SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
(Amendment No. 23)*
Abbott Laboratories (Name of Issuer) |
Common Stock without par value (Title of Class of Securities) |
002824 10 0 (CUSIP Number) |
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following page(s))
Page 1 of 12 Pages
CUSIP No. 002824 10 0 | 13G | Page 2 of 12 Pages |
1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
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Abbott Laboratories Stock Retirement Trust I.R.S. Identification No. 36-6047554 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | |||||||||
(a) |
/ / |
|||||||||
(b) | /x/ | |||||||||
3 | SEC USE ONLY | |||||||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||||||
Illinois |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | ||||||||
0 | ||||||||||
6 | SHARED VOTING POWER | |||||||||
91,335,667 |
||||||||||
7 | SOLE DISPOSITIVE POWER | |||||||||
0 |
||||||||||
8 | SHARED DISPOSITIVE POWER | |||||||||
91,335,667 |
||||||||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||||||
91,335,667 |
||||||||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | |||||||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | |||||||||
5.6% |
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12 | TYPE OF REPORTING PERSON* | |||||||||
EP |
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*SEE INSTRUCTIONS
CUSIP No. 002824 10 0 | 13G | Page 3 of 12 Pages |
1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
|||||||||
Thomas C. Freyman 351-50-3912 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | |||||||||
(a) |
/ / |
|||||||||
(b) | /x/ | |||||||||
3 | SEC USE ONLY | |||||||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||||||
United States |
||||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | ||||||||
14,232 shares | (Does not include shares held in the Abbott | |||||||||
direct | Laboratories Stock Retirement Trust for the benefit of the reporting person.) | |||||||||
6 | SHARED VOTING POWER | |||||||||
94,484,681See Attached Exhibit 1 |
||||||||||
7 | SOLE DISPOSITIVE POWER | |||||||||
14,232 shares (see note in 5 above) direct |
||||||||||
8 | SHARED DISPOSITIVE POWER | |||||||||
94,484,681See Attached Exhibit 1 |
||||||||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||||||
94,698,511(Total of 5 + 6 + 199,598 sharesright to acquire by exercise of stock options.) |
||||||||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | |||||||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | |||||||||
5.7% |
||||||||||
12 | TYPE OF REPORTING PERSON* | |||||||||
IN |
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*SEE INSTRUCTIONS
CUSIP No. 002824 10 0 | 13G | Page 4 of 12 Pages |
1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
|||||||||
Greg W. Linder 393-58-5640 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | |||||||||
(a) |
/ / |
|||||||||
(b) | /x/ | |||||||||
3 | SEC USE ONLY | |||||||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||||||
United States |
||||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | ||||||||
10,531 shares direct | (Does not include shares held in the Abbott Laboratories Stock Retirement Trust for the benefit of the reporting person.) | |||||||||
6 | SHARED VOTING POWER | |||||||||
94,484,681See Attached Exhibit 1 |
||||||||||
7 | SOLE DISPOSITIVE POWER | |||||||||
10,531 shares (see note in 5 above) direct |
||||||||||
8 | SHARED DISPOSITIVE POWER | |||||||||
94,484,681See Attached Exhibit 1 |
||||||||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||||||
94,611,123(Total of 5 + 6 + 115,911 sharesright to acquire by exercise of stock options.) |
||||||||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | |||||||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | |||||||||
5.7% |
||||||||||
12 | TYPE OF REPORTING PERSON* | |||||||||
IN |
||||||||||
*SEE INSTRUCTIONS
CUSIP No. 002824 10 0 | 13G | Page 5 of 12 Pages |
1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
|||||||||
Thomas M. Wascoe 397-44-7210 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | |||||||||
(a) |
/ / |
|||||||||
(b) | /x/ | |||||||||
3 | SEC USE ONLY | |||||||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||||||
United States |
||||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | ||||||||
7,348 shares direct | (Does not include shares held in the Abbot Laboratories Stock Retirement Trust for the benefit of the reporting person.) | |||||||||
6 | SHARED VOTING POWER | |||||||||
94,484,681See Attached Exhibit 1 |
||||||||||
7 | SOLE DISPOSITIVE POWER | |||||||||
7,348 shares (see note in 5 above) direct |
||||||||||
8 | SHARED DISPOSITIVE POWER | |||||||||
94,484,681See Attached Exhibit 1 |
||||||||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||||||
94,670,054(Total of 5 + 6 + 178,025 sharesright to acquire by exercise of stock options.) |
||||||||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | |||||||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | |||||||||
5.7% |
||||||||||
12 | TYPE OF REPORTING PERSON* | |||||||||
IN |
||||||||||
*SEE INSTRUCTIONS
Abbott Laboratories
Item 1(b) Address of Issuer's Principal Executive Offices:
100 Abbott
Park Road
Abbott Park, Illinois 60064-6400
Item 2(a) Name of Persons Filing:
Abbott
Laboratories Stock Retirement Trust
Thomas C. Freyman
Greg W. Linder
Thomas M. Wascoe
Item 2(b) Address of Principal Business Office:
100 Abbott
Park Road
Abbott Park, Illinois 60064-6400
Abbott Laboratories Stock Retirement TrustIllinois.
Thomas C.
Freyman, Greg W. Linder, and
Thomas M. WascoeUnited States
Item 2(d) Title of Class of Securities:
Common shares without par value
002824 10 0
Item 3. If this statement is filed pursuant to § 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is an:
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
The shares owned by the Abbott Laboratories Stock Retirement Trust and the dividends thereon are held for the benefit of participants of the Abbott Laboratories Stock Retirement Plan pursuant to terms of that Plan and the Trust. The Abbott Laboratories Stock Retirement Plan, a qualified profit sharing plan, was converted into an employee stock ownership plan effective as of October 1, 2001. As of December 31, 2001, there were 40,229 participants with share balances in the Plan.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Not applicable.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. This statement is filed on behalf of each individual listed below pursuant to their agreement.
Date: January 25, 2002 |
ABBOTT LABORATORIES STOCK RETIREMENT TRUST |
/s/ THOMAS C. FREYMAN Thomas C. Freyman, Co-Trustee |
|
/s/ GREG W. LINDER Greg W. Linder, Co-Trustee |
|
/s/ THOMAS M. WASCOE Thomas M. Wascoe, Co-Trustee |