UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Market Priced Employee Stock Options (3) | 12/10/1998 | 12/10/2007 | Common Stock | 3,719 | $ 56.5 | D | Â |
Market Priced Employee Stock Units (3) (4) | 12/08/2000 | 12/08/2009 | Common Stock | 13,464 | $ 41.47 | D | Â |
Market Priced Employee Stock Options (3) (4) | 12/13/2001 | 12/13/2010 | Common Stock | 14,874 | $ 42.07 | D | Â |
Market Priced Employee Stock Options (3) (4) | 12/12/2002 | 12/12/2011 | Common Stock | 19,176 | $ 42.3 | D | Â |
Market Priced Employee Stock Options (3) (4) | 12/11/2003 | 12/11/2012 | Common Stock | 13,625 | $ 45.8 | D | Â |
Market Priced Employee Stock Options (3) (4) | 12/10/2004 | 12/10/2013 | Common Stock | 19,381 | $ 61.64 | D | Â |
Market Priced Employee Stock Options (3) (4) | 12/08/2005 | 12/08/2014 | Common Stock | 17,868 | $ 69.37 | D | Â |
Market Priced Employee Stock Options (3) (4) | 12/07/2006 | 12/07/2015 | Common Stock | 11,579 | $ 68.88 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mack Michael J 5859 EAGLE RIDGE ROAD BETTENDORF, IA 52722 |
 |  |  Senior Vice President & CFO |  |
/s/ Michael A. Harring, as Power of Attorney, Associate General Counsel, Deere & Company | 01/18/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | References to Deere & Company common stock include associated preferred stock rights. |
(2) | Includes 20,473 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and to be settled solely in shares. |
(3) | All options include the ability to withhold shares upon the exercise of the option to satisfy minimum required income tax obligations. |
(4) | The options become exercisable in three approximately equal installments in one, two and three years after grant. The date listed in column 2 is the initial exercisable installment date. |
 Remarks: Exhibit List Exhibit 24 Power of Attorney |