Security: 02083A103
Meeting Type: Annual
Meeting Date: 09-May-2011
Ticker: AWP
ISIN: US02083A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY E. WACKSMAN Mgmt Split 98% For 2% Withheld Split
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ASA LIMITED Agenda Number: 933370758
--------------------------------------------------------------------------------------------------------------------------
Security: G3156P103
Meeting Type: Annual
Meeting Date: 10-Mar-2011
Ticker: ASA
ISIN: BMG3156P1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID CHRISTENSEN Mgmt Split 84% For 16% Against 1% AbstainSplit
1B ELECTION OF DIRECTOR: PHILLIP GOLDSTEIN Mgmt Split 98% For 1% Against 1% AbstainSplit
1C ELECTION OF DIRECTOR: MICHAEL MEAD Mgmt Split 99% For 1% Against 1% AbstainSplit
1D ELECTION OF DIRECTOR: ANDREW PEGGE Mgmt Split 98% For 1% Against 1% AbstainSplit
1E ELECTION OF DIRECTOR: ROBERT PILKINGTON Mgmt Split 84% For 16% Against 1% AbstainSplit
02 TO RATIFY AND APPROVE THE APPOINTMENT OF ERNST Mgmt Split 98% For 2% Abstain Split
& YOUNG LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2011, AND TO AUTHORIZE THE AUDIT AND ETHICS
COMMITTEE OF THE BOARD OF DIRECTORS TO SET
THE INDEPENDENT AUDITORS' REMUNERATION.
03 TO CHANGE THE NAME OF THE COMPANY FROM ASA LIMITED Mgmt Split 83% For 17% Against Split
TO ASA GOLD AND PRECIOUS METALS LIMITED.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 933380494
--------------------------------------------------------------------------------------------------------------------------
Security: 057224OIH
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY D. BRADY Mgmt Split 99% For 1% Withheld Split
CLARENCE P. CAZALOT, JR Mgmt Split 99% For 1% Withheld Split
CHAD C. DEATON Mgmt Split 99% For 1% Withheld Split
ANTHONY G. FERNANDES Mgmt Split 99% For 1% Withheld Split
CLAIRE W. GARGALLI Mgmt Split 99% For 1% Withheld Split
PIERRE H. JUNGELS Mgmt Split 99% For 1% Withheld Split
JAMES A. LASH Mgmt Split 99% For 1% Withheld Split
J. LARRY NICHOLS Mgmt Split 99% For 1% Withheld Split
H. JOHN RILEY, JR. Mgmt Split 99% For 1% Withheld Split
JAMES W. STEWART Mgmt Split 99% For 1% Withheld Split
CHARLES L. WATSON Mgmt Split 99% For 1% Withheld Split
02 VOTE TO RATIFY DELOITTE & TOUCHE LLP AS OUR Mgmt Split 99% For 1% Against Split
INDEPENDENT PUBLIC ACCOUNTANT FIRM FOR 2011.
03 PROPOSAL TO REAPPROVE THE PERFORMANCE CRITERIA Mgmt Split 97% For 2% Against 1% AbstainSplit
FOR AWARDS UNDER THE ANNUAL INCENTIVE COMPENSATION
PLAN, AS REQUIRED BY SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
04 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt Split 82% For 17% Against 1% AbstainSplit
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
05 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt Split 78% 1 Year 3% 2 Years 17% 3 Years 2% Abstain
RESOLUTION RELATING TO THE EXECUTIVE COMPENSATION
FREQUENCY STOCKHOLDER VOTE.
06 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE Shr Split 57% For 42% Against 1% AbstainSplit
STANDARD FOR DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CLOSED-END FUNDS Agenda Number: 933310942
--------------------------------------------------------------------------------------------------------------------------
Security: 09254B109
Meeting Type: Annual
Meeting Date: 02-Sep-2010
Ticker: BCF
ISIN: US09254B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. CAVANAGH Mgmt Split 97% For 3% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 97% For 3% Withheld Split
HENRY GABBAY Mgmt Split 97% For 3% Withheld Split
JERROLD B. HARRIS Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORP HIGH YIELD FD III INC Agenda Number: 933311514
--------------------------------------------------------------------------------------------------------------------------
Security: 09255M104
Meeting Type: Annual
Meeting Date: 02-Nov-2010
Ticker: CYE
ISIN: US09255M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. CAVANAGH Mgmt Split 97% For 3% Withheld Split
RICHARD S. DAVIS Mgmt Split 97% For 3% Withheld Split
FRANK J. FABOZZI Mgmt Split 97% For 3% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 97% For 3% Withheld Split
JAMES T. FLYNN Mgmt Split 97% For 3% Withheld Split
HENRY GABBAY Mgmt Split 97% For 3% Withheld Split
JERROLD B. HARRIS Mgmt Split 97% For 3% Withheld Split
R. GLENN HUBBARD Mgmt Split 97% For 3% Withheld Split
W. CARL KESTER Mgmt Split 97% For 3% Withheld Split
KAREN P. ROBARDS Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FD INC Agenda Number: 933311514
--------------------------------------------------------------------------------------------------------------------------
Security: 09255L106
Meeting Type: Annual
Meeting Date: 02-Nov-2010
Ticker: COY
ISIN: US09255L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. CAVANAGH Mgmt Split 96% For 4% Withheld Split
RICHARD S. DAVIS Mgmt Split 96% For 4% Withheld Split
FRANK J. FABOZZI Mgmt Split 96% For 4% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 96% For 4% Withheld Split
JAMES T. FLYNN Mgmt Split 96% For 4% Withheld Split
HENRY GABBAY Mgmt Split 96% For 4% Withheld Split
JERROLD B. HARRIS Mgmt Split 96% For 4% Withheld Split
R. GLENN HUBBARD Mgmt Split 96% For 4% Withheld Split
W. CARL KESTER Mgmt Split 96% For 4% Withheld Split
KAREN P. ROBARDS Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FD V INC Agenda Number: 933311514
--------------------------------------------------------------------------------------------------------------------------
Security: 09255N102
Meeting Type: Annual
Meeting Date: 02-Nov-2010
Ticker: HYV
ISIN: US09255N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split
RICHARD S. DAVIS Mgmt Split 98% For 2% Withheld Split
FRANK J. FABOZZI Mgmt Split 98% For 2% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 98% For 2% Withheld Split
JAMES T. FLYNN Mgmt Split 98% For 2% Withheld Split
HENRY GABBAY Mgmt Split 98% For 2% Withheld Split
JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split
R. GLENN HUBBARD Mgmt Split 98% For 2% Withheld Split
W. CARL KESTER Mgmt Split 98% For 2% Withheld Split
KAREN P. ROBARDS Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FD VI INC Agenda Number: 933311514
--------------------------------------------------------------------------------------------------------------------------
Security: 09255P107
Meeting Type: Annual
Meeting Date: 02-Nov-2010
Ticker: HYT
ISIN: US09255P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split
RICHARD S. DAVIS Mgmt Split 98% For 2% Withheld Split
FRANK J. FABOZZI Mgmt Split 98% For 2% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 98% For 2% Withheld Split
JAMES T. FLYNN Mgmt Split 98% For 2% Withheld Split
HENRY GABBAY Mgmt Split 98% For 2% Withheld Split
JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split
R. GLENN HUBBARD Mgmt Split 98% For 2% Withheld Split
W. CARL KESTER Mgmt Split 98% For 2% Withheld Split
KAREN P. ROBARDS Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK FLTING RT INCOME ST FD II INC Agenda Number: 933311514
--------------------------------------------------------------------------------------------------------------------------
Security: 09255Y108
Meeting Type: Annual
Meeting Date: 02-Nov-2010
Ticker: FRB
ISIN: US09255Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. CAVANAGH Mgmt Split 97% For 3% Withheld Split
RICHARD S. DAVIS Mgmt Split 97% For 3% Withheld Split
FRANK J. FABOZZI Mgmt Split 97% For 3% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 97% For 3% Withheld Split
JAMES T. FLYNN Mgmt Split 97% For 3% Withheld Split
HENRY GABBAY Mgmt Split 97% For 3% Withheld Split
JERROLD B. HARRIS Mgmt Split 97% For 3% Withheld Split
R. GLENN HUBBARD Mgmt Split 97% For 3% Withheld Split
W. CARL KESTER Mgmt Split 97% For 3% Withheld Split
KAREN P. ROBARDS Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK GLOBAL ENERGY & RESOURCES Agenda Number: 933310942
--------------------------------------------------------------------------------------------------------------------------
Security: 09250U101
Meeting Type: Annual
Meeting Date: 02-Sep-2010
Ticker: BGR
ISIN: US09250U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 98% For 2% Withheld Split
HENRY GABBAY Mgmt Split 98% For 2% Withheld Split
JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK HEALTH SCIENCES TRUST Agenda Number: 933310942
--------------------------------------------------------------------------------------------------------------------------
Security: 09250W107
Meeting Type: Annual
Meeting Date: 02-Sep-2010
Ticker: BME
ISIN: US09250W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. CAVANAGH Mgmt Split 99% For 1% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 99% For 1% Withheld Split
HENRY GABBAY Mgmt Split 99% For 1% Withheld Split
JERROLD B. HARRIS Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK INTL GROWTH & INCOME Agenda Number: 933310942
--------------------------------------------------------------------------------------------------------------------------
Security: 092524107
Meeting Type: Annual
Meeting Date: 02-Sep-2010
Ticker: BGY
ISIN: US0925241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 98% For 2% Withheld Split
HENRY GABBAY Mgmt Split 98% For 2% Withheld Split
JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK WORLD MINING TRUST PLC, LONDON Agenda Number: 702826845
--------------------------------------------------------------------------------------------------------------------------
Security: G1314Y107
Meeting Type: AGM
Meeting Date: 04-May-2011
Ticker:
ISIN: GB0005774855
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report of the Directors and the Mgmt No vote
financial statements for the year ended 31
December 2010, together with the report of
the auditors thereon
2 To approve the Directors' Remuneration Report Mgmt No vote
3 To declare a final dividend of 6.00p per ordinary Mgmt No vote
share
4 To re-elect Mr. O A G Baring as a Director Mgmt No vote
5 To re-elect Mr. C A M Buchan as a Director Mgmt No vote
6 To re-elect Mr. G H Sage as a Director Mgmt No vote
7 To reappoint Ernst & Young LLP as auditors to Mgmt No vote
the Company
8 To authorise the Directors to determine the Mgmt No vote
auditors remuneration
9 To resolve that the Company continue in being Mgmt No vote
as an investment trust
10 To authorise the Directors to allot shares Mgmt No vote
11 To authorise the Directors to disapply pre-emption Mgmt No vote
rights in respect of issues of new shares
or the sale of shares out of treasury
12 To authorise the Directors to purchase the Company's Mgmt No vote
shares for cancellation or to be held in treasury
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933393047
--------------------------------------------------------------------------------------------------------------------------
Security: 13342BOIH
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt Split 97% For 2% Against 1% AbstainSplit
1B ELECTION OF DIRECTOR: JACK B. MOORE Mgmt Split 98% For 1% Against 1% AbstainSplit
1C ELECTION OF DIRECTOR: DAVID ROSS Mgmt Split 97% For 2% Against 1% AbstainSplit
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Split 99% For 1% Against 1% AbstainSplit
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2011.
