UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21309
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Advent Claymore Convertible Securities and Income Fund
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(Exact name of registrant as specified in charter)
888 Seventh Avenue, 31st Floor
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New York, NY 10019
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(Address of principal executive offices) (Zip code)
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Edward C. Delk
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888 Seventh Avenue, 31st Floor
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New York, NY 10019
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(Name and address of agent for service)
Registrant's telephone number, including area code: 212-482-1600
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Date of fiscal year end: October 31
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Date of reporting period: July 1, 2017 - June 30, 2018
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21309
Reporting Period: 07/01/2017 - 06/30/2018
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
============ ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND ============
ALLERGAN PLC
Ticker: AGN Security ID: G0177J108
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Nesli Basgoz, M. F F Management
D.
1b. Election of Director: Paul M. Bisaro F F Management
1c. Election of Director: Joseph H. Boccuzi F F Management
1d. Election of Director: Christopher W. F F Management
Bodine
1e. Election of Director: Adriane M. Brown F F Management
1f. Election of Director: Christopher J. F F Management
Coughlin
1g. Election of Director: Carol Anthony F F Management
(John) Davidson
1h. Election of Director: Catherine M. F F Management
Klema
1i. Election of Director: Peter J. F F Management
McDonnell, M.D.
1j. Election of Director: Patrick J. F F Management
O'Sullivan
1k. Election of Director: Brenton L. F F Management
Saunders
1l. Election of Director: Fred G. Weiss F F Management
2. To approve, in a non-binding vote, F F Management
Named Executive Officer compensation.
3. To ratify, in a non-binding vote, the F F Management
appointment of PricewaterhouseCoopers
LLP as the Company's independent
auditor for the fiscal year ending
December 31, 2018 and to authorize, in
a binding vote, the Board of
Directors, acting through its Audit
and Com
4. To renew the authority of the F F Management
directors of the Company (the
"Directors") to issue shares.
5A. To renew the authority of the F F Management
Directors to issue shares for cash
without first offering shares to
existing shareholders.
5B. To authorize the Directors to allot F F Management
new shares up to an additional 5% for
cash in connection with an acquisition
or other capital investment.
6. To consider a shareholder proposal N N Shareholder
requiring an independent Board
Chairman, if properly presented at the
meeting.
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AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Dr. Wanda M. F F Management
Austin
1b. Election of Director: Mr. Robert A. F F Management
Bradway
1c. Election of Director: Dr. Brian J. F F Management
Druker
1d. Election of Director: Mr. Robert A. F F Management
Eckert
1e. Election of Director: Mr. Greg C. F F Management
Garland
1f. Election of Director: Mr. Fred Hassan F F Management
1g. Election of Director: Dr. Rebecca M. F F Management
Henderson
1h. Election of Director: Mr. Frank C. F F Management
Herringer
1i. Election of Director: Mr. Charles M. F F Management
Holley, Jr.
1j. Election of Director: Dr. Tyler Jacks F F Management
1k. Election of Director: Ms. Ellen J. F F Management
Kullman
1l. Election of Director: Dr. Ronald D. F F Management
Sugar
1m. Election of Director: Dr. R. Sanders F F Management
Williams
2. Advisory vote to approve our executive F F Management
compensation.
3. To ratify the selection of Ernst & F F Management
Young LLP as our independent
registered public accountants for the
fiscal year ending December 31, 2018.
4. Stockholder proposal for an annual N N Shareholder
report on the extent to which risks
related to public concern over drug
pricing strategies are integrated into
our executive incentive compensation.
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BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Ernest G. F F Management
Bachrach
1b. Election of Director: Vinita Bali F F Management
1c. Election of Director: Enrique H. F F Management
Boilini
1d. Election of Director: Carol M. Browner F F Management
1e. Election of Director: Paul Cornet de F F Management
Ways-Ruart
1f. Election of Director: Andrew Ferrier F F Management
1g. Election of Director: Kathleen Hyle F F Management
1h. Election of Director: L. Patrick Lupo F F Management
1i. Election of Director: John E. McGlade F F Management
1j. Election of Director: Soren Schroder F F Management
2. To appoint Deloitte & Touche LLP as F F Management
Bunge Limited's independent auditors
for the fiscal year ending December
31, 2018 and to authorize the audit
committee of the Board of Directors to
determine the independent auditors'
fees
3. Advisory vote to approve executive F F Management
compensation.
