UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21989
Nicholas-Applegate Equity & Convertible Income Fund
(Exact name of registrant as specified in charter)
1345 Avenue of the Americas, New York, NY 10105
(Address of Principal Executive Office)
Allianz Global Investors Fund Management LLC
1345 Avenue of the Americas
New York, NY 10105
(Name and Address of Agent for Service)
Registrant's telephone number, including area code: 212-739-3000
Date of fiscal year end: January 31
Date of reporting period: July 1, 2008 through June 30, 2009
ITEM 1. PROXY VOTING RECORD
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21989
Reporting Period: 07/01/2008 - 06/30/2009
Nicholas-Applegate Equity & Convertible Income Fund
============= NICHOLAS-APPLEGATE EQUITY & CONVERTIBLE INCOME FUND ==============
ABBOTT LABORATORIES INC
Ticker: ABT Security ID: 002824100
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: FEB 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert Alpern For For Management
1.2 Elect Roxanne Austin For For Management
1.3 Elect William Daley For For Management
1.4 Elect W. James Farrell For For Management
1.5 Elect H. Laurance Fuller For For Management
1.6 Elect William Osborn For For Management
1.7 Elect David Owen For For Management
1.8 Elect W. Ann Reynolds For For Management
1.9 Elect Roy Roberts For For Management
1.10 Elect Samuel Scott Iii For For Management
1.11 Elect William Smithburg For For Management
1.12 Elect Glenn Tilton For For Management
1.13 Elect Miles White For For Management
2 Approval Of The Abbott Laboratories For For Management
2009 Incentive Stock Program
3 2009 Employee Stock Purchase Plan For For Management
4 Ratification Of Deloitte & Touche Llp For For Management
As Auditors
5 Shareholder Proposal - Animal Testing Against Against Shareholder
6 Shareholder Proposal - Health Care Against Against Shareholder
Principles
7 Shareholder Proposal - Advisory Vote Against For Shareholder
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AGCO CORPORATION
Ticker: AG Security ID: 001084102
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect P. George Benson For For Management
1.2 Elect Gerald Shaheen For For Management
1.3 Elect Hendrikus Visser For For Management
2 Ratification Of Auditor For For Management
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AMPHENOL CORP.
Ticker: APH Security ID: 032095101
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Edward Jepsen For For Management
1.2 Elect John Lord For For Management
2 Ratification Of Auditor For For Management
3 2009 Executive Incentive Plan For For Management
4 2009 Stock Purchase And Option Plan For For Management
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BAXTER INTERNATIONAL INC
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Walter Boomer For For Management
2 Elect James Gavin Iii For For Management
3 Elect Peter Hellman For For Management
4 Elect K.J. Storm For For Management
5 Ratification Of Auditor For For Management
6 Shareholder Proposal Regarding Animal Against Against Shareholder
Testing
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CISCO SYSTEMS INC
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 13, 2008 Meeting Type: Annual
Record Date: SEP 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Of Director: Carol A. Bartz For Against Management
2 Election Of Director: M. Michele Burns For For Management
3 Election Of Director: Michael D. For For Management
Capellas
4 Election Of Director: Larry R. Carter For For Management
5 Election Of Director: John T. Chambers For For Management
6 Election Of Director: Brian L. Halla For For Management
7 Election Of Director: Dr. John L. For Against Management
Hennessy
8 Election Of Director: Richard M. For For Management
Kovacevich
9 Election Of Director: Roderick C. For For Management
Mcgeary
10 Election Of Director: Michael K. Powell For For Management
11 Election Of Director: Steven M. West For For Management
12 Election Of Director: Jerry Yang For Against Management
13 Ratification Of Auditor For For Management
14 Shareholder Proposal Regarding Against Against Shareholder
Formation Of A Board Committee On Human
Rights
15 Shareholder Proposal Regarding Report Against Against Shareholder
On Internet Fragmentation
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COCA COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Of Director: Herbert A. Allen For Against Management
2 Election Of Director: Ronald W. Allen For For Management
3 Election Of Director: Cathleen P. Black For For Management
4 Election Of Director: Barry Diller For Against Management
5 Election Of Director: Alexis M. Herman For For Management
6 Election Of Director: Muhtar Kent For For Management
7 Election Of Director: Donald R. Keough For For Management
8 Election Of Director: Maria Elena For For Management
Lagomasino
9 Election Of Director: Donald F. Mchenry For For Management
10 Election Of Director: Sam Nunn For For Management
11 Election Of Director: James D. Robinson For For Management
Iii
12 Election Of Director: Peter V. For For Management
Ueberroth
13 Election Of Director: Jacob Wallenberg For For Management
14 Election Of Director: James B. Williams For Against Management
15 Ratification Of Auditor For For Management
16 Shareowner Proposal Regarding An Against For Shareholder
Advisory Vote On Executive Compensation
17 Shareowner Proposal Regarding An Against For Shareholder
Independent Board Chair