03 TO APPROVE THE COMPANY'S 2011 MANAGEMENT INCENTIVE Mgmt Split 95% For 4% Against 1% AbstainSplit
COMPENSATION PLAN.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Mgmt Split 95% For 4% Against 1% AbstainSplit
EQUITY INCENTIVE PLAN TO CHANGE THE OPTION
TERM FROM SEVEN TO TEN YEARS.
05 TO CONDUCT AN ADVISORY VOTE ON THE COMPANY'S Mgmt Split 96% For 3% Against 1% AbstainSplit
2010 EXECUTIVE COMPENSATION.
06 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY Mgmt Split 87% 1 Year 5% 2 Years 5% 3 Years 2% Abstain
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL GOLDTRUST Agenda Number: 933387943
--------------------------------------------------------------------------------------------------------------------------
Security: 153546106
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: GTU
ISIN: CA1535461067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRIAN E. FELSKE Mgmt Split 95% For 5% Withheld Split
BRUCE D. HEAGLE Mgmt Split 95% For 5% Withheld Split
IAN M.T. MCAVITY Mgmt Split 95% For 5% Withheld Split
MICHAEL A. PARENTE Mgmt Split 95% For 5% Withheld Split
J.C. STEFAN SPICER Mgmt Split 95% For 5% Withheld Split
PHILIP M. SPICER Mgmt Split 95% For 5% Withheld Split
02 IN RESPECT OF THE RE-APPOINTMENT OF THE AUDITORS Mgmt Split 98% For 2% Abstain Split
AND AUTHORIZING THE BOARD OF TRUSTEES TO FIX
THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
CLAYMORE/GUGGENHEIM STRATEGIC OPPORT FD Agenda Number: 933372043
--------------------------------------------------------------------------------------------------------------------------
Security: 18385X104
Meeting Type: Annual
Meeting Date: 07-Mar-2011
Ticker: GOF
ISIN: US18385X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROMAN FRIEDRICH III* Mgmt Split 98% For 2% Withheld Split
ROBERT B. KARN III** Mgmt Split 98% For 2% Withheld Split
RONALD A. NYBERG** Mgmt Split 98% For 2% Withheld Split
RONALD E. TOUPIN, JR.** Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CLOUGH GLOBAL EQUITY FUND Agenda Number: 933286482
--------------------------------------------------------------------------------------------------------------------------
Security: 18914C100
Meeting Type: Annual
Meeting Date: 16-Jul-2010
Ticker: GLQ
ISIN: US18914C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT L. BUTLER Mgmt Split 98% For 2% Withheld Split
JAMES E. CANTY Mgmt Split 98% For 2% Withheld Split
RICHARD C. RANTZOW Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CLOUGH GLOBAL OPPORTUNITIES FUND Agenda Number: 933286494
--------------------------------------------------------------------------------------------------------------------------
Security: 18914E106
Meeting Type: Annual
Meeting Date: 16-Jul-2010
Ticker: GLO
ISIN: US18914E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDREW C. BOYNTON Mgmt Split 98% For 2% Withheld Split
ADAM D. CRESCENZI Mgmt Split 98% For 2% Withheld Split
JERRY G. RUTLEDGE Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda Number: 933414447
--------------------------------------------------------------------------------------------------------------------------
Security: 25271COIH
Meeting Type: Annual
Meeting Date: 23-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt Split 78% For 21% Against 1% AbstainSplit
1B ELECTION OF DIRECTOR: LAWRENCE R. DICKERSON Mgmt Split 78% For 21% Against 1% AbstainSplit
1C ELECTION OF DIRECTOR: JOHN R. BOLTON Mgmt Split 98% For 1% Against 1% AbstainSplit
1D ELECTION OF DIRECTOR: CHARLES L. FABRIKANT Mgmt Split 98% For 1% Against 1% AbstainSplit
1E ELECTION OF DIRECTOR: PAUL G. GAFFNEY II Mgmt Split 98% For 1% Against 1% AbstainSplit
1F ELECTION OF DIRECTOR: EDWARD GREBOW Mgmt Split 98% For 1% Against 1% AbstainSplit
1G ELECTION OF DIRECTOR: HERBERT C. HOFMANN Mgmt Split 78% For 21% Against 1% AbstainSplit
1H ELECTION OF DIRECTOR: ANDREW H. TISCH Mgmt Split 78% For 21% Against 1% AbstainSplit
1I ELECTION OF DIRECTOR: RAYMOND S. TROUBH Mgmt Split 98% For 1% Against 1% AbstainSplit
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt Split 99% For 1% Abstain Split
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt Split 97% For 2% Against 1% AbstainSplit
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt Split 94% 1 Year 1% 2 Years Split
OF EXECUTIVE COMPENSATION VOTES. 4% 3 Years 1% Abstain
--------------------------------------------------------------------------------------------------------------------------
DNP SELECT INCOME FUND, INC. Agenda Number: 933404749
--------------------------------------------------------------------------------------------------------------------------
Security: 23325P104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: DNP
ISIN: US23325P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A DIRECTOR
GERALDINE M. MCNAMARA Mgmt Split 98% For 2% Withheld Split
CHRISTIAN H. POINDEXTER Mgmt Split 98% For 2% Withheld Split
CARL F. POLLARD Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
DOW 30 ENHANCED PREMIUM & INCOME FUND Agenda Number: 933317554
--------------------------------------------------------------------------------------------------------------------------
Security: 260537A11
Meeting Type: Special
Meeting Date: 22-Oct-2010
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT P. BREMNER Mgmt Split 96% For 4% Withheld Split
JACK B. EVANS Mgmt Split 97% For 3% Withheld Split
WILLIAM C. HUNTER Mgmt Split 99% For 1% Withheld Split
DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split
WILLIAM J. SCHNEIDER Mgmt Split 96% For 4% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split
CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split
TERENCE J. TOTH Mgmt Split 97% For 3% Withheld Split
JOHN P. AMBOIAN Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
DOW 30 ENHANCED PREMIUM & INCOME FUND Agenda Number: 933317530
--------------------------------------------------------------------------------------------------------------------------
Security: 260537105
Meeting Type: Special
Meeting Date: 22-Oct-2010
Ticker: DPO
ISIN: US2605371051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A NEW INVESTMENT MANAGEMENT AGREEMENT Mgmt Split 92% For 4% Against 4% AbstainSplit
BETWEEN THE FUND AND NUVEEN ASSET MANAGEMENT.
02 TO APPROVE A NEW INVESTMENT SUBADVISORY AGREEMENT Mgmt Split 92% For 4% Against 5% AbstainSplit
BETWEEN NUVEEN ASSET MANAGEMENT AND THE FUND'S
CURRENT SUBADVISER.