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CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Kelly A. Ayotte F F Management
1b. Election of Director: David L. Calhoun F F Management
1c. Election of Director: Daniel M. F F Management
Dickinson
1d. Election of Director: Juan Gallardo F F Management
1e. Election of Director: Dennis A. F F Management
Muilenburg
1f. Election of Director: William A. Osborn F F Management
1g. Election of Director: Debra L. Reed F F Management
1h. Election of Director: Edward B. Rust, F F Management
Jr.
1i. Election of Director: Susan C. Schwab F F Management
1j. Election of Director: D. James Umpleby F F Management
III
1k. Election of Director: Miles D. White F F Management
1l. Election of Director: Rayford Wilkins, F F Management
Jr.
2. Ratify the appointment of independent F F Management
registered public accounting firm for
2018.
3. Advisory vote to approve executive F F Management
compensation.
4. Shareholder Proposal - Decrease N N Shareholder
percent of ownership required to call
special shareholder meeting.
5. Shareholder Proposal - Amend the N N Shareholder
Company's compensation clawback policy.
6. Shareholder Proposal - Require human N N Shareholder
rights qualifications for director
nominees.
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CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1) Election of Director: N. Thomas F F Management
Linebarger
2) Election of Director: Richard J. F F Management
Freeland
3) Election of Director: Robert J. F F Management
Bernhard
4) Election of Director: Dr. Franklin R. F F Management
Chang Diaz
5) Election of Director: Bruno V. Di Leo F F Management
Allen
6) Election of Director: Stephen B. Dobbs F F Management
7) Election of Director: Robert K. Herdman F F Management
8) Election of Director: Alexis M. Herman F F Management
9) Election of Director: Thomas J. Lynch F F Management
10) Election of Director: William I. Miller F F Management
11) Election of Director: Georgia R. Nelson F F Management
12) Election of Director: Karen H. Quintos F F Management
13) Advisory vote to approve the F F Management
compensation of our named executive
officers as disclosed in the proxy
statement.
14) Proposal to ratify the appointment of F F Management
PricewaterhouseCoopers LLP as our
auditors for 2018.
15) Proposal to approve an amendment to F F Management
our articles of incorporation to allow
shareholders to unilaterally amend our
by-laws.
16) The shareholder proposal regarding the N N Shareholder
threshold for shareholders to call
special shareholder meetings.
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CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAR 13, 2018 Meeting Type: Special
Record Date: FEB 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1. Stock Issuance Proposal: To approve F F Management
the issuance of shares of CVS Health
Corporation common stock to
shareholders of Aetna Inc. in the
merger between Aetna Inc. and Hudson
Merger Sub Corp., a wholly-owned
subsidiary of CVS Health Corporation,
pursuant to
2. Adjournment Proposal: To approve the F F Management
adjournment from time to time of the
special meeting of stockholders of CVS
Health Corporation if necessary to
solicit additional proxies if there
are not sufficient votes at the time
of the special meeting, or any adj
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DOMINION ENERGY, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: William P. Barr F F Management
1b. Election of Director: Helen E. Dragas F F Management
1c. Election of Director: James O. Ellis, F F Management
Jr.
1d. Election of Director: Thomas F. F F Management
Farrell, II
1e. Election of Director: John W. Harris F F Management
1f. Election of Director: Ronald W. Jibson F F Management
1g. Election of Director: Mark J. Kington F F Management
1h. Election of Director: Joseph M. Rigby F F Management
1i. Election of Director: Pamela J. Royal, F F Management
M.D.
1j. Election of Director: Robert H. F F Management
Spilman, Jr.
1k. Election of Director: Susan N. Story F F Management
1l. Election of Director: Michael E. F F Management
Szymanczyk
2. Ratification of Appointment of F F Management
Independent Auditor for 2018.
3. Advisory Vote on Approval of Executive F F Management
Compensation [Say on Pay].
4. Shareholder Proposal Regarding a N N Shareholder
Report on Methane Emissions.
5. Shareholder Proposal Regarding N N Shareholder
Shareholder Right to Act by Written
Consent.
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FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Stephen G. Butler F F Management
1b. Election of Director: Kimberly A. F F Management
Casiano
1c. Election of Director: Anthony F. F F Management
Earley, Jr.
