United States
Securities and Exchange Commission
Washington, DC 20549

FORM N-PX

Annual Report of Proxy Voting Record of Registered Management
Investment Company

Investment Company Act File Number: 811-21650

 

ASA Limited


(Exact name of registrant as specified in charter)

 

400 S. El Camino Real

San Mateo, California 94402-1708

(Address of principal executive offices)

 

JPMorgan Chase Bank

3 Chase MetroTech Center, 6th Floor

Brooklyn, New York 11245

(name and address of agent for service)

Registrant’s telephone number, including area code: (650) 376-3135

Date of fiscal year end: November 30, 2010

Date of reporting period: July 1, 2009 - June 30, 2010



 

 

Item 1.

Proxy Voting Record

 

“*” indicates the JSE Limited Ticker Symbol

 

“**”indicates the Toronto Stock Exchange Ticker Symbol


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Agnico-Eagle Mines Limited

 

04/30/10

 

 

 

 

 

 

 

 

Ticker: AEM CUSIP: 008474108

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual and Special Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Elect Leanne M. Baker as Director

 

 

 

Mgmt.

 

Not Voted

 

2

 

Elect Douglas R. Beaumont as Director

 

 

 

Mgmt.

 

Not Voted

 

3

 

Elect Sean Boyd as Director

 

 

 

Mgmt.

 

Not Voted

 

4

 

Elect Clifford Davis as Director

 

 

 

Mgmt.

 

Not Voted

 

5

 

Elect David Garofalo as Director

 

 

 

Mgmt.

 

Not Voted

 

6

 

Elect Bernard Kraft as Director

 

 

 

Mgmt.

 

Not Voted

 

7

 

Elect Mel Leiderman as Director

 

 

 

Mgmt.

 

Not Voted

 

8

 

Elect James D. Nasso as Director

 

 

 

Mgmt.

 

Not Voted

 

9

 

Elect Merfyn Roberts as Director

 

 

 

Mgmt.

 

Not Voted

 

10

 

Elect Eberhard Scherkus as Director

 

 

 

Mgmt.

 

Not Voted

 

11

 

Elect Howard R. Stockford as Director

 

 

 

Mgmt.

 

Not Voted

 

12

 

Elect Pertti Voutilainen as Director

 

 

 

Mgmt.

 

Not Voted

 

13

 

Appointment of Ernst & Young LLP as Auditors of the Corporation and Authorizing the Directors to Fix their Remuneration

 

 

 

Mgmt.

 

Not Voted

 

14

 

Ordinary Resolution Approving an Amendment of Agnico-Eagle’s Stock Option Plan

 

 

 

Mgmt.

 

Not Voted

 

15

 

Special Resolution approving an amendment to Agnico-Eagle’s Articles of Amalgamation

 

 

 

Mgmt.

 

Not Voted

 




 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Anatolia Minerals Development Limited

 

05/12/10

 

 

 

 

 

 

 

 

Ticker: ANO.TO** CUSIP 032900102

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Election of Directors

 

 

 

Mgmt.

 

     For All

 

For

2

 

Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as Auditors and authorizing the Directors to fix their Remuneration

 

 

 

Mgmt.

 

For 

 

For

3

 

Approval of amended and restated shareholders rights plan

 

 

 

Mgmt.

 

For 

 

For


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Anglo American plc

 

04/22/10

 

 

 

 

 

 

 

 

Ticker: AGL* CUSIP: NA

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Accept Financial Statements and Statutory Reports

 

 

 

Mgmt.

 

For

 

For

2

 

Election of Sir Philip Hampton as Director

 

 

 

Mgmt.

 

For

 

For

3

 

Election of Ray O’Rourke as Director

 

 

 

Mgmt.

 

For

 

For

4

 

Election of Sir John Parker as Director

 

 

 

Mgmt.

 

For

 

For

5

 

Election of Jack Thompson as Director

 

 

 

Mgmt.

 

For

 

For

6

 

Re-election of Cynthia Carroll as Director

 

 

 

Mgmt.

 

For

 

For

7

 

Re-election of Nicky Oppenheimer as Director

 

 

 

Mgmt.

 

For

 

For

8

 

Re-appoint Deloitte LLP as Auditors of the Company

 

 

 

Mgmt.

 

For

 

For

9

 

Authorize Directors to Fix Remuneration of Auditors

 

 

 

Mgmt.