--------------------------------------------------------------------------------------------------------------------------
E V RISK MANAGEDDIVERSIFIED EQUITY INC Agenda Number: 933375354
--------------------------------------------------------------------------------------------------------------------------
Security: 27829G106
Meeting Type: Annual
Meeting Date: 25-Apr-2011
Ticker: ETJ
ISIN: US27829G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BENJAMIN C. ESTY Mgmt Split 98% For 2% Withheld Split
THOMAS E. FAUST JR. Mgmt Split 98% For 2% Withheld Split
ALLEN R. FREEDMAN Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 933368575
--------------------------------------------------------------------------------------------------------------------------
Security: 278279104
Meeting Type: Annual
Meeting Date: 25-Mar-2011
Ticker: EFT
ISIN: US2782791048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BENJAMIN C. ESTY Mgmt Split 98% For 2% Withheld Split
THOMAS E. FAUST JR. Mgmt Split 98% For 2% Withheld Split
ALLEN R. FREEDMAN Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE FUNDS Agenda Number: 933375380
--------------------------------------------------------------------------------------------------------------------------
Security: 27828Y108
Meeting Type: Annual
Meeting Date: 25-Apr-2011
Ticker: ETV
ISIN: US27828Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HELEN FRAME PETERS Mgmt Split 98% For 2% Withheld Split
LYNN A. STOUT Mgmt Split 98% For 2% Withheld Split
RALPH F. VERNI Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 933361723
--------------------------------------------------------------------------------------------------------------------------
Security: 27828H105
Meeting Type: Annual
Meeting Date: 25-Feb-2011
Ticker: EVV
ISIN: US27828H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS E. FAUST JR. Mgmt Split 98% For 2% Withheld Split
WILLIAM H. PARK Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SENIOR FLOATING-RATE TRUST Agenda Number: 933306448
--------------------------------------------------------------------------------------------------------------------------
Security: 27828Q105
Meeting Type: Annual
Meeting Date: 27-Aug-2010
Ticker: EFR
ISIN: US27828Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALLEN R. FREEDMAN Mgmt Split 97% For 3% Withheld Split
LYNN A. STOUT Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SENIOR INCOME TRUST Agenda Number: 933321882
--------------------------------------------------------------------------------------------------------------------------
Security: 27826S103
Meeting Type: Annual
Meeting Date: 29-Oct-2010
Ticker: EVF
ISIN: US27826S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM H. PARK Mgmt Split 98% For 2% Withheld Split
HEIDI L. STEIGER Mgmt Split 98% For 2% Withheld Split
LYNN A. STOUT Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SHORT DURATION DIV INCOME FD Agenda Number: 933361735
--------------------------------------------------------------------------------------------------------------------------
Security: 27828V104
Meeting Type: Annual
Meeting Date: 25-Feb-2011
Ticker: EVG
ISIN: US27828V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HELEN FRAME PETERS Mgmt Split 98% For 2% Withheld Split
LYNN A. STOUT Mgmt Split 98% For 2% Withheld Split
RALPH F. VERNI Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED DIV INCOME FD Agenda Number: 933438586
--------------------------------------------------------------------------------------------------------------------------
Security: 27828G107
Meeting Type: Annual
Meeting Date: 24-Jun-2011
Ticker: EVT
ISIN: US27828G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS E. FAUST JR. Mgmt Split 98% For 2% Withheld Split
WILLIAM H. PARK Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED FUND Agenda Number: 933361747
--------------------------------------------------------------------------------------------------------------------------
Security: 27828U106
Meeting Type: Annual
Meeting Date: 25-Feb-2011
Ticker: ETO
ISIN: US27828U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BENJAMIN C. ESTY Mgmt Split 98% For 2% Withheld Split
ALLEN R. FREEDMAN Mgmt Split 98% For 2% Withheld Split
LYNN A. STOUT Mgmt Split 83% For 17% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIV FD Agenda Number: 933306450
--------------------------------------------------------------------------------------------------------------------------
Security: 27828S101
Meeting Type: Annual
Meeting Date: 27-Aug-2010
Ticker: ETG
ISIN: US27828S1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BENJAMIN C. ESTY Mgmt Split 98% For 3% Withheld Split
ALLEN R. FREEDMAN Mgmt Split 97% For 3% Withheld Split
LYNN A. STOUT Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-MANAGED GLOBAL Agenda Number: 933375392
--------------------------------------------------------------------------------------------------------------------------
Security: 27829C105
Meeting Type: Annual
Meeting Date: 25-Apr-2011
Ticker: ETW
ISIN: US27829C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HELEN FRAME PETERS Mgmt Split 98% For 2% Withheld Split
LYNN A. STOUT Mgmt Split 98% For 2% Withheld Split
RALPH F. VERNI Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-MANGD GLB DIV EQ INC FD Agenda Number: 933304456
--------------------------------------------------------------------------------------------------------------------------
Security: 27829F108
Meeting Type: Annual
Meeting Date: 27-Aug-2010
Ticker: EXG
ISIN: US27829F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BENJAMIN C. ESTY Mgmt Split 97% For 3% Withheld Split
THOMAS E. FAUST JR. Mgmt Split 97% For 3% Withheld Split
ALLEN R. FREEDMAN Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ENERGY INCOME AND GROWTH FUND Agenda Number: 933340820
--------------------------------------------------------------------------------------------------------------------------
Security: 292697109
Meeting Type: Special
Meeting Date: 03-Jan-2011
Ticker: FEN
ISIN: US2926971092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 95% For 2% Against 3% AbstainSplit
AGREEMENT WITH FIRST TRUST ADVISORS L.P. FOR
THE FUND
02 PROPOSAL TO APPROVE A NEW INVESTMENT SUB-ADVISORY Mgmt Split 95% For 2% Against 3% AbstainSplit
AGREEMENT WITH ENERGY INCOME PARTNERS, LLC
FOR THE FUND
--------------------------------------------------------------------------------------------------------------------------
ENERGY INCOME AND GROWTH FUND Agenda Number: 933398302
--------------------------------------------------------------------------------------------------------------------------
Security: 292697109
Meeting Type: Annual
Meeting Date: 18-Apr-2011
Ticker: FEN
ISIN: US2926971092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. KEITH Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933414461
--------------------------------------------------------------------------------------------------------------------------
Security: 29358QOIH
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 AN ORDINARY RESOLUTION TO RE-ELECT J. RODERICK Mgmt Split 98% For 1% Against 1% AbstainSplit
CLARK AS A CLASS III DIRECTOR OF ENSCO PLC
FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD IN 2014.
O2 AN ORDINARY RESOLUTION TO RE-ELECT DANIEL W. Mgmt Split 98% For 1% Against 1% AbstainSplit
RABUN AS A CLASS III DIRECTOR OF ENSCO PLC
FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD IN 2014.
O3 AN ORDINARY RESOLUTION TO RE-ELECT KEITH O. Mgmt Split 98% For 1% Against 1% AbstainSplit
RATTIE AS A CLASS III DIRECTOR OF ENSCO PLC
FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD IN 2014.
O4 AN ORDINARY RESOLUTION TO RATIFY THE AUDIT COMMITTEE'S Mgmt Split 98% For 1% Against 1% AbstainSplit
APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
O5 AN ORDINARY RESOLUTION TO RE-APPOINT KPMG AUDIT Mgmt Split 98% For 1% Against 1% AbstainSplit
PLC AS OUR U.K. STATUTORY AUDITORS UNDER COMPANIES
ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE COMPANY).
O6 AN ORDINARY RESOLUTION TO AUTHORIZE THE AUDIT Mgmt Split 98% For 1% Against 1% AbstainSplit
COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
S7 A SPECIAL RESOLUTION REGARDING THE PAYMENT OF Mgmt Split 97% For 1% Against 2% AbstainSplit
HISTORIC DIVIDENDS TO SHAREHOLDERS TO RATIFY
AND CONFIRM THE ENTRY IN THE U.K. STATUTORY
ACCOUNTS OF ENSCO PLC FOR THE YEAR ENDED 31
DECEMBER 2010 WHEREBY DISTRIBUTABLE PROFITS
HAVE BEEN APPROPRIATED TO THE PAYMENT OF HISTORIC
DIVIDENDS ON 18 JUNE 2010, 17 SEPTEMBER 2010
AND 17 DECEMBER 2010.
S8 A SPECIAL RESOLUTION REGARDING THE PAYMENT OF Mgmt Split 97% For 1% Against 2% AbstainSplit
HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE
ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE
AGAINST SHAREHOLDERS OF RECORD OR ADS HOLDERS
IN RESPECT OF THE HISTORIC DIVIDENDS AND TO
AUTHORIZE AN ASSOCIATED DEED OF RELEASE.
S9 A SPECIAL RESOLUTION REGARDING THE PAYMENT OF Mgmt Split 97% For 1% Against 2% AbstainSplit
HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE
ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE
AGAINST ITS DIRECTORS WITH RESPECT TO THE PAYMENT
OF THE HISTORIC DIVIDENDS AND TO ENTER INTO
AN ASSOCIATED DEED OF RELEASE.
10 A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Split 65% For 33% Against 1% AbstainSplit
OF OUR NAMED EXECUTIVE OFFICERS.
11 A NON-BINDING ADVISORY VOTE TO CONDUCT THE NON-BINDING Mgmt Split 94% 1 Year 1% 2 Years Split
ADVISORY SHAREHOLDER VOTES ON COMPENSATION 4% 3 Years 1% Abstain
OF OUR NAMED EXECUTIVE OFFICERS EVERY YEAR,
TWO YEARS OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933444515
--------------------------------------------------------------------------------------------------------------------------
Security: 29358QOIH
Meeting Type: Special
Meeting Date: 31-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE ISSUANCE AND DELIVERY OF ENSCO Mgmt Split 99% For 1% Abstain Split
AMERICAN DEPOSITARY SHARES PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY
6, 2011 AND AS AMENDED ON MARCH 1, 2011, BY
AND AMONG ENSCO PLC, PRIDE INTERNATIONAL, INC.,
ENSCO INTERNATIONAL INCORPORATED AND ENSCO
VENTURES LLC, AS IT MAY BE AMENDED FROM TIME
TO TIME.
--------------------------------------------------------------------------------------------------------------------------
EV TAX-MANAGED DIVERSIFIED EQUITY INCOME Agenda Number: 933305167
--------------------------------------------------------------------------------------------------------------------------
Security: 27828N102
Meeting Type: Annual
Meeting Date: 27-Aug-2010
Ticker: ETY
ISIN: US27828N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BENJAMIN C. ESTY Mgmt Split 98% For 2% Withheld Split
THOMAS E. FAUST JR. Mgmt Split 98% For 2% Withheld Split
ALLEN R. FREEDMAN Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EVERGREEN GLOBAL DIVIDEND OPPORTUNITY FD Agenda Number: 933292699
--------------------------------------------------------------------------------------------------------------------------
Security: 30024H101
Meeting Type: Special
Meeting Date: 09-Jul-2010
Ticker: EOD
ISIN: US30024H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. LEROY KEITH, JR. Mgmt Split 97% For 3% Withheld Split
PETER G. GORDON Mgmt Split 97% For 3% Withheld Split
ISAIAH HARRIS, JR. Mgmt Split 97% For 3% Withheld Split
JUDITH M. JOHNSON Mgmt Split 97% For 3% Withheld Split
DAVID F. LARCKER Mgmt Split 97% For 3% Withheld Split
OLIVIA S. MITCHELL Mgmt Split 97% For 3% Withheld Split
TIMOTHY J. PENNY Mgmt Split 97% For 3% Withheld Split
MICHAEL S. SCOFIELD Mgmt Split 97% For 3% Withheld Split
DONALD C. WILLEKE Mgmt Split 97% For 3% Withheld Split
2A TO APPROVE THE INVESTMENT ADVISORY AGREEMENT Mgmt Split 95% For 3% Against 2% AbstainSplit
WITH WELLS FARGO FUNDS MANAGEMENT, LLC.