1d. Election of Director: Edsel B. Ford II F F Management
1e. Election of Director: William Clay F F Management
Ford, Jr.
1f. Election of Director: James P. Hackett F F Management
1g. Election of Director: William W. F F Management
Helman IV
1h. Election of Director: William E. F F Management
Kennard
1i. Election of Director: John C. F F Management
Lechleiter
1j. Election of Director: Ellen R. Marram F F Management
1k. Election of Director: John L. Thornton F F Management
1l. Election of Director: John B. Veihmeyer F F Management
1m. Election of Director: Lynn M. Vojvodich F F Management
1n. Election of Director: John S. Weinberg F F Management
2. Ratification of Independent Registered F F Management
Public Accounting Firm.
3. Say-on-Pay - An Advisory Vote to F F Management
Approve the Compensation of the Named
Executives.
4. Approval of the 2018 Long-Term F F Management
Incentive Plan.
5. Relating to Consideration of a N N Shareholder
Recapitalization Plan to Provide That
All of the Company's Outstanding Stock
Have One Vote Per Share.
6. Relating to Disclosure of the N N Shareholder
Company's Lobbying Activities and
Expenditures.
7. Relating to Report on CAFE Standards. N N Shareholder
8. Relating to Disclosure of the N N Shareholder
Company's Political Activities and
Expenditures.
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GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Mary T. Barra F F Management
1b. Election of Director: Linda R. Gooden F F Management
1c. Election of Director: Joseph Jimenez F F Management
1d. Election of Director: Jane L. Mendillo F F Management
1e. Election of Director: Michael G. Mullen F F Management
1f. Election of Director: James J. Mulva F F Management
1g. Election of Director: Patricia F. Russo F F Management
1h. Election of Director: Thomas M. Schoewe F F Management
1i. Election of Director: Theodore M. Solso F F Management
1j. Election of Director: Carol M. F F Management
Stephenson
1k. Election of Director: Devin N. Wenig F F Management
2. Approval of, on an Advisory Basis, F F Management
Named Executive Officer Compensation
3. Ratification of the Selection of Ernst F F Management
& Young LLP as GM's Independent
Registered Public Accounting Firm for
2018
4. Shareholder Proposal Regarding N N Shareholder
Independent Board Chairman
5. Shareholder Proposal Regarding N N Shareholder
Shareholder Right to Act by Written
Consent
6. Shareholder Proposal Regarding Report N N Shareholder
on Greenhouse Gas Emissions and CAFE
Standards
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GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: John F. Cogan, F F Management
Ph.D.
1b. Election of Director: Jacqueline K. F F Management
Barton, Ph.D.
1c. Election of Director: Kelly A. Kramer F F Management
1d. Election of Director: Kevin E. Lofton F F Management
1e. Election of Director: John C. Martin, F F Management
Ph.D.
1f. Election of Director: John F. F F Management
Milligan, Ph.D.
1g. Election of Director: Richard J. F F Management
Whitley, M.D.
1h. Election of Director: Gayle E. Wilson F F Management
1i. Election of Director: Per Wold-Olsen F F Management
2. To ratify the selection of Ernst & F F Management
Young LLP by the Audit Committee of
the Board of Directors as the
independent registered public
accounting firm of Gilead for the
fiscal year ending December 31, 2018.
3. To approve, on an advisory basis, the F F Management
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if N N Shareholder
properly presented at the meeting,
requesting that the Board adopt a
policy that the Chairman of the Board
of Directors be an independent
director.
5. To vote on a stockholder proposal, if N N Shareholder
properly presented at the meeting,
requesting that the Board take steps
to permit stockholder action by
written consent.
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LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: JUN 01, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1. DIRECTOR F F Management
1. DIRECTOR F F Management
1. DIRECTOR F F Management
1. DIRECTOR F F Management
1. DIRECTOR F F Management
1. DIRECTOR F F Management
1. DIRECTOR F F Management
1. DIRECTOR F F Management
1. DIRECTOR F F Management
1. DIRECTOR F F Management
1. DIRECTOR F F Management
1. DIRECTOR F F Management
1. DIRECTOR F F Management
2. Advisory vote to approve Lowe's named F F Management
executive officer compensation in
fiscal 2017.