 

For

 

For

10

 

Approve Directors’ Remuneration Report

 

 

 

Mgmt.

 

For

 

For

11

 

Authorize Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 72,300,000

 

 

 

Mgmt.

 

For

 

For

12

 

Subject to the Passing of Resolution 11, Authorize Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 36,100,000

 

 

 

Mgmt.

 

For

 

For

13

 

Authorize 197,300,000 Ordinary Shares for Market Purchase

 

 

 

Mgmt.

 

For

 

For

14

 

Amend Articles of Association

 

 

 

Mgmt.

 

For

 

For

15

 

Approve Holding General Meetings (other than AGM) on not Less than 14 Days’ Notice

 

 

 

Mgmt.

 

For

 

For




 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Anglo Platinum Ltd.

 

03/29/10

 

 

 

 

 

 

 

 

Ticker: AMS* CUSIP: NA

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

To adopt the annual financial statements for the year ended 31 December 2009 including the directors’ report and report of the auditors

 

 

 

Mgmt.

 

For

 

For

2

 

To re-elect T.M.F. Phaswana as Director

 

 

 

Mgmt.

 

For

 

For

3

 

To re-elect R.M.W. Dunne as Director

 

 

 

Mgmt.

 

For

 

For

4

 

To re-elect R. Medori as Director

 

 

 

Mgmt.

 

For

 

For

5

 

To re-elect W.E. Lucas-Bull as Director

 

 

 

Mgmt.

 

For

 

For

6

 

To reappoint the members of the Audit Committee

 

 

 

Mgmt.

 

For

 

For

7

 

To reappoint Deloitte & Touche as external auditors of the Company to hold office until the next annual general meeting. To note that Graeme Berry is the individual registered auditor who will undertake the audit during the financial year ending 31 December 2010

 

 

 

Mgmt.

 

For

 

For

8

 

To approve the non-executive directors’ fees

 

 

 

Mgmt

 

For

 

For

9

 

Approval of remuneration policy

 

 

 

Mgmt.

 

For

 

For

10

 

Placing the unissued ordinary shares under the control of the directors

 

 

 

Mgmt.

 

For

 

For

11

 

Special resolution in the form of a general authority to permit the Company and/or its subsidiaries to acquire shares in the Company

 

 

 

Mgmt.

 

For

 

For

12

 

Cancellation of the terms and conditions applicable to the Company’s preference shares and cancellation of the preference shares in the Company’s authorized capital

 

 

 

Mgmt.

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

AngloGold Ashanti Limited

 

07/30/09

 

 

 

 

 

 

 

 

Ticker: ANG* CUSIP: NA

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Special Meeting Proposal

 

 

 

 

 

 

 

 

1

 

Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc

 

 

 

Mgmt.

 

For

 

For




 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

AngloGold Ashanti Limited

 

05/07/10

 

 

 

 

 

 

 

 

Ticker: ANG* CUSIP: NA

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Adoption of financial statements

 

 

 

Mgmt.

 

For

 

For

2

 

Re-appointment of Ernst & Young Inc. as auditors of the company

 

 

 

Mgmt.

 

For

 

For

3

 

Re-election of Mr. FB Arisman as a director

 

 

 

Mgmt.

 

For

 

For

4

 

Election of Prof LW Nkuhlu as a director

 

 

 

Mgmt.

 

For

 

For

5

 

Appointment of Mr. FB Arisman as a member of the Audit and Corporate Governance Committee of the company

 

 

 

Mgmt.

 

For

 

For

6

 

Appointment of Prof LW Nkuhlu as a member of the Audit and Corporate Governance Committee of the company

 

 

 

Mgmt.

 

For

 

For

7

 

General authority to directors to allot and issue ordinary shares

 

 

 

Mgmt.

 

For

 

For

8

 

General authority to directors to issue ordinary shares for cash

 

 

 

Mgmt.

 

For

 

For

9

 

General authority to directors to issue convertible bonds

 

 

 

Mgmt.

 

For

 

For

10

 

Increase in non-executive directors’ fees

 

 

 

Mgmt.

 

For

 

For

11

 

Increase in non-executive directors’ fees for board committee meetings

 

 

 

Mgmt.

 

For

 

For

12

 

Amendments to the AngloGold Limited Share Incentive Scheme

 

 

 

Mgmt.

 

For

 

For

13

 

Amendments to the AngloGold Ashanti Limited Long Term Incentive Plan 2005

 

 

 

Mgmt.