2B TO APPROVE THE SUB-ADVISORY AGREEMENT WITH CROW Mgmt Split 94% For 4% Against 2% AbstainSplit
POINT PARTNERS, LLC.
2C TO APPROVE THE SUB-ADVISORY AGREEMENT WITH WELLS Mgmt Split 99% For Split
CAPITAL MANAGEMENT INCORPORATED.
--------------------------------------------------------------------------------------------------------------------------
EVERGREEN INCOME ADVANTAGE FUND Agenda Number: 933293463
--------------------------------------------------------------------------------------------------------------------------
Security: 30023Y105
Meeting Type: Annual
Meeting Date: 09-Jul-2010
Ticker: EAD
ISIN: US30023Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. LEROY KEITH, JR. Mgmt Split 95% For 5% Withheld Split
PETER G. GORDON Mgmt Split 95% For 5% Withheld Split
ISAIAH HARRIS, JR. Mgmt Split 95% For 5% Withheld Split
JUDITH M. JOHNSON Mgmt Split 95% For 5% Withheld Split
DAVID F. LARCKER Mgmt Split 95% For 5% Withheld Split
OLIVIA S. MITCHELL Mgmt Split 95% For 5% Withheld Split
TIMOTHY J. PENNY Mgmt Split 95% For 5% Withheld Split
MICHAEL S. SCOFIELD Mgmt Split 95% For 5% Withheld Split
DONALD C. WILLEKE Mgmt Split 95% For 5% Withheld Split
2A TO APPROVE THE INVESTMENT ADVISORY AGREEMENT Mgmt Split 94% For 4% Against 2% AbstainSplit
WITH WELLS FARGO FUNDS MANAGEMENT, LLC.
2B TO APPROVE THE SUB-ADVISORY AGREEMENT WITH WELLS Mgmt Split 94% For 4% Against 2% AbstainSplit
CAPITAL MANAGEMENT INCORPORATED.
--------------------------------------------------------------------------------------------------------------------------
EVERGREEN UTILITIES & HIGH INCOME FD Agenda Number: 933292702
--------------------------------------------------------------------------------------------------------------------------
Security: 30034Q109
Meeting Type: Special
Meeting Date: 09-Jul-2010
Ticker: ERH
ISIN: US30034Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. LEROY KEITH, JR. Mgmt Split 92% For 8% Withheld Split
PETER G. GORDON Mgmt Split 92% For 8% Withheld Split
ISAIAH HARRIS, JR. Mgmt Split 92% For 8% Withheld Split
JUDITH M. JOHNSON Mgmt Split 92% For 8% Withheld Split
DAVID F. LARCKER Mgmt Split 92% For 8% Withheld Split
OLIVIA S. MITCHELL Mgmt Split 92% For 8% Withheld Split
TIMOTHY J. PENNY Mgmt Split 92% For 8% Withheld Split
MICHAEL S. SCOFIELD Mgmt Split 92% For 8% Withheld Split
DONALD C. WILLEKE Mgmt Split 92% For 8% Withheld Split
2A TO APPROVE THE INVESTMENT ADVISORY AGREEMENT Mgmt Split 90% For 8% Against 2% AbstainSplit
WITH WELLS FARGO FUNDS MANAGEMENT, LLC.
2B TO APPROVE THE SUB-ADVISORY AGREEMENT WITH CROW Mgmt Split 90% For 7% Against 3% AbstainSplit
POINT PARTNERS, LLC.
2C TO APPROVE THE SUB-ADVISORY AGREEMENT WITH WELLS Mgmt Split 89% For 8% Against 3% AbstainSplit
CAPITAL MANAGEMENT INCORPORATED.
--------------------------------------------------------------------------------------------------------------------------
EXTERRAN HOLDINGS, INC. Agenda Number: 933397413
--------------------------------------------------------------------------------------------------------------------------
Security: 30225XOIH
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JANET F. CLARK Mgmt Split 98% For 2% Withheld Split
ERNIE L. DANNER Mgmt Split 98% For 2% Withheld Split
URIEL E. DUTTON Mgmt Split 98% For 2% Withheld Split
GORDON T. HALL Mgmt Split 98% For 2% Withheld Split
J.W.G. HONEYBOURNE Mgmt Split 98% For 2% Withheld Split
MARK A. MCCOLLUM Mgmt Split 98% For 2% Withheld Split
WILLIAM C. PATE Mgmt Split 98% For 2% Withheld Split
STEPHEN M. PAZUK Mgmt Split 98% For 2% Withheld Split
CHRISTOPHER T. SEAVER Mgmt Split 98% For 2% Withheld Split
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Split 99% For 1% Against 1% AbstainSplit
& TOUCHE LLP AS EXTERRAN HOLDINGS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY, NON-BINDING VOTE ON THE COMPENSATION Mgmt Split 90% For 8% Against 2% AbstainSplit
PROVIDED TO OUR NAMED EXECUTIVE OFFICERS.
04 ADVISORY, NON-BINDING VOTE ON THE FREQUENCY Mgmt Split 92% 1 Year 3% 2 Years Split
OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE 4% 3 Years 1% Abstain
COMPENSATION PROVIDED TO OUR NAMED EXECUTIVE
OFFICERS.
05 APPROVAL OF AMENDMENT NO. 4 TO THE EXTERRAN Mgmt Split 53% For 46% Against 2% AbstainSplit
HOLDINGS, INC. AMENDED AND RESTATED 2007 STOCK
INCENTIVE PLAN.
06 APPROVAL OF AMENDMENT NO. 2 TO THE EXTERRAN Mgmt Split 96% For 3% Against 1% AbstainSplit
HOLDINGS, INC. EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST/FIDAC MTG INCOME Agenda Number: 933396776
--------------------------------------------------------------------------------------------------------------------------
Security: 33734E103
Meeting Type: Annual
Meeting Date: 18-Apr-2011
Ticker: FMY
ISIN: US33734E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. KEITH Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST/FOUR CORNERS SR FLOATING Agenda Number: 933340793
--------------------------------------------------------------------------------------------------------------------------
Security: 33733U108
Meeting Type: Annual
Meeting Date: 20-Dec-2010
Ticker: FCT
ISIN: US33733U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES A. BOWEN* Mgmt Split 92% For 8% Withheld Split
ROBERT F. KEITH* Mgmt Split 92% For 8% Withheld Split
THOMAS R. KADLEC** Mgmt Split 92% For 8% Withheld Split
02 PROPOSAL TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 91% For 7% Against 2% AbstainSplit
AGREEMENT BETWEEN THE FUND AND FIRST TRUST
ADVISORS L.P.
--------------------------------------------------------------------------------------------------------------------------
FLAHERTY & CRUMRINE/CLAYMORE PFD SEC INC Agenda Number: 933375760
--------------------------------------------------------------------------------------------------------------------------
Security: 338478100
Meeting Type: Annual
Meeting Date: 15-Apr-2011
Ticker: FFC
ISIN: US3384781007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID GALE Mgmt For Split
--------------------------------------------------------------------------------------------------------------------------
FLAHERTY & CRUMRINE/CLAYMORE TOTAL RTRN Agenda Number: 933375760
--------------------------------------------------------------------------------------------------------------------------
Security: 338479108
Meeting Type: Annual
Meeting Date: 15-Apr-2011
Ticker: FLC
ISIN: US3384791089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID GALE Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST Agenda Number: 933446444
--------------------------------------------------------------------------------------------------------------------------
Security: 36242H104
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GDV
ISIN: US36242H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK J. FAHRENKOPF, JR Mgmt Split 93% For 7% Withheld Split
ANTHONIE C. VAN EKRIS Mgmt Split 93% For 7% Withheld Split
SALVATORE J. ZIZZA Mgmt Split 93% For 7% Withheld Split
02 SHAREHOLDER PROPOSAL TO ELIMINATE THE FUND'S Shr Split 39% For 58% Against 3% AbstainSplit
CLASSIFIED BOARD STRUCTURE.
--------------------------------------------------------------------------------------------------------------------------
GABELLI GOLD, NATURAL RESOURCES & INCOME Agenda Number: 933406717
--------------------------------------------------------------------------------------------------------------------------
Security: 36244N109
Meeting Type: Annual
Meeting Date: 16-May-2011
Ticker: GGN
ISIN: US36244N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK J. FAHRENKOPF, JR Mgmt Split 88% For 12% Withheld Split
SALVATORE J. ZIZZA Mgmt Split 88% For 12% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933402668
--------------------------------------------------------------------------------------------------------------------------
Security: 406216OIH
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt Split 98% For 1% Against 1% AbstainSplit
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt Split 97% For 2% Against 1% AbstainSplit
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt Split 97% For 2% Against 1% AbstainSplit
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt Split 98% For 1% Against 1% AbstainSplit
1E ELECTION OF DIRECTOR: S.M. GILLIS Mgmt Split 95% For 4% Against 1% AbstainSplit
1F ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt Split 98% For 1% Against 1% AbstainSplit
1G ELECTION OF DIRECTOR: D.J. LESAR Mgmt Split 98% For 1% Against 1% AbstainSplit
1H ELECTION OF DIRECTOR: R.A. MALONE Mgmt Split 97% For 2% Against 1% AbstainSplit
1I ELECTION OF DIRECTOR: J.L. MARTIN Mgmt Split 95% For 4% Against 1% AbstainSplit
1J ELECTION OF DIRECTOR: D.L. REED Mgmt Split 97% For 2% Against 1% AbstainSplit
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt Split 99% For 1% Against 1% AbstainSplit
AUDITORS.