18 Shareowner Proposal Regarding A Board Against Against Shareholder
Committee On Human Rights
19 Shareowner Proposal Regarding Against For Shareholder
Restricted Stock
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CONSTELLATION ENERGY
Ticker: CEG Security ID: 210371100
Meeting Date: JUL 18, 2008 Meeting Type: Annual
Record Date: APR 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yves De Balmann For For Management
2 Elect Douglas Becker For Against Management
3 The Election Of Ann C. Berzin As A For For Management
Director For A Term To Expire In 2009
4 The Election Of James T. Brady As A For For Management
Director For A Term To Expire In 2009
5 The Election Of Edward A. Crooke As A For For Management
Director For A Term To Expire In 2009
6 The Election Of James R. Curtiss As A For Against Management
Director For A Term To Expire In 2009
7 Elect Freeman Hrabowski, Iii For For Management
8 The Election Of Nancy Lampton As A For For Management
Director For A Term To Expire In 2009
9 Elect Robert Lawless For Against Management
10 The Election Of Lynn M. Martin As A For For Management
Director For A Term To Expire In 2009
11 Elect Mayo Shattuck Iii For For Management
12 The Election Of John L. Skolds As A For For Management
Director For A Term To Expire In 2009
13 Elect Michael Sullivan For For Management
14 Ratification Of Auditor For For Management
15 Increase In Authorized Shares Of Common For For Management
Stock
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CONSTELLATION ENERGY
Ticker: CEG Security ID: 210371100
Meeting Date: MAY 29, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yves De Balmann For For Management
2 Elect Ann Berzin For For Management
3 Elect James Brady For For Management
4 Elect James Curtiss For For Management
5 Elect Freeman Hrabowski, Iii For Against Management
6 Elect Nancy Lampton For For Management
7 Elect Robert Lawless For Against Management
8 Elect Lynn Martin For Against Management
9 Elect Mayo Shattuck Iii For For Management
10 Elect John Skolds For For Management
11 Elect Michael Sullivan For Against Management
12 Ratification Of Auditor For For Management
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DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 25, 2009 Meeting Type: Annual
Record Date: DEC 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Of Director: Crandall C. For Against Management
Bowles
2 Election Of Director: Vance D. Coffman For For Management
3 Election Of Director: Clayton M. Jones For For Management
4 Election Of Director: Thomas H. Patrick For For Management
5 Ratification Of Auditor For For Management
6 Stockholder Proposal #1 - Annual For For Shareholder
Election Of Directors
7 Stockholder Proposal #2 - Advisory Vote Against For Shareholder
On Executive Compensation
8 Stockholder Proposal #3 - Separation Of Against For Shareholder
Ceo And Chairman Responsibilities
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DIAMOND OFFSHORE DRILLING INC
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect James Tisch For For Management
1.2 Elect Lawrence Dickerson For For Management
1.3 Elect John Bolton For For Management
1.4 Elect Charles Fabrikant For For Management
1.5 Elect Paul Gaffney, Ii For For Management
1.6 Elect Edward Grebow For For Management
1.7 Elect Herbert Hofmann For For Management
1.8 Elect Arthur Rebell For Withhold Management
1.9 Elect Raymond Troubh For For Management
2 Ratification Of Auditor For For Management
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EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael Brown For For Management
2 Elect Randolph Cowen For For Management
3 Elect Michael Cronin For For Management
4 Elect Gail Deegan For For Management
5 Elect John Egan For For Management
6 Elect W. Paul Fitzgerald For For Management
7 Elect Edmund Kelly For For Management
8 Elect Windle Priem For For Management
9 Elect Paul Sagan For For Management
10 Elect David Strohm For For Management
11 Elect Joseph Tucci For For Management
12 Ratification Of Auditor For For Management
13 Amendment To The 1989 Employee Stock For For Management
Purchase Plan
14 Amendment To Shareholders' Right To For For Management
Call A Special Meeting
15 Shareholder Proposal Regarding Advisory Against For Shareholder
Vote On Compensation (Say On Pay)
--------------------------------------------------------------------------------
ENTERGY CORP.
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Maureen Bateman For For Management
2 Elect W. Frank Blount For For Management
3 Elect Gary Edwards For Against Management
4 Elect Alexis Herman For Against Management
5 Elect Donald Hintz For For Management
6 Elect J. Wayne Leonard For For Management
7 Elect Stuart Levenick For For Management
8 Elect James Nichols For For Management
9 Elect William Percy, Ii For Against Management
10 Elect W.J. Tauzin For Against Management
11 Elect Steven Wilkinson For For Management
12 Ratification Of Auditor For For Management
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 11, 2009 Meeting Type: Annual
Record Date: APR 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Richard Adkerson For For Management
1.2 Elect Robert Allison, Jr. For Withhold Management
1.3 Elect Robert Day For For Management
1.4 Elect Gerald Ford For For Management
1.5 Elect H. Devon Graham, Jr. For For Management
1.6 Elect J. Bennet Johnston For Withhold Management
1.7 Elect Charles Krulak For For Management
1.8 Elect Bobby Lackey