 

For

 

For

14

 

Amendments to the AngloGold Ashanti Limited Bonus Share Plan 2005

 

 

 

Mgmt

 

For

 

For

15

 

Specific authority to issue shares for the purpose of the incentive schemes adopted by the company from time to time

 

 

 

Mgmt.

 

For

 

For

16

 

Approval of the AngloGold Ashanti remuneration policy

 

 

 

Mgmt.

 

For

 

For

17

 

Acquisition of company’s own shares

 

 

 

Mgmt

 

For

 

For




 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Barrick Gold Corporation

 

04/28/10

 

 

 

 

 

 

 

 

Ticker: ABX CUSIP: 067901108

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Elect H.L. Beck as Director

 

 

 

Mgmt.

 

For     

 

For   

2

 

Elect C.W.D. Birchall as Director

 

 

 

Mgmt.

 

For     

 

For   

3

 

Elect D.J. Carty as Director

 

 

 

Mgmt.

 

For     

 

For   

4

 

Elect G. Cisneros as Director

 

 

 

Mgmt.

 

For     

 

For   

5

 

Elect M.A. Cohen as Director

 

 

 

Mgmt.

 

For     

 

For   

6

 

Elect P.A. Crossgrove as Director

 

 

 

Mgmt.

 

For     

 

For   

7

 

Elect R.M. Franklin as Director

 

 

 

Mgmt.

 

For     

 

For   

8

 

Elect J.B. Harvey as Director

 

 

 

Mgmt.

 

For     

 

For   

9

 

Elect B. Mulroney as Director

 

 

 

Mgmt.

 

For     

 

For   

10

 

Elect A. Munk as Director

 

 

 

Mgmt.

 

    Withhold

 

   Against

11

 

Elect P. Munk as Director

 

 

 

Mgmt.

 

    Withhold

 

   Against

12

 

Elect A.W. Regent as Director

 

 

 

Mgmt.

 

For     

 

For   

13

 

Elect N.P. Rothschild as Director

 

 

 

Mgmt.

 

For     

 

For   

14

 

Elect S.J. Shapiro as Director

 

 

 

Mgmt.

 

For     

 

For   

15

 

Resolution Approving the Appointment of

 

 

 

Mgmt.

 

For     

 

For   

 

 

PricewaterhouseCoopers LLP as the Auditors of

 

 

 

 

 

 

 

 

 

 

Barrick and Authorizing the Directors to Fix their

 

 

 

 

 

 

 

 

 

 

Remuneration

 

 

 

 

 

 

 

 

16

 

Advisory resolution on executive compensation

 

 

 

Mgmt.

 

For

 

For

 

 

approach

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Compania de Minas Buenaventura S.A.A.

 

10/12/09

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Ticker: BVN CUSIP: 204448104

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Special Meeting Agenda

 

 

 

 

 

 

 

 

1

 

Approval of purchase of all its common shares held

 

 

 

Mgmt

 

Not Voted

 

 

 

by its wholly-owned subsidiary

 

 

 

 

 

 

 

 




 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Compania de Minas Buenaventura S.A.A.

 

03/26/10

 

 

 

 

 

 

 

 

Ticker: BVN CUSIP: 204448104

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

To Approve the Annual Report as of December 31, 2009

 

 

 

Mgmt.

 

Not Voted

 

2

 

To Approve the Financial Statements as of December 31, 2009

 

 

 

Mgmt.

 

Not Voted

 

3

 

To Appoint Medina, Zaldivar, Paredes & Asociados,

 

 

 

Mgmt.

 

Not Voted

 

 

 

member of Ernst & Young Global, as External

 

 

 

 

 

 

 

 

 

 

Auditors for Fiscal Year 2010

 

 

 

 

 

 

 

 

4

 

To Approve the Payment of a Cash Dividend

 

 

 

Mgmt.

 

Not Voted

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Goldcorp Inc.

 

05/19/10

 

 

 

 

 

 

 

 

Ticker: GG CUSIP: 380956409

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Election of Directors

 

 

 

Mgmt.     

 

     For All

 

For

2

 

In Respect of the Appointment of Deloitte & Touche

 

 

 

Mgmt.     