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 76% For 23% Against 1% AbstainSplit
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY Mgmt Split 94% 1 Year 2% 2 Years Split
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 3% 3 Years 1% Abstain
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Split 35% For 63% Against 2% AbstainSplit
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Split 43% For 54% Against 2% AbstainSplit
--------------------------------------------------------------------------------------------------------------------------
HELIOS FUNDS Agenda Number: 933370897
--------------------------------------------------------------------------------------------------------------------------
Security: 42327V109
Meeting Type: Annual
Meeting Date: 24-Feb-2011
Ticker: HTR
ISIN: US42327V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS P. SALVATORE Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ING CLARION GLOBAL REAL ESTATE INCOME FD Agenda Number: 933333659
--------------------------------------------------------------------------------------------------------------------------
Security: 44982G104
Meeting Type: Annual
Meeting Date: 27-Oct-2010
Ticker: IGR
ISIN: US44982G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD L. SUTTON Mgmt Split 97% For 3% Withheld Split
JOHN BARTHOLDSON Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ING CLARION GLOBAL REAL ESTATE INCOME FD Agenda Number: 933423092
--------------------------------------------------------------------------------------------------------------------------
Security: 44982G104
Meeting Type: Special
Meeting Date: 15-Jun-2011
Ticker: IGR
ISIN: US44982G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT Mgmt Split 92% For 4% Against 3% AbstainSplit
BETWEEN THE FUND AND THE ADVISOR
--------------------------------------------------------------------------------------------------------------------------
ING FUNDS Agenda Number: 933461042
--------------------------------------------------------------------------------------------------------------------------
Security: 45685U100
Meeting Type: Annual
Meeting Date: 30-Jun-2011
Ticker: IDE
ISIN: US45685U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. MICHAEL EARLEY Mgmt Split 98% For 2% Withheld Split
PATRICK W. KENNY Mgmt Split 98% For 2% Withheld Split
SHAUN P. MATHEWS Mgmt Split 98% For 2% Withheld Split
ROGER B. VINCENT Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK BANK & THRIFT OPP. FUND Agenda Number: 933354754
--------------------------------------------------------------------------------------------------------------------------
Security: 409735206
Meeting Type: Annual
Meeting Date: 21-Jan-2011
Ticker: BTO
ISIN: US4097352060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES F. CARLIN Mgmt Split 92% For 8% Withheld Split
WILLIAM H. CUNNINGHAM Mgmt Split 91% For 9% Withheld Split
GREGORY A. RUSSO Mgmt Split 92% For 8% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK INCOME SECURITIES TRUST Agenda Number: 933354689
--------------------------------------------------------------------------------------------------------------------------
Security: 410123103
Meeting Type: Annual
Meeting Date: 21-Jan-2011
Ticker: JHS
ISIN: US4101231037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES F. CARLIN Mgmt Split 98% For 2% Withheld Split
WILLIAM H. CUNNINGHAM Mgmt Split 98% For 2% Withheld Split
DEBORAH C. JACKSON Mgmt Split 98% For 2% Withheld Split
CHARLES L. LADNER Mgmt Split 98% For 2% Withheld Split
STANLEY MARTIN Mgmt Split 98% For 2% Withheld Split
HUGH MCHAFFIE Mgmt Split 98% For 2% Withheld Split
PATTI MCGILL PETERSON Mgmt Split 98% For 2% Withheld Split
JOHN A. MOORE Mgmt Split 98% For 2% Withheld Split
STEVEN R. PRUCHANSKY Mgmt Split 98% For 2% Withheld Split
GREGORY A. RUSSO Mgmt Split 98% For 2% Withheld Split
JOHN G. VRYSEN Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK PATRIOT PREM DIVIDEND FD II Agenda Number: 933354691
--------------------------------------------------------------------------------------------------------------------------
Security: 41013T105
Meeting Type: Annual
Meeting Date: 21-Jan-2011
Ticker: PDT
ISIN: US41013T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES F. CARLIN Mgmt Split 94% For 6% Withheld Split
WILLIAM H. CUNNINGHAM Mgmt Split 94% For 6% Withheld Split
GREGORY A. RUSSO Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK PFD INCOME FUND Agenda Number: 933354704
--------------------------------------------------------------------------------------------------------------------------
Security: 41013W108
Meeting Type: Annual
Meeting Date: 21-Jan-2011
Ticker: HPI
ISIN: US41013W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES F. CARLIN Mgmt Split 97% For 3% Withheld Split
WILLIAM H. CUNNINGHAM Mgmt Split 97% For 3% Withheld Split
GREGORY A. RUSSO Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK PREFERRED INCOME FD II Agenda Number: 933354716
--------------------------------------------------------------------------------------------------------------------------
Security: 41013X106
Meeting Type: Annual
Meeting Date: 21-Jan-2011
Ticker: HPF
ISIN: US41013X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES F. CARLIN Mgmt Split 97% For 3% Withheld Split
WILLIAM H. CUNNINGHAM Mgmt Split 97% For 3% Withheld Split
GREGORY A. RUSSO Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK PREFERRED INCOME FUND III Agenda Number: 933354728
--------------------------------------------------------------------------------------------------------------------------
Security: 41021P103
Meeting Type: Annual
Meeting Date: 21-Jan-2011
Ticker: HPS
ISIN: US41021P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES F. CARLIN Mgmt Split 97% For 3% Withheld Split
WILLIAM H. CUNNINGHAM Mgmt Split 97% For 3% Withheld Split
GREGORY A. RUSSO Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIV INC FUND Agenda Number: 933354730
--------------------------------------------------------------------------------------------------------------------------
Security: 41013V100
Meeting Type: Annual
Meeting Date: 21-Jan-2011
Ticker: HTD
ISIN: US41013V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES F. CARLIN Mgmt Split 98% For 2% Withheld Split
WILLIAM H. CUNNINGHAM Mgmt Split 98% For 2% Withheld Split
GREGORY A. RUSSO Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
KAYNE ANDERSON ENERGY TOTAL RETURN FUND Agenda Number: 933454580
--------------------------------------------------------------------------------------------------------------------------
Security: 48660P104
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: KYE
ISIN: US48660P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GERALD I. ISENBERG Mgmt Split 99% For 1% Withheld Split
02 THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt Split 99% For 1% Abstain Split
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING NOVEMBER 30, 2011.
03 THE APPROVAL OF A PROPOSAL TO AUTHORIZE THE Mgmt Split 84% For 12% Against 3% AbstainSplit
COMPANY TO SELL SHARES OF ITS COMMON STOCK
AT A NET PRICE LESS THAN THE NET ASSET VALUE
PER SHARE, SUBJECT TO THE GROSS PRICE (BEFORE
UNDERWRITING FEES, COMMISSIONS AND OFFERING
EXPENSES) BEING ABOVE THE NET ASSET VALUE PER
SHARE.
--------------------------------------------------------------------------------------------------------------------------
KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 933454580
--------------------------------------------------------------------------------------------------------------------------
Security: 486606106
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: KYN
ISIN: US4866061066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GERALD I. ISENBERG Mgmt No vote
02 THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt No vote
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING NOVEMBER 30, 2011.
03 THE APPROVAL OF A PROPOSAL TO AUTHORIZE THE Mgmt No vote
COMPANY TO SELL SHARES OF ITS COMMON STOCK
AT A NET PRICE LESS THAN THE NET ASSET VALUE
PER SHARE, SUBJECT TO THE GROSS PRICE (BEFORE
UNDERWRITING FEES, COMMISSIONS AND OFFERING
EXPENSES) BEING ABOVE THE NET ASSET VALUE PER
SHARE.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 933323610
--------------------------------------------------------------------------------------------------------------------------
Security: 95766E103
Meeting Type: Annual
Meeting Date: 24-Sep-2010
Ticker: EMD
ISIN: US95766E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL L COLMAN Mgmt Split 97% For 3% Withheld Split
DANIEL P CRONIN Mgmt Split 95% For 5% Withheld Split
WILLIAM R HUTCHINSON Mgmt Split 95% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 933323622
--------------------------------------------------------------------------------------------------------------------------
Security: 95766B109
Meeting Type: Annual
Meeting Date: 24-Sep-2010
Ticker: EHI
ISIN: US95766B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RIORDAN ROETT Mgmt Split 98% For 2% Withheld Split
JESWALD W. SALACUSE Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 933347862
--------------------------------------------------------------------------------------------------------------------------
Security: 184692101
Meeting Type: Annual
Meeting Date: 10-Dec-2010
Ticker: CEM
ISIN: US1846921013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL L. COLMAN* Mgmt Split 99% For 1% Withheld Split
DANIEL P. CRONIN* Mgmt Split 99% For 1% Withheld Split
PAOLO M. CUCCHI* Mgmt Split 99% For 1% Withheld Split
LESLIE H. GELB** Mgmt Split 99% For 1% Withheld Split
WILLIAM R. HUTCHINSON** Mgmt Split 99% For 1% Withheld Split
R. JAY GERKEN** Mgmt Split 99% For 1% Withheld Split
JESWALD W. SALACUSE*** Mgmt Split 99% For 1% Withheld Split
RIORDAN ROETT*** Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 933364185
--------------------------------------------------------------------------------------------------------------------------
Security: 95766K109
Meeting Type: Annual
Meeting Date: 28-Jan-2011
Ticker: HIO
ISIN: US95766K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL L. COLMAN Mgmt Split 91% For 9% Withheld Split
DANIEL P. CRONIN Mgmt Split 91% For 9% Withheld Split
JESWALD W. SALACUSE Mgmt Split 90% For 10% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 933371130
--------------------------------------------------------------------------------------------------------------------------
Security: 95790C107
Meeting Type: Annual
Meeting Date: 28-Feb-2011
Ticker: GDO
ISIN: US95790C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL L. COLMAN Mgmt Split 99% For 1% Withheld Split
DANIEL P. CRONIN Mgmt Split 99% For 1% Withheld Split
PAOLO M. CUCCHI Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 933381662
--------------------------------------------------------------------------------------------------------------------------
Security: 184692101
Meeting Type: Annual
Meeting Date: 31-Mar-2011
Ticker: CEM
ISIN: US1846921013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL L. COLMAN Mgmt Split 85% For 15% Withheld Split
DANIEL P. CRONIN Mgmt Split 85% For 15% Withheld Split
PAOLO M. CUCCHI Mgmt Split 85% For 15% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND Agenda Number: 933375506
--------------------------------------------------------------------------------------------------------------------------
Security: 530158104
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: USA
ISIN: US5301581048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS W.BROCK Mgmt Split 90% For 10% Withheld Split
GEORGE R. GASPARI Mgmt Split 86% For 14% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
MACQUAIRE GLOBAL INFRASTRUCTURE TOTAL RT Agenda Number: 933453235
--------------------------------------------------------------------------------------------------------------------------
Security: 55608D101
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: MGU
ISIN: US55608D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRAD FRISHBERG Mgmt Split 94% For 6% Withheld Split
CHRIS LAVICTOIRE MAHAI Mgmt Split 80% For 20% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE/1ST TR GL INFRA/UT DIV & INC Agenda Number: 933340832
--------------------------------------------------------------------------------------------------------------------------
Security: 55607W100
Meeting Type: Special
Meeting Date: 20-Dec-2010
Ticker: MFD
ISIN: US55607W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 84% For 14% Against 2% AbstainSplit
AGREEMENT WITH FIRST TRUST ADVISORS L.P. FOR
THE FUND
02 PROPOSAL TO APPROVE A NEW INVESTMENT SUB-ADVISORY Mgmt Split 84% For 14% Against 2% AbstainSplit
AGREEMENT WITH MACQUARIE CAPITAL INVESTMENT
MANAGEMENT LLC FOR THE FUND
03 PROPOSAL TO APPROVE A NEW INVESTMENT SUB-ADVISORY Mgmt Split 84% For 14% Against 2% AbstainSplit
AGREEMENT WITH FOUR CORNERS CAPITAL MANAGEMENT,
LLC FOR THE FUND
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE/1ST TR GL INFRA/UT DIV & INC Agenda Number: 933386028
--------------------------------------------------------------------------------------------------------------------------
Security: 55607W100
Meeting Type: Annual
Meeting Date: 18-Apr-2011
Ticker: MFD
ISIN: US55607W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. KEITH Mgmt Split 87% For 13% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY INSTITUTIONAL FUNDS Agenda Number: 933468250
--------------------------------------------------------------------------------------------------------------------------
Security: 617468103
Meeting Type: Annual
Meeting Date: 30-Jun-2011
Ticker: CAF
ISIN: US6174681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHLEEN A. DENNIS Mgmt Split 99% For 1% Withheld Split
JOSEPH J. KEARNS Mgmt Split 99% For 1% Withheld Split
MICHAEL E. NUGENT Mgmt Split 99% For 1% Withheld Split
FERGUS REID Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NABORS INDUSTRIES LTD. Agenda Number: 933451192
--------------------------------------------------------------------------------------------------------------------------
Security: G6359FOIH
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTHONY G. PETRELLO Mgmt Split 51% For 49% Withheld Split
MYRON M. SHEINFELD Mgmt Split 51% For 49% Withheld Split
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt Split 99% For 1% Against 1% AbstainSplit
INDEPENDENT AUDITOR AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET
THE AUDITOR'S REMUNERATION.
