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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 1100-10830 JASPER AVENUE EDMONTON, A0 T5J2B3 |
X |
/s/ James Ridout | 02/07/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Sold in connection with the registered, underwritten public offering by selling stockholders of shares of Common Stock of Milacron Holdings Corp. (the "Issuer"), which closed on February 6, 2017. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(4) on February 1, 2017. |
(2) | The securities are held directly by PE12GVPE (Talon) Ltd. (886,556 shares sold in the offering, and 2,865,302 shares following the offering) and PE12PXPE (Talon) Ltd. (997,328 shares sold in the offering, and 3,223,313 shares following the offering). Alberta Investment Management Corporation ("AIMCo") may be deemed to have voting and investment power with respect to shares held by PE12GVPE (Talon) Ltd. and PE12PXPE (Talon) Ltd. AIMCo disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the Issuer's shares reported herein in which AIMCo has no actual pecuniary interest. |