 

For 

 

For

 

 

LLP, Chartered Accountants, as Auditors and

 

 

 

 

 

 

 

 

 

 

Authorizing the Directors to Fix Their Remuneration

 

 

 

 

 

 

 

 

3

 

Shareholder proposal regarding policy concerning

 

 

 

  Shareholder

 

     Against

 

For

 

 

operations impacting indigenous communities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Golden Star Resources Ltd.

 

05/06/10

 

 

 

 

 

 

 

 

Ticker: GSS CUSIP: 38119T104

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Elect James E. Askew as Director

 

 

 

Mgmt

 

For     

 

For   

2

 

Elect Robert E. Doyle as Director

 

 

 

Mgmt.

 

For     

 

For   

3

 

Elect David K. Fagin as Director

 

 

 

Mgmt.

 

    Withhold

 

   Against

4

 

Elect Ian MacGregor as Director

 

 

 

Mgmt.

 

    Withhold

 

   Against

5

 

Elect Thomas G. Mair as Director

 

 

 

Mgmt.

 

For     

 

For   

6

 

Elect Michael P. Martineau as Director

 

 

 

Mgmt.

 

For     

 

For   

7

 

Elect C.M.T. Thompson as Director

 

 

 

Mgmt.

 

For     

 

For   




 

 

 

 

 

 

 

 

 

 

 

8

 

To appoint PricewaterhouseCoopers LLP as the Auditors of the Corporation and to authorize the Audit Committee to fix the Auditors’ Remuneration

 

 

 

Mgmt.

 

For

 

For

9

 

Approve, ratify and confirm the Corporation’s third Amended and Restated 1997 Stock Option Plan

 

 

 

Mgmt

 

   Against

 

   Against

10

 

Approve, ratify and confirm the Corporation’s Amended and Restated Shareholder Rights Plan

 

 

 

Mgmt.

 

For   

 

For   


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Gold Fields Limited

 

11/04/09

 

 

 

 

 

 

 

 

Ticker: GFI* CUSIP: NA

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Accept Financial Statements and Statutory Reports for Year Ended June 30, 2009

 

 

 

Mgmt.

 

For

 

For

2

 

Elect CA Carolus as Director

 

 

 

Mgmt.

 

For

 

For

3

 

Elect R Danino as Director

 

 

 

Mgmt.

 

For

 

For

4

 

Elect AR Hill as Director

 

 

 

Mgmt.

 

For

 

For

5

 

Re-elect NJ Holland as Director

 

 

 

Mgmt.

 

For

 

For

6

 

Elect RP Menell as Director

 

 

 

Mgmt.

 

For

 

For

7

 

Place Authorized But Unissued Ordinary Shares Under Control of Directors

 

 

 

Mgmt.

 

For

 

For

8

 

Place Authorized but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors

 

 

 

Mgmt.

 

For

 

For

9

 

Authorize Issuance of Shares for Cash up to a Maximum of 10 Percent of Issued Capital

 

 

 

Mgmt.

 

For

 

For

10

 

Amend Gold Fields Ltd. 2005 Share Plan

 

 

 

Mgmt.

 

For

 

For

11

 

Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Ltd. 2005 Non-Executive Share Plan

 

 

 

Mgmt

 

For

 

For

12

 

Approve Non-executive Directors’ Fees

 

 

 

Mgmt.

 

For

 

For

13

 

Authorize Repurchase of Up to 20 Percent of Issued Share Capital

 

 

 

Mgmt.

 

For

 

For


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Harmony Gold Mining Limited

 

11/23/09

 

 

 

 

 

 

 

 

Ticker: HMY CUSIP: 413216300

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Adoption of the Consolidated Audited Annual Financial Statements for the Financial Year 2009

 

 

 

Mgmt.

 

For

 

For

2

 

Re-appointment of PricewaterhouseCoopers Inc. as External Auditors

 

 

 

Mgmt.

 

For

 

For

3

 

Election of Mr. HO Meyer as Director

 

 

 

Mgmt.

 

For

 

For




 

 

 

 

 

 

 

 

 

 

 

4

 

Re-election of Ms. FFT De Buck as Director

 

 

 

Mgmt.

 

For

 

For

5

 

Re-election of Dr. DS Lushaba as Director

 

 

 

Mgmt.

 

For

 

For

6

 

Re-election of Mr. MJ Motloba as Director

 

 

 

Mgmt.

 

For

 

For

7

 

Placement of 10% of the Unissued Ordinary Shares of the Company Under Directors’ Control

 

 

 

Mgmt.