03 PROPOSAL TO APPROVE A NONBINDING ADVISORY VOTE Mgmt Split 41% For 58% Against 1% AbstainSplit
REGARDING THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RECOMMEND, BY NONBINDING ADVISORY Mgmt Split 33% 3 Years 2% 2 Years Split
VOTE, THE FREQUENCY OF SHAREHOLDER ADVISORY 64% 1 Year 1% Abstain
VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO ADOPT THE MAJORITY VOTE Shr Split 64% For 35% Against 1% AbstainSplit
STANDARD FOR DIRECTOR ELECTIONS.
06 SHAREHOLDER PROPOSAL TO ADOPT THE REQUIREMENT Shr Split 65% For 34% Against 1% AbstainSplit
THAT ALL DIRECTORS STAND FOR ELECTION ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
NASDAQ PREM INCOME & GROWTH FD Agenda Number: 933317554
--------------------------------------------------------------------------------------------------------------------------
Security: 63110RA44
Meeting Type: Special
Meeting Date: 22-Oct-2010
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT P. BREMNER Mgmt Split 96% For 4% Withheld Split
JACK B. EVANS Mgmt Split 96% For 4% Withheld Split
WILLIAM C. HUNTER Mgmt Split 96% For 4% Withheld Split
DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split
WILLIAM J. SCHNEIDER Mgmt Split 96% For 4% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split
CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split
TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split
JOHN P. AMBOIAN Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NASDAQ PREM INCOME & GROWTH FD Agenda Number: 933317530
--------------------------------------------------------------------------------------------------------------------------
Security: 63110R105
Meeting Type: Special
Meeting Date: 22-Oct-2010
Ticker: QQQX
ISIN: US63110R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A NEW INVESTMENT MANAGEMENT AGREEMENT Mgmt Split 91% For 4% Against 5% AbstainSplit
BETWEEN THE FUND AND NUVEEN ASSET MANAGEMENT.
02 TO APPROVE A NEW INVESTMENT SUBADVISORY AGREEMENT Mgmt Split 91% For 4% Against 5% AbstainSplit
BETWEEN NUVEEN ASSET MANAGEMENT AND THE FUND'S
CURRENT SUBADVISER.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933414853
--------------------------------------------------------------------------------------------------------------------------
Security: 637071OIH
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt Split 98% For 1% Against 1% AbstainSplit
1B ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt Split 98% For 1% Against 1% AbstainSplit
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt Split 98% For 1% Against 1% AbstainSplit
03 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt Split 97% For 2% Against 1% AbstainSplit
OF OUR NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt Split 95% 1 Year 2% 2 Years Split
OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER 3% 3 Years 1% Abstain
COMPENSATION.
05 APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt Split 99% For 1% Against 1% AbstainSplit
CERTIFICATE OF INCORPORATION TO PROVIDE FOR
THE ANNUAL ELECTION OF ALL DIRECTORS.
06 APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt Split 97% For 3% Against 1% AbstainSplit
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 500,000,000 TO 1,000,000,000.
07 STOCKHOLDER PROPOSAL. Shr Split 24% For 73% Against 3% AbstainSplit
--------------------------------------------------------------------------------------------------------------------------
NEUBERGER BERMAN HI/YLD STRATEGY Agenda Number: 933477019
--------------------------------------------------------------------------------------------------------------------------
Security: 64128C106
Meeting Type: Annual
Meeting Date: 29-Jun-2011
Ticker: NHS
ISIN: US64128C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARTHA C. GOSS Mgmt Split 98% For 2% Withheld Split
ROBERT A. KAVESH Mgmt Split 98% For 2% Withheld Split
EDWARD I. O'BRIEN Mgmt Split 98% For 2% Withheld Split
CANDACE L. STRAIGHT Mgmt Split 98% For 2% Withheld Split
JOSEPH V. AMATO Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NEUBERGER BERMAN REAL ESTATE SEC INC FD Agenda Number: 933477019
--------------------------------------------------------------------------------------------------------------------------
Security: 64190A103
Meeting Type: Annual
Meeting Date: 29-Jun-2011
Ticker: NRO
ISIN: US64190A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARTHA C. GOSS Mgmt Split 97% For 3% Withheld Split
ROBERT A. KAVESH Mgmt Split 96% For 4% Withheld Split
EDWARD I. O'BRIEN Mgmt Split 96% For 4% Withheld Split
CANDACE L. STRAIGHT Mgmt Split 97% For 3% Withheld Split
JOSEPH V. AMATO Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NFJ DIVIDEND, INTEREST & PREM STRAT FD Agenda Number: 933304913
--------------------------------------------------------------------------------------------------------------------------
Security: 65337H109
Meeting Type: Annual
Meeting Date: 21-Jul-2010
Ticker: NFJ
ISIN: US65337H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL BELICA* Mgmt Split 93% For 7% Withheld *
JAMES A. JACOBSON** Mgmt Split 93% For 7% Withheld *
HANS W. KERTESS* Mgmt Split 93% For 7% Withheld *
WILLIAM B. OGDEN, IV* Mgmt Split 93% For 7% Withheld *
R. PETER SULLIVAN III** Mgmt Split 93% For 7% Withheld *
ALAN RAPPAPORT*** Mgmt Split 93% For 7% Withheld *
--------------------------------------------------------------------------------------------------------------------------
NICHOLAS-APPLEGATE CONV. INCOME FUND II Agenda Number: 933304874
--------------------------------------------------------------------------------------------------------------------------
Security: 65370G109
Meeting Type: Annual
Meeting Date: 21-Jul-2010
Ticker: NCZ
ISIN: US65370G1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL BELICA Mgmt Split 97% For 3% Withheld Split
WILLIAM B. OGDEN, IV Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NICHOLAS-APPLEGATE CONVERTIBLE & INC FD Agenda Number: 933304901
--------------------------------------------------------------------------------------------------------------------------
Security: 65370F101
Meeting Type: Annual
Meeting Date: 21-Jul-2010
Ticker: NCV
ISIN: US65370F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HANS W. KERTESS Mgmt Split 97% For 3% Withheld *
WILLIAM B. OGDEN, IV Mgmt Split 97% For 3% Withheld *
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 933425248
--------------------------------------------------------------------------------------------------------------------------
Security: H5833NOIH
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LAWRENCE J. CHAZEN Mgmt Split 98% For 2% Withheld Split
JON A. MARSHALL Mgmt Split 98% For 2% Withheld Split
MARY P. RICCIARDELLO Mgmt Split 98% For 2% Withheld Split
2 APPROVAL OF THE 2010 ANNUAL REPORT, THE CONSOLIDATED Mgmt Split 98% For 1% Abstain Split
FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL
YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS
OF THE COMPANY FOR FISCAL YEAR 2010
3 APPROVAL OF THE CREATION OF A RESERVE THROUGH Mgmt Split 98% For 1% Against 1% AbstainSplit
APPROPRIATION OF RETAINED EARNINGS
4 APPROVAL OF A CAPITAL REDUCTION BY CANCELLATION Mgmt Split 98% For 1% Against 1% AbstainSplit
OF CERTAIN SHARES HELD IN TREASURY
5 APPROVAL OF AN EXTENSION OF BOARD AUTHORITY Mgmt Split 77% For 22% Against 1% AbstainSplit
TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL
28, 2013
6 APPROVAL OF A RETURN OF CAPITAL IN THE FORM Mgmt Split 98% For 1% Against 1% AbstainSplit
OF A PAR VALUE REDUCTION IN AN AMOUNT EQUAL
TO SWISS FRANCS 0.52 PER SHARE
7 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Split 98% For 1% Against 1% AbstainSplit
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011 AND THE ELECTION
OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR
FOR A ONE-YEAR TERM
8 APPROVAL OF THE DISCHARGE OF THE MEMBERS OF Mgmt Split 97% For 1% Against 1% AbstainSplit
THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS
OF THE COMPANY FOR FISCAL YEAR 2010
9 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt Split 33% For 66% Against 2% AbstainSplit
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
10 ADVISORY VOTE ON FREQUENCY OF THE EXECUTIVE Mgmt Split 59% 1 Year 2% 2 Years Split
COMPENSATION ADVISORY VOTE 38% 3 Years 1% Abstain
--------------------------------------------------------------------------------------------------------------------------
NUVEEN DIVERSIFIED DIVIDEND & INCOME FD Agenda Number: 933407175
--------------------------------------------------------------------------------------------------------------------------
Security: 6706EP105
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: JDD
ISIN: US6706EP1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B DIRECTOR
JOHN P. AMBOIAN Mgmt Split 98% For 2% Withheld Split
DAVID J. KUNDERT Mgmt Split 98% For 2% Withheld Split
TERENCE J. TOTH Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND Agenda Number: 933341036
--------------------------------------------------------------------------------------------------------------------------
Security: 67072T108
Meeting Type: Annual
Meeting Date: 06-Jan-2011
Ticker: JFR
ISIN: US67072T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1D DIRECTOR
WILLIAM C. HUNTER Mgmt Split 98% For 2% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 97% For 3% Withheld Split
CAROLE E. STONE Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 933407175
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: JQC
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B DIRECTOR
JOHN P. AMBOIAN Mgmt Split 98% For 2% Withheld Split
DAVID J. KUNDERT Mgmt Split 98% For 2% Withheld Split
TERENCE J. TOTH Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN REAL ESTATE INCOME FUND Agenda Number: 933407175
