UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | Â (1) | Â (1) | Common Stock | 14,668 | $ (2) | D | Â |
Restricted Stock Unit | Â (3) | Â (3) | Common Stock | 27,629 | $ (2) | D | Â |
Restricted Stock Unit | Â (4) | Â (4) | Common Stock | 33,441 | $ (2) | D | Â |
Restricted Stock Unit | Â (5) | Â (5) | Common Stock | 33,225 | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
O'BRIEN DEIRDRE ONE APPLE PARK WAY CUPERTINO, CA 95014 |
 |  |  Senior Vice President |  |
/s/ Sam Whittington, Attorney-in-Fact for Deirdre O'Brien | 02/07/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This restricted stock unit award was granted October 5, 2015 and vests in equal installments on a semi-annual basis over a four year period ending October 15, 2019, assuming continued employment through the applicable vesting date. |
(2) | Each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
(3) | This restricted stock unit award was granted October 14, 2016 and vests in equal installments on a semi-annual basis over a four year period ending October 15, 2020, assuming continued employment through the applicable vesting date. |
(4) | This restricted stock unit award was granted October 15, 2017 and vests in equal installments on a semi-annual basis over a four year period ending October 15, 2021, assuming continued employment through the applicable vesting date. |
(5) | This restricted stock unit award was granted September 30, 2018 and vests in equal installments on a semi-annual basis over a four year period ending October 15, 2022, assuming continued employment through the applicable vesting date. |
 Remarks: Exhibit 24 - Power of Attorney |