Edgar Filing: Upland Software, Inc.

Ownership Submission

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Â GLOBAL UNDERVALUED SECURITIES MASTER FUND LP

2. Date of Event Requiring Statement (Month/Day/Year)
11/23/2015

3. Issuer Name and Ticker or Trading Symbol
Upland Software, Inc. [UPLD]

(Last)

(First)

(Middle)

301 COMMERCE STREET, SUITE 1900

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
_____ Officer (give title below)	__X__ Other (specify below)
Member of 10% owner group

5. If Amendment, Date Original Filed(Month/Day/Year)

(Street)

FORT WORTH,Â TXÂ 76102

6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Beneficially Owned

1.Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock ⁽¹⁾ ⁽²⁾ ⁽⁴⁾ ⁽⁶⁾	1,351,159	D	Â
Common Stock ⁽¹⁾ ⁽³⁾ ⁽⁵⁾ ⁽⁶⁾	192,708	D	Â

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.			SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
GLOBAL UNDERVALUED SECURITIES MASTER FUND LP 301 COMMERCE STREET, SUITE 1900 FORT WORTH,Â TXÂ 76102	Â	Â	Â	Member of 10% owner group
KLEINHEINZ CAPITAL PARTNERS, INC. 301 COMMERCE STREET, SUITE 1900 FORT WORTH,Â TXÂ 76102	Â	Â	Â	Member of 10% owner group
MJBW Investments, LP 301 COMMERCE STREET, SUITE 1900 FORT WORTH,Â TXÂ 76102	Â	Â	Â	Member of 10% owner group
MJBW Genpar, LLC 301 COMMERCE STREET, SUITE 1900 FORT WORTH,Â TXÂ 76102	Â	Â	Â	Member of 10% owner group
KLEINHEINZ JOHN B 301 COMMERCE STREET, SUITE 1900 FORT WORTH,Â TXÂ 76102	Â	Â	Â	Member of 10% owner group

Signatures

/s/ John B. Kleinheinz, President of Kleinheinz Capital Partners, Inc., general partner of Global Undervalued Securities Master Fund, L.P.		12/03/2015
^**Signature of Reporting Person		Date
/s/ John B. Kleinheinz, President of Kleinheinz Capital Partners, Inc.		12/03/2015
^**Signature of Reporting Person		Date
/s/ John B. Kleinheinz, President of MJBW Genpar, LLC, general partner of MJBW Investments, LP		12/03/2015
^**Signature of Reporting Person		Date
/s/ John B. Kleinheinz, President of MJBW Genpar, LLC		12/03/2015
^**Signature of Reporting Person		Date
/s/ John B. Kleinheinz		12/03/2015
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	On November 25, 2015, Kleinheinz Capital Partners, Inc. ("Kleinheinz Capital"), MJBW Investments, LP ("MJBW"), MJBW Genpar, LLC ("Genpar"), Global Undervalued Securities Master Fund, L.P. ("Global Master"), and John B. Kleinheinz ("Mr. Kleinheinz") made a joint filing under Section 13(d) of the Securities Exchange Act of 1934, as amended, relating to the common stock of Upland Software, Inc. (the "Common Stock").
(2)	Represents shares of Common Stock directly beneficially owned by Global Master.
(3)	Represents shares of Common Stock directly beneficially owned by MJBW.
(4)	Kleinheinz Capital is the general partner of Global Master and indirectly benefically owns the shares of Common Stock owned by Global Master.
(5)	Genpar is the general partner of MJBW and indirectly benefically owns the shares of Common Stock owned by MJBW.
(6)	Mr. Kleinheinz is the sole director and President of Kleinheinz Capital and is the sole member and President of Genpar and indirectly beneficially owns the shares of Common Stock owned by Global Master and MJBW. Mr. Kleinheinz, Kleinheinz Capital and Genpar disclaim any beneficial ownership of shares of Common Stock, except to the extent of any pecuniary interest therein.

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