--------------------------------------------------------------------------------------------------------------------------
Security: 67071B108
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: JRS
ISIN: US67071B1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B DIRECTOR
JOHN P. AMBOIAN Mgmt Split 98% For 2% Withheld Split
DAVID J. KUNDERT Mgmt Split 98% For 2% Withheld Split
TERENCE J. TOTH Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN TAX-ADV TOTAL RETURN STRATEGY FD Agenda Number: 933407175
--------------------------------------------------------------------------------------------------------------------------
Security: 67090H102
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: JTA
ISIN: US67090H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B DIRECTOR
JOHN P. AMBOIAN Mgmt Split 97% For 3% Withheld Split
DAVID J. KUNDERT Mgmt Split 97% For 3% Withheld Split
TERENCE J. TOTH Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO CORPORATE OPPORTUNITY FUND Agenda Number: 933379756
--------------------------------------------------------------------------------------------------------------------------
Security: 72201B101
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: PTY
ISIN: US72201B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
BRADFORD K. GALLAGHER Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 933352700
--------------------------------------------------------------------------------------------------------------------------
Security: 72201J104
Meeting Type: Annual
Meeting Date: 14-Dec-2010
Ticker: PFN
ISIN: US72201J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HANS W. KERTESS Mgmt Split 96% For 4% Withheld Split
JOHN C. MANEY Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO HIGH INCOME FUND Agenda Number: 933352673
--------------------------------------------------------------------------------------------------------------------------
Security: 722014107
Meeting Type: Annual
Meeting Date: 14-Dec-2010
Ticker: PHK
ISIN: US7220141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HANS W. KERTESS Mgmt Split 98% For 2% Withheld Split
WILLIAM B. OGDEN, IV Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FD Agenda Number: 933379770
--------------------------------------------------------------------------------------------------------------------------
Security: 72202B100
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: PKO
ISIN: US72202B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
BRADFORD K. GALLAGHER Mgmt Split 99% For 1% Withheld Split
ALAN RAPPAPORT Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO STRATEGIC GLOBAL GOVT FD, INC. Agenda Number: 933304925
--------------------------------------------------------------------------------------------------------------------------
Security: 72200X104
Meeting Type: Annual
Meeting Date: 21-Jul-2010
Ticker: RCS
ISIN: US72200X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES A. JACOBSON* Mgmt Split 98% For 2% Withheld *
WILLIAM B. OGDEN, IV* Mgmt Split 97% For 3% Withheld *
ALAN RAPPAPORT** Mgmt Split 98% For 2% Withheld *
--------------------------------------------------------------------------------------------------------------------------
PIONEER FLOATING RATE TRUST Agenda Number: 933316350
--------------------------------------------------------------------------------------------------------------------------
Security: 72369J102
Meeting Type: Annual
Meeting Date: 22-Sep-2010
Ticker: PHD
ISIN: US72369J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID R. BOCK Mgmt Split 97% For 3% Withheld Split
STEPHEN K. WEST Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIONEER HIGH INCOME TRUST Agenda Number: 933316350
--------------------------------------------------------------------------------------------------------------------------
Security: 72369H106
Meeting Type: Annual
Meeting Date: 22-Sep-2010
Ticker: PHT
ISIN: US72369H1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID R. BOCK Mgmt Split 98% For 2% Withheld Split
STEPHEN K. WEST Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PUTNAM PREMIER INCOME TRUST Agenda Number: 933364995
--------------------------------------------------------------------------------------------------------------------------
Security: 746853100
Meeting Type: Annual
Meeting Date: 28-Jan-2011
Ticker: PPT
ISIN: US7468531006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAVI AKHOURY Mgmt Split 98% For 2% Withheld Split
BARBARA M. BAUMANN Mgmt Split 98% For 2% Withheld Split
JAMESON A. BAXTER Mgmt Split 98% For 2% Withheld Split
CHARLES B. CURTIS Mgmt Split 98% For 2% Withheld Split
ROBERT J. DARRETTA Mgmt Split 98% For 2% Withheld Split
MYRA R. DRUCKER Mgmt Split 98% For 2% Withheld Split
JOHN A. HILL Mgmt Split 98% For 2% Withheld Split
PAUL L. JOSKOW Mgmt Split 98% For 2% Withheld Split
KENNETH R. LEIBLER Mgmt Split 98% For 2% Withheld Split
GEORGE PUTNAM, III Mgmt Split 98% For 2% Withheld Split
ROBERT E. PATTERSON Mgmt Split 98% For 2% Withheld Split
ROBERT L. REYNOLDS Mgmt Split 98% For 2% Withheld Split
W. THOMAS STEPHENS Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
REAVES UTILITY INCOME FUND Agenda Number: 933384769
--------------------------------------------------------------------------------------------------------------------------
Security: 756158101
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: UTG
ISIN: US7561581015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARY K. ANSTINE Mgmt Split 97% For 3% Withheld Split
MICHAEL F. HOLLAND Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES, INC. Agenda Number: 933382777
--------------------------------------------------------------------------------------------------------------------------
Security: 779382OIH
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: R.G. CROYLE Mgmt Split 98% For 1% Against 1% AbstainSplit
1B ELECTION OF DIRECTOR: LORD MOYNIHAN Mgmt Split 98% For 1% Against 1% AbstainSplit
1C ELECTION OF DIRECTOR: W. MATT RALLS Mgmt Split 98% For 1% Against 1% AbstainSplit
1D ELECTION OF DIRECTOR: JOHN J. QUICKE Mgmt Split 98% For 1% Against 1% AbstainSplit
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt Split 99% For 1% Against 1% AbstainSplit
LLP AS INDEPENDENT AUDITORS.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt Split 73% For 25% Against 1% AbstainSplit
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt Split 95% 1 Year 1% 2 Years Split
OF EXECUTIVE COMPENSATION VOTES. 2% 3 Years 1% Abstain
--------------------------------------------------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC. Agenda Number: 933313619
--------------------------------------------------------------------------------------------------------------------------
Security: 780910105
Meeting Type: Annual
Meeting Date: 22-Sep-2010
Ticker: RVT
ISIN: US7809101055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD M. GALKIN Mgmt Split 68% For 32% Withheld Split
MARK R. FETTING Mgmt Split 68% For 32% Withheld Split
ARTHUR S. MEHLMAN Mgmt Split 68% For 32% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933377106
--------------------------------------------------------------------------------------------------------------------------
Security: 806857OIH
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: P. CAMUS Mgmt Split 99% For 1% Abstain Split
1B ELECTION OF DIRECTOR: P. CURRIE Mgmt Split 99% For 1% Abstain Split
1C ELECTION OF DIRECTOR: A. GOULD Mgmt Split 99% For 1% Against 1% AbstainSplit
1D ELECTION OF DIRECTOR: T. ISAAC Mgmt Split 97% For 2% Against 1% AbstainSplit
1E ELECTION OF DIRECTOR: K.V. KAMATH Mgmt Split 99% For 1% Abstain Split
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Mgmt Split 99% For 1% Abstain Split
1G ELECTION OF DIRECTOR: A. LAJOUS Mgmt Split 99% For 1% Against 1% AbstainSplit
1H ELECTION OF DIRECTOR: M.E. MARKS Mgmt Split 99% For 1% Abstain Split
1I ELECTION OF DIRECTOR: E. MOLER Mgmt Split 99% For 1% Against 1% AbstainSplit
1J ELECTION OF DIRECTOR: L.R. REIF Mgmt Split 99% For 1% Abstain Split
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Mgmt Split 99% For 1% Abstain Split
1L ELECTION OF DIRECTOR: H. SEYDOUX Mgmt Split 99% For 1% Abstain Split
1M ELECTION OF DIRECTOR: P. KIBSGAARD Mgmt Split 99% For 1% Abstain Split
1N ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt Split 99% For 1% Abstain Split
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt Split 98% For 1% Against 1% AbstainSplit
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt Split 35% 3 Years 56% 2 Years 9% 1 YearSplit
VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt Split 97% For 2% Against Split
OF INCORPORATION TO INCREASE THE AUTHORIZED
COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt Split 98% For 1% Against 1% AbstainSplit
OF INCORPORATION TO CLARIFY THE VOTING STANDARD
IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE
CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Mgmt Split 99% For Split
AND DECLARATION OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt Split 99% For Split
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
TEMPLETON GLOBAL INCOME FUND Agenda Number: 933362395
--------------------------------------------------------------------------------------------------------------------------
Security: 880198106
Meeting Type: Annual
Meeting Date: 25-Feb-2011
Ticker: GIM
ISIN: US8801981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDITH E. HOLIDAY Mgmt Split 99% For 1% Withheld Split
J. MICHAEL LUTTIG Mgmt Split 99% For 1% Withheld Split
FRANK A. OLSON Mgmt Split 99% For 1% Withheld Split
C.D. TSERETOPOULOS Mgmt Split 99% For 1% Withheld Split
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt Split 99% For 1% Against 1% AbstainSplit
