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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 5.8852 (2) | 09/19/2016 | M | 31,421 (1) | 02/27/2008(4) | 02/27/2018 | Common Shares | 31,421 (1) | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BEVACK PATRICK W 275 WEST FEDERAL STREET YOUNGSTOWN, OH 44503 |
X |
/s/ Jude J. Nohra, POA for Patrick W. Bevack | 09/23/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amendment is being filed to amend the Form 4 filed by the reporting person on September 20, 2016 (the "Original Form") to correct an inadvertent administrative error in (i) the number of common shares underlying the stock option exercised by the reporting person on September 19, 2016 in columns 5 and 7 of Table 2, (ii) the number of common shares acquired upon exercise of such stock option as reported in column 4 of Table 1 and (iii) the number of shares beneficially owned following this exercise as reported in column 5 of Table 1. The Original Form underreported the amount of common shares underlying the employee stock option disposed of by the reporting person on September 19, 2016 and thus the number of common shares acquired upon such exercise was also underreported. |
(2) | This amendment is also being filed to amend the Original Form to correct an inadvertent error in the exercise price that was reported for the employee stock option exercised by the reporting person on September 19, 2016. |
(3) | This amendment is also being filed to amend the Original Form to correct the number of common shares sold by the reporting person in column 4 of Table 1, which was underreported due to the inadvertent error described in Footnote 1 to this amended Form 4. |
(4) | The option became exercisable in three equal annual installments, beginning on the identified date, which was the first anniversary of the date on which the option was granted. |