 

For

 

For

8

 

General Authority for Directors to Allot and Issue Equity Securities for Cash of Up to 5%

 

 

 

Mgmt.

 

For

 

For

9

 

Increase in Non-Executive Directors’ fees

 

 

 

Mgmt.

 

For

 

For


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

IAMGOLD Corporation

 

05/19/10

 

 

 

 

 

 

 

 

Ticker: IAG CUSIP: 450913108

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Election of directors

 

 

 

Mgmt.

 

Not Voted

 

2

 

Appointment of KPMG LLP, Chartered Accountants, as auditors

 

 

 

Mgmt.

 

Not Voted

 

3

 

Advisory vote on executive compensation

 

 

 

Mgmt.

 

Not Voted

 


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Impala Platinum Holdings Limited

 

10/22/09

 

 

 

 

 

 

 

 

Ticker: IMP* CUSIP: NA

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

 

Accept Financial Statements and Statutory Reports for Year Ended June 30, 2009

 

 

 

Mgmt

 

For

 

For

2

 

Re-elect Dawn Earp as Director

 

 

 

Mgmt.

 

For

 

For

3

 

Re-elect Khotso Mokhele as Director

 

 

 

Mgmt.

 

For

 

For

4

 

Re-elect Thandi Orleyn as Director

 

 

 

Mgmt.

 

For

 

For

5

 

Approve Remuneration of Non-Executive Directors

 

 

 

Mgmt.

 

For

 

For

6

 

Adopt Amended Trust Deed Constituting the Morokotso Trust in substitution for the Existing Trust Deed

 

 

 

Mgmt.

 

For

 

For

7

 

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

 

 

 

Mgmt.

 

For

 

For




 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Kinross Gold Corporation

 

05/05/10

 

 

 

 

 

 

 

 

Ticker: KGC CUSIP: 496902404

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Election of Directors

 

 

 

Mgmt.

 

     For All

 

For

2

 

Approval of the Appointment of KPMG LLP, Chartered Accountants, as Auditors of the Company and Authorization for Directors to Fix Their Remuneration

 

 

 

Mgmt.

 

For 

 

For


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Lonmin PLC

 

01/28/10

 

 

 

 

 

 

 

 

Ticker: LNMIY.PK CUSIP: 54336Q203

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

Mgmt.

 

Not Voted

 

1

 

To Receive the Report and Accounts to 30 September 2009

 

 

 

Mgmt.

 

Not Voted

 

2

 

To Approve the 2009 Directors Remuneration Report

 

 

 

Mgmt.

 

Not Voted

 

3

 

To Reappoint KPMG Audit Plc as Auditors and to Authorize the Board to Approve the Auditors’ Remuneration

 

 

 

Mgmt.

 

Not Voted

 

4

 

To Re-elect Ian Farmer as a Director

 

 

 

Mgmt.

 

Not Voted

 

5

 

To Re-elect Alan Ferguson as a Director

 

 

 

Mgmt.

 

Not Voted

 

6

 

To Re-elect David Munro as a Director

 

 

 

Mgmt.

 

Not Voted

 

7

 

To Re-elect Roger Phillimore as a Director

 

 

 

Mgmt.

 

Not Voted

 

8

 

To Re-elect Jim Sutcliffe as a Director

 

 

 

Mgmt.

 

Not Voted

 

9

 

To Re-elect Jonathan Leslie as a Director

 

 

 

Mgmt.

 

Not Voted

 

10

 

Directors’ authority to allot shares

 

 

 

Mgmt.

 

Not Voted

 

11

 

Disapplication of pre-emption rights

 

 

 

Mgmt.

 

Not Voted

 

12

 

Authority to Purchase Own Shares

 

 

 

Mgmt.

 

Not Voted

 

13

 

Notice period for general meetings, other than annual general meetings.

 

 

 

Mgmt

 

Not Voted

 

14

 

Adoption of New Articles of Association

 

 

 

Mgmt.

 

Not Voted

 




 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Newcrest Mining Limited

 

10/29/09

 

 

 

 

 

 

 

 

Ticker: NCMGY.PK CUSIP: 651191108

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Receive and consider the Financial Reports of the Company, for the Financial Year Ended June 30, 2009

 

 

 

Mgmt.

 

Not Voted

 

2

 

Elect Vince Gauci as a Director

 

 

 

Mgmt.