3. Ratification of the appointment of F F Management
Deloitte & Touche LLP as Lowe's
independent registered public
accounting firm for fiscal 2018.
4. Shareholder proposal to reduce the N N Shareholder
threshold to call special shareholder
meetings to 10% of outstanding shares.
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LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: JUN 01, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1. Adoption of the Proposed Amendments to F F Management
our Articles of Association
2a. Election of Director: Bhavesh (Bob) F F Management
Patel (unitary Board only)
2b. Election of Director: Robert Gwin F F Management
2c. Election of Director: Jacques Aigrain F F Management
2d. Election of Director: Lincoln Benet F F Management
2e. Election of Director: Jagjeet Bindra F F Management
2f. Election of Director: Robin Buchanan F F Management
2g. Election of Director: Stephen Cooper F F Management
2h. Election of Director: Nance Dicciani F F Management
2i. Election of Director: Claire Farley F F Management
2j. Election of Director: Isabella Goren F F Management
2k. Election of Director: Bruce Smith F F Management
2l. Election of Director: Rudy van der Meer F F Management
3a. Election of director to our Management F F Management
Board: Bhavesh (Bob) Patel
3b. Election of director to our Management F F Management
Board: Thomas Aebischer
3c. Election of director to our Management F F Management
Board: Daniel Coombs
3d. Election of director to our Management F F Management
Board: Jeffrey Kaplan
3e. Election of director to our Management F F Management
Board: James Guilfoyle
4. Adoption of Dutch Statutory Annual F F Management
Accounts for 2017
5. Discharge from Liability of Members of F F Management
the Management Board
6. Discharge from Liability of Members of F F Management
the Supervisory Board
7. Appointment of PricewaterhouseCoopers F F Management
Accountants N.V. as the Auditor for
our 2018 Dutch Statutory Annual
Accounts
8. Ratification of PricewaterhouseCoopers F F Management
LLP as our Independent Registered
Public Accounting Firm for 2018
9. Ratification and Approval of Dividends F F Management
in Respect of the 2017 Dutch Statutory
Annual Accounts
10. Advisory (Non-Binding) Vote Approving F F Management
Executive Compensation
11. Authorization to Conduct Share F F Management
Repurchases
12. Authorization of the Cancellation of F F Management
Shares
13. Amendment and Extension of Employee F F Management
Stock Purchase Plan
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MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Leslie A. Brun F F Management
1b. Election of Director: Thomas R. Cech F F Management
1c. Election of Director: Pamela J. Craig F F Management
1d. Election of Director: Kenneth C. F F Management
Frazier
1e. Election of Director: Thomas H. Glocer F F Management
1f. Election of Director: Rochelle B. F F Management
Lazarus
1g. Election of Director: John H. F F Management
Noseworthy
1h. Election of Director: Paul B. Rothman F F Management
1i. Election of Director: Patricia F. Russo F F Management
1j. Election of Director: Craig B. Thompson F F Management
1k. Election of Director: Inge G. Thulin F F Management
1l. Election of Director: Wendell P. Weeks F F Management
1m. Election of Director: Peter C. Wendell F F Management
2. Non-binding advisory vote to approve F F Management
the compensation of our named
executive officers.
3. Ratification of the appointment of the F F Management
Company's independent registered
public accounting firm for 2018.
4. Shareholder proposal concerning N N Shareholder
shareholders' right to act by written
consent.
