ufpt_Current_Folio_8K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

Current Report Pursuant to

Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 9, 2016

 

 

UFP Technologies, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

 

Delaware

(State or Other Jurisdiction of Incorporation)

 

 

 

 

001-12648

 

04-2314970

(Commission File Number)

 

(IRS Employer Identification No.)

 

 

 

 

100 Hale Street, Newburyport,  MA – USA

 

01950-3504

(Address of Principal Executive Offices)

 

(Zip Code)

 

 

(978) 352-2200

(Registrant’s Telephone Number, Including Area Code)

 

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

Item 5.07         Submission of Matters to a Vote of Security Holders.

 

On June 9, 2016, UFP Technologies, Inc. (the “Company”) held its Annual Meeting of Stockholders. The final results for each of the matters submitted to a vote of stockholders at the meeting are set forth below. A more detailed description of each proposal is set forth in the Company’s definitive proxy statement on Form DEF 14A, filed with the U.S. Securities and Exchange Commission on April 29, 2016 (the “Proxy Statement”).

 

Proposal No. 1. Election of Directors. The stockholders elected the two Class II nominees for director to serve until the Company’s 2019 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified, by the votes set forth in the table below:

 

 

 

 

 

 

 

 

 

 

Name

    

For

    

Withheld

    

Abstained

    

Broker Non-Vote

Thomas Oberdorf

 

4,978,152 

 

177,224 

 

 

1,051,741 

Lucia Luce Quinn

 

4,977,904 

 

177,472 

 

 

1,051,741 

 

Proposal No. 2. Approval of the Material Terms of the Performance Goals Under the Company’s 2003 Incentive Plan.  The stockholders approved the material terms of the performance goals under the Company’s 2003 Incentive Plan, as amended, by the votes set forth in the table below:

 

 

 

 

 

 

 

 

For

    

Against

    

Abstained

    

Broker Non-Vote

5,073,841 

 

80,200 

 

1,335 

 

1,051,741 

 

Proposal No. 3. Advisory Vote on Executive Compensation. The stockholders approved a non-binding advisory resolution to approve executive compensation, as described in the Proxy Statement, by the votes set forth in the table below:

 

 

 

 

 

 

 

 

For

    

Against

    

Abstained

    

Broker Non-Vote

4,478,283 

 

673,418 

 

3,675 

 

1,051,741 

 

Proposal No. 4. Ratification of Appointment of Independent Registered Public Accounting Firm. The stockholders ratified the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2016, by the votes set forth in the table below:

 

 

 

 

 

 

 

 

For

    

Against

    

Abstained

    

Broker Non-Vote

6,117,743 

 

89,174 

 

200 

 

— 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

Dated: June 13, 2016

UFP TECHNOLOGIES, INC.

 

 

 

 

 

 

 

By:

/s/ Ronald J. Lataille

 

 

Ronald J. Lataille, Chief Financial

Officer and Senior Vice President

 

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