UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class B common stock, $.50 par value | Â (2) | Â (2) | Common stock, $.50 par value | 94,784 | $ (2) | I | See Footnote (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
UNITED TECHNOLOGIES CORP /DE/ Â |
 |  X |  |  |
/s/ Charles F. Hildebrand | 07/07/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned directly by Carrier Corporation, which is a wholly owned subsidiary of United Technologies Corporation. United Technologies Corporation is an indirect beneficial owner of the reported security. |
(2) | The shares of the Issuer's Class B common stock, $.50 par value to which this filing relates are convertible at the election of the holders, at any time, into shares of the Issuer's Common stock, $.50 par value, at a rate of one share of Common stock for each share of Class B common stock surrendered for conversion. |
 Remarks: Exhibit 99 - Joint Filer Information |