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE FUND FOR THE FISCAL YEAR ENDING
AUGUST 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
THE CHINA FUND, INC. Agenda Number: 933368563
--------------------------------------------------------------------------------------------------------------------------
Security: 169373107
Meeting Type: Annual
Meeting Date: 03-Mar-2011
Ticker: CHN
ISIN: US1693731077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NIGEL S. TULLOCH Mgmt Split 85% For 15% Withheld Split
WILLIAM C. KIRBY Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
THE CUSHING MLP TOTAL RETURN FUND Agenda Number: 933436188
--------------------------------------------------------------------------------------------------------------------------
Security: 231631102
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: SRV
ISIN: US2316311024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRIAN R. BRUCE Mgmt Split 99% For 1% Withheld Split
02 AMENDMENT TO THE DECLARATION OF TRUST. Mgmt Split 85% For 14% Against 1% AbstainSplit
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST INC. Agenda Number: 933406678
--------------------------------------------------------------------------------------------------------------------------
Security: 362397101
Meeting Type: Annual
Meeting Date: 16-May-2011
Ticker: GAB
ISIN: US3623971013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK J. FAHRENKOPF, JR Mgmt Split 94% For 6% Withheld Split
SALVATORE J. ZIZZA Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
TORTOISE CAPITAL ADVISORS, L.L.C. Agenda Number: 933410831
--------------------------------------------------------------------------------------------------------------------------
Security: 89148B101
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: NTG
ISIN: US89148B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CONRAD S. CICCOTELLO Mgmt Split 97% For 3% Withheld Split
02 APPROVAL FOR THE COMPANY, WITH THE APPROVAL Mgmt Split 85% For 12% Against 3% AbstainSplit
OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE
ISSUE SHARES OF ITS COMMON STOCK AT A PRICE
BELOW ITS THEN CURRENT NET ASSET VALUE PER
SHARE SUBJECT TO THE LIMITATIONS SET FORTH
IN THE PROXY STATEMENT FOR THE 2011 ANNUAL
MEETING OF STOCKHOLDERS.
03 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt Split 98% For 1% Against 1% AbstainSplit
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 933405373
--------------------------------------------------------------------------------------------------------------------------
Security: H8817HOIH
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING Mgmt Split 98% For 1% Against 1% AbstainSplit
THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2010 AND THE STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR
FISCAL YEAR 2010.
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt Split 55% For 43% Against 2% AbstainSplit
AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2010.
03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Mgmt Split 97% For 2% Against 2% AbstainSplit
YEAR 2010.
04 PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL Mgmt Split 96% For 2% Against 2% AbstainSplit
RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS.
05 RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS Mgmt Split 96% For 3% Against 2% AbstainSplit
IN THE FORM OF A PAR VALUE REDUCTION AS APPROVED
AT THE 2010 ANNUAL GENERAL MEETING.
06 RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE Mgmt Split 96% For 2% Against 2% AbstainSplit
FROM CAPITAL CONTRIBUTIONS, TO DIVIDEND RESERVE
FROM CAPITAL CONTRIBUTIONS; DIVIDEND DISTRIBUTION
OUT OF THE DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS.
IF PROPOSAL 3 AND PROPOSAL 5 ARE NOT APPROVED
AS PROPOSED BY THE BOARD OF DIRECTORS, THERE
WILL BE NO VOTE ON THIS PROPOSAL 6.
07 NEW AUTHORIZED SHARE CAPITAL. Mgmt Split 96% For 3% Against 2% AbstainSplit
08 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF Mgmt Split 98% For 1% Against 1% AbstainSplit
THE BOARD OF DIRECTORS TO 12.
9A ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA Mgmt Split 96% For 2% Against 2% AbstainSplit
9B ELECTION OF CLASS III DIRECTOR: STEVE LUCAS Mgmt Split 97% For 2% Against 2% AbstainSplit
9C ELECTION OF CLASS I DIRECTOR: TAN EK KIA Mgmt Split 96% For 2% Against 2% AbstainSplit
9D REELECTION OF CLASS III DIRECTOR: MARTIN B. Mgmt Split 96% For 2% Against 2% AbstainSplit
MCNAMARA
9E REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN Mgmt Split 96% For 2% Against 2% AbstainSplit
10 APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt Split 98% For 1% Against 1% AbstainSplit
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2011 AND REELECTION OF ERNST
& YOUNG LTD., ZURICH, AS THE COMPANY'S AUDITOR
FOR A FURTHER ONE-YEAR TERM.
11 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 64% For 34% Against 2% AbstainSplit
12 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt Split 93% 1 Year 2% 2 Years Split
COMPENSATION VOTE. 3% 3 Years 2% Abstain
--------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD Agenda Number: 933429359
--------------------------------------------------------------------------------------------------------------------------
Security: H27013OIH
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE 2010 ANNUAL REPORT, THE CONSOLIDATED Mgmt Split 99% For 1% Against 1% AbstainSplit
FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL
LTD. FOR THE YEAR ENDED DECEMBER 31, 2010 AND
THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD
INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER
31, 2010.
02 DISCHARGE OF THE BOARD OF DIRECTORS AND EXECUTIVE Mgmt Split 79% For 20% Against 1% AbstainSplit
OFFICERS FROM LIABILITY FOR ACTIONS OR OMISSIONS
DURING THE YEAR ENDED DECEMBER 31, 2010.
3A ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER Mgmt Split 98% For 1% Against 1% AbstainSplit
3B ELECTION OF DIRECTOR: SAMUEL W. BODMAN, III Mgmt Split 97% For 2% Against 1% AbstainSplit
3C ELECTION OF DIRECTOR: NICHOLAS F. BRADY Mgmt Split 98% For 1% Against 1% AbstainSplit
3D ELECTION OF DIRECTOR: DAVID J. BUTTERS Mgmt Split 96% For 4% Against 1% AbstainSplit
3E ELECTION OF DIRECTOR: WILLIAM E. MACAULAY Mgmt Split 97% For 2% Against 1% AbstainSplit
3F ELECTION OF DIRECTOR: ROBERT B. MILLARD Mgmt Split 98% For 1% Against 1% AbstainSplit
3G ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. Mgmt Split 94% For 5% Against 1% AbstainSplit
3H ELECTION OF DIRECTOR: GUILLERMO ORTIZ Mgmt Split 98% For 1% Against 1% AbstainSplit
3I ELECTION OF DIRECTOR: EMYR JONES PARRY Mgmt Split 98% For 1% Against 1% AbstainSplit
3J ELECTION OF DIRECTOR: ROBERT A. RAYNE Mgmt Split 96% For 4% Against 1% AbstainSplit
04 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt Split 96% For 3% Against 1% AbstainSplit
REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR
ENDING DECEMBER 31, 2011 AND THE RE-ELECTION
OF ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR
FOR YEAR ENDING DECEMBER 31, 2011.
05 APPROVAL OF AN ADVISORY RESOLUTION REGARDING Mgmt Split 50% For 48% Against 1% AbstainSplit
EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt Split 95% 1 Year 2% 2 Years Split
VOTES ON EXECUTIVE COMPENSATION. 3% 3 Years 1% Abstain
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 933412936
--------------------------------------------------------------------------------------------------------------------------
Security: 95766A101
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: ESD
ISIN: US95766A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RIORDAN ROETT Mgmt Split 96% For 4% Withheld Split
JESWALD W. SALACUSE Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME FUND II INC Agenda Number: 933311805
--------------------------------------------------------------------------------------------------------------------------
Security: 95766J102
Meeting Type: Annual
Meeting Date: 16-Aug-2010
Ticker: HIX
ISIN: US95766J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL L. COLMAN Mgmt Split 97% For 3% Withheld Split
WILLIAM R. HUTCHINSON Mgmt Split 97% For 3% Withheld Split
R. JAY GERKEN Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET PREMIER BOND FUND Agenda Number: 933434261
--------------------------------------------------------------------------------------------------------------------------
Security: 957664105
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: WEA
ISIN: US9576641057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD J. ARNAULT Mgmt Split 99% For 1% Withheld Split
ANITA L. DEFRANTZ Mgmt Split 98% For 2% Withheld Split
WILLIAM E.B. SIART Mgmt Split 99% For 1% Withheld Split
JAYNIE M. STUDENMUND Mgmt Split 98% For 2% Withheld Split
AVEDICK B. POLADIAN Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE LINKED OPP & INC Agenda Number: 933438714
--------------------------------------------------------------------------------------------------------------------------
Security: 95766R104
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: WIW
ISIN: US95766R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL LARSON Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE LINKED SEC & INC Agenda Number: 933440086
--------------------------------------------------------------------------------------------------------------------------
Security: 95766Q106
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: WIA
ISIN: US95766Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD A. NYBERG Mgmt Split 97% For 3% Withheld Split
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Cohen & Steers Closed-End Opportunity Fund, Inc.
By (Signature) /s/ Tina M. Payne
Name Tina M. Payne
Title Assistant Secretary
Date 08/30/2011