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OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Spencer Abraham F F Management
1b. Election of Director: Howard I. Atkins F F Management
1c. Election of Director: Eugene L. F F Management
Batchelder
1d. Election of Director: John E. Feick F F Management
1e. Election of Director: Margaret M. Foran F F Management
1f. Election of Director: Carlos M. F F Management
Gutierrez
1g. Election of Director: Vicki Hollub F F Management
1h. Election of Director: William R. Klesse F F Management
1i. Election of Director: Jack B. Moore F F Management
1j. Election of Director: Avedick B. F F Management
Poladian
1k. Election of Director: Elisse B. Walter F F Management
2. Advisory Vote to Approve Named F F Management
Executive Officer Compensation
3. Approval of the Second Amendment to F F Management
the 2015 Long- Term Incentive Plan to
Increase the Number of Shares
Available for Grant
4. Ratification of Selection of KPMG as F F Management
Independent Auditor for the Fiscal
Year Ending December 31, 2018
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ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 21, 2018 Meeting Type: Annual
Record Date: APR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: John F. Brock F F Management
1b. Election of Director: Richard D. Fain F F Management
1c. Election of Director: William L. Kimsey F F Management
1d. Election of Director: Maritza G. F F Management
Montiel
1e. Election of Director: Ann S. Moore F F Management
1f. Election of Director: Eyal M. Ofer F F Management
1g. Election of Director: Thomas J. F F Management
Pritzker
1h. Election of Director: William K. Reilly F F Management
1i Election of Director: Bernt Reitan F F Management
1j Election of Director: Vagn O. Sorensen F F Management
1k. Election of Director: Donald Thompson F F Management
1l. Election of Director: Arne Alexander F F Management
Wilhelmsen
2. Advisory approval of the Company's F F Management
compensation of its named executive
officers.
3. Ratification of the appointment of F F Management
PricewaterhouseCoopers LLP as the
Company's independent registered
public accounting firm for 2018.
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SYNCHRONY FINANCIAL
Ticker: SYF Security ID: 87165B103
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Margaret M. Keane F F Management
1b. Election of Director: Paget L. Alves F F Management
1c. Election of Director: Arthur W. F F Management
Coviello, Jr.
1d. Election of Director: William W. F F Management
Graylin
1e. Election of Director: Roy A. Guthrie F F Management
1f. Election of Director: Richard C. F F Management
Hartnack
1g. Election of Director: Jeffrey G. Naylor F F Management
1h. Election of Director: Laurel J. Richie F F Management
1i. Election of Director: Olympia J. Snowe F F Management
2. Advisory Vote to Approve Named F F Management
Executive Officer Compensation
3. Ratification of Selection of KPMG LLP F F Management
as Independent Registered Public
Accounting Firm of the Company for 2018
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TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: R. W. Babb, Jr. F F Management
1b. Election of Director: M. A. Blinn F F Management
1c. Election of Director: T. M. Bluedorn F F Management
1d. Election of Director: D. A. Carp F F Management
1e. Election of Director: J. F. Clark F F Management
1f. Election of Director: C. S. Cox F F Management
1g. Election of Director: B. T. Crutcher F F Management
1h. Election of Director: J. M. Hobby F F Management
1i. Election of Director: R. Kirk F F Management
1j. Election of Director: P. H. Patsley F F Management
1k. Election of Director: R. E. Sanchez F F Management
1l. Election of Director: R. K. Templeton F F Management
2. Board proposal regarding advisory F F Management
approval of the Company's executive
compensation.
3. Board proposal to approve the Texas F F Management
Instruments 2018 Director Compensation
Plan.
4. Board proposal to ratify the F F Management
appointment of Ernst & Young LLP as
the Company's independent registered
public accounting firm for 2018.
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THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Lloyd C. F F Management
Blankfein
1b. Election of Director: M. Michele Burns F F Management
1c. Election of Director: Mark A. Flaherty F F Management
1d. Election of Director: William W. George F F Management
1e. Election of Director: James A. Johnson F F Management
1f. Election of Director: Ellen J. Kullman F F Management
1g. Election of Director: Lakshmi N. Mittal F F Management
1h. Election of Director: Adebayo O. F F Management
Ogunlesi
1i. Election of Director: Peter Oppenheimer F F Management
1j. Election of Director: David A. Viniar F F Management
1k. Election of Director: Mark O. Winkelman F F Management
2. Advisory Vote to Approve Executive F F Management
Compensation (Say on Pay)
3. Approval of The Goldman Sachs Amended F F Management
and Restated Stock Incentive Plan
(2018)
4. Ratification of PricewaterhouseCoopers F F Management
LLP as our Independent Registered
Public Accounting Firm for 2018
5. Shareholder Proposal Requesting Report N N Shareholder
on Lobbying
6. Shareholder Proposal Regarding N N Shareholder
Amendments to Stockholder Proxy Access
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UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a) Election of Director: David P. Abney F F Management
1b) Election of Director: Rodney C. Adkins F F Management
1c) Election of Director: Michael J. Burns F F Management
1d) Election of Director: William R. F F Management
Johnson
1e) Election of Director: Candace Kendle F F Management
1f) Election of Director: Ann M. Livermore F F Management
1g) Election of Director: Rudy H.P. Markham F F Management
1h) Election of Director: Franck J. Moison F F Management
1i) Election of Director: Clark T. Randt, F F Management
Jr.