 

Not Voted

 

3

 

Adopt Remuneration Report for the Financial Year Ended June 30, 2009

 

 

 

Mgmt.

 

Not Voted

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Newmont Mining Corporation

 

04/23/10

 

 

 

 

 

 

 

 

Ticker: NEM CUSIP: 651639106

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Elect Directors

 

 

 

Mgmt.     

 

     For All  

 

For

2

 

Ratify Appointment of PricewaterhouseCoopers as Independent Auditors for 2010

 

 

 

Mgmt.     

 

For   

 

For

3

 

Stockholder Proposal Regarding Special Meetings if Presented at the Meeting

 

 

 

  Shareholder

 

   Against

 

For

4

 

Stockholder Proposal to Approve Majority Voting for the Election of Directors in a Non-Contested Election if introduced at the Meeting

 

 

 

  Shareholder

 

   Against

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

NovaGold Resources Inc.

 

05/26/09

 

 

 

 

 

 

 

 

Ticker: NG CUSIP: 66987E206

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Election of Directors

 

 

 

Mgmt.

 

   For All

 

For

2

 

Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as Auditors of the Company for the Ensuing Year and Authorizing the Directors to Fix Their Remuneration

 

 

 

Mgmt.

 

For   

 

For




 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Randgold Resources Limited

 

12/16/09

 

 

 

 

 

 

 

 

Ticker: GOLD CUSIP: 752344309

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Special Meeting Proposal

 

 

 

 

 

 

 

 

 

 

Approval of proposed acquisition by Kibali (Jersey) Limited of Shares in Kibali Goldmines S.P.R.L.

 

 

 

Mgmt.

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Randgold Resources Limited

 

05/04/10

 

 

 

 

 

 

 

 

Ticker: GOLD CUSIP: 752344309

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Adoption of the Directors’ Report and Accounts

 

 

 

Mgmt.

 

   Against

 

   Against

2

 

Re-election of Director Kadri Dagdelen

 

 

 

Mgmt.

 

For   

 

For   

3

 

Re-election of Director Philippe Lietard

 

 

 

Mgmt.

 

For   

 

For   

4

 

Re-election of Director Robert Israel

 

 

 

Mgmt.

 

For   

 

For   

5

 

Re-election of Director Norborne Cole, Jr.

 

 

 

Mgmt.

 

For   

 

For   

6

 

Re-election of Director Karl Voltaire

 

 

 

Mgmt.

 

For   

 

For   

7

 

Adoption of the Report of the Remuneration Committee

 

 

 

Mgmt.

 

   Against

 

   Against

8

 

Approve the Fees Payable to Directors

 

 

 

Mgmt.

 

For   

 

For   

9

 

Re-appoint BDO LLP as Auditors of the Company

 

 

 

Mgmt.

 

For   

 

For   

10

 

Approve increase of authorized share capital

 

 

 

Mgmt.

 

For   

 

For   

11

 

Amend paragraph 4 of Memorandum of Association

 

 

 

Mgmt.

 

For   

 

For   

12

 

Amend Article 4.1 of the Articles of Association

 

 

 

Mgmt.

 

For   

 

For   

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.












 

 

Royal Gold Inc

 

11/18/09

 

 

 

 

 

 

 

 

Ticker: CUSIP: 780287108

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

 

1

 

Election of Director: Stanley Dempsey

 

 

 

Mgmt.

 

For

 

For

2

 

Election of Director: Tony Jensen

 

 

 

Mgmt.

 

For

 

For

3

 

Appointment of PricewaterhouseCoopers LLP as independent registered public accountants

 

 

 

Mgmt.

 

For

 

For




 

 

 

 

 

 

 

 

 

 

 

Meeting
Date

 

Sponsor

 

Vote
Cast

 

For/
Against
Mgmt.










 

Yamana Gold Inc.

05/05/10

 

 

 

 

 

 

 

Ticker: AUY CUSIP: 98462Y100

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Annual Meeting Proposals

 

 

 

 

 

 

 

1

Election of directors

 

 

Mgmt.

 

   For All

 

For

2

Appointment of Deloitte & Touche LLP as auditors

 

 

Mgmt.

 

For   

 

For



Signatures

          Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

 

ASA Limited

 

 

 

/s/ David J. Christensen

 


 

by

David J. Christensen

 

 

President and Chief Executive Officer

 

 

(Principal Executive Officer)

 

 

 

Date: August 25, 2010