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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Rights (SAR) | $ 9.9 | 03/13/2007 | M | 5,520 | (3) | (3) | Kaman Common Stock | 5,520 | $ 9.9 | 5,520 (5) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CLARK CANDACE A |
Sr. VP, CLO & Secretary |
Candace A. Clark | 03/14/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Acquisition under the Corporation's Employees' Stock Purchase Plan, a 16(b)-3 qualified plan. |
(2) | Please disregard the 0.00 in the price column. |
(3) | Exercisable at the rate of 20% per year, beginning one year after grant date; expires ten (10) years after grant. All options and stock appreciation rights are issued under the Corporation's 16b-3 qualified Stock Incentive Plan, including options issued under predecessor plans. The Plans include a feature which permits the exercise price for an option to be paid by withholding a portion of the shares othwerwise issueable upon exercise. |
(4) | The purchase was made between 12/31/2006 and 3/13/2007. |
(5) | Table II contains four Stock Options with respect to 7,500 shares of common stock (exercise price of $10.3125), 22,000 shares of common stock (exercise price $14.50), 10,500 shares of common stock (exercise price of $16.3125) and 5,000 shares of common stock (exercise price of $17.00) for which there has been no change since the last report. These awards are exerciseable at the rate of 20% per year after grant date; expires ten (10) years after grant. All options are issued under the Corporation's 16b-3 qualified Stock Incentive Plan, including options issued under a precedessor Plan. Plans include a feature which permits the exercise price for an option to be paid by withholding a portion of the shares othwerwise issueable upon exercise. |