1j) Election of Director: Christiana Smith F F Management
Shi
1k) Election of Director: John T. Stankey F F Management
1l) Election of Director: Carol B. Tome F F Management
1m) Election of Director: Kevin M. Warsh F F Management
2. To approve the 2018 Omnibus Incentive F F Management
Compensation Plan.
3. To ratify the appointment of Deloitte F F Management
& Touche LLP as UPS's independent
registered public accounting firm for
the year ending December 31, 2018.
4. To prepare an annual report on N N Shareholder
lobbying activities.
5. To reduce the voting power of class A N N Shareholder
stock from 10 votes per share to one
vote per share.
6. To integrate sustainability metrics N N Shareholder
into executive compensation.
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UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Jose B. Alvarez F F Management
1b. Election of Director: Jenne K. Britell F F Management
1c. Election of Director: Marc A. Bruno F F Management
1d. Election of Director: Bobby J. Griffin F F Management
1e. Election of Director: Terri L. Kelly F F Management
1f. Election of Director: Michael J. F F Management
Kneeland
1g. Election of Director: Gracia C. Martore F F Management
1h. Election of Director: Jason D. F F Management
Papastavrou
1i. Election of Director: Filippo Passerini F F Management
1j. Election of Director: Donald C. Roof F F Management
1k. Election of Director: Shiv Singh F F Management
2. Ratification of Appointment of Public F F Management
Accounting Firm
3. Advisory Approval of Executive F F Management
Compensation
4. Stockholder Proposal on Shareholder N N Shareholder
Right to Act by Written Consent
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Shellye L. F F Management
Archambeau
1b. Election of Director: Mark T. Bertolini F F Management
1c. Election of Director: Richard L. F F Management
Carrion
1d. Election of Director: Melanie L. Healey F F Management
1e. Election of Director: M. Frances Keeth F F Management
1f. Election of Director: Lowell C. McAdam F F Management
1g. Election of Director: Clarence Otis, F F Management
Jr.
1h. Election of Director: Rodney E. Slater F F Management
1i. Election of Director: Kathryn A. Tesija F F Management
1j. Election of Director: Gregory D. Wasson F F Management
1k. Election of Director: Gregory G. Weaver F F Management
2. Ratification of Appointment of F F Management
Independent Registered Public
Accounting Firm
3. Advisory Vote to Approve Executive F F Management
Compensation
4. Special Shareowner Meetings N N Shareholder
5. Lobbying Activities Report N N Shareholder
6. Independent Chair N N Shareholder
7. Report on Cyber Security and Data N N Shareholder
Privacy
8. Executive Compensation Clawback Policy N N Shareholder
9. Nonqualified Savings Plan Earnings N N Shareholder
--------------------------------------------------------------------------------
WALMART INC.
Ticker: WMT Security ID: 931142103
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Stephen J. F F Management
Easterbrook
1b. Election of Director: Timothy P. Flynn F F Management
1c. Election of Director: Sarah J. Friar F F Management
1d. Election of Director: Carla A. Harris F F Management
1e. Election of Director: Thomas W. Horton F F Management
1f. Election of Director: Marissa A. Mayer F F Management
1g. Election of Director: C. Douglas F F Management
McMillon
1h. Election of Director: Gregory B. Penner F F Management
1i. Election of Director: Steven S F F Management
Reinemund
1j. Election of Director: S. Robson Walton F F Management
1k. Election of Director: Steuart L. Walton F F Management
2. Advisory Vote to Approve Named F F Management
Executive Officer Compensation
3. Ratification of Ernst & Young LLP as F F Management
Independent Accountants
4. Request to Adopt an Independent Chair N N Shareholder
Policy
5. Request for Report on Racial or Ethnic N N Shareholder
Pay Gaps
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Advent Claymore Convertible Securities and Income Fund
------------------------------------------------------
By: /s/ Tracy V. Maitland
-------------------------------------
Name: Tracy V. Maitland
-------------------------------------
Title: President and Chief Executive Officer
-------------------------------------
Date: August 7, 2018
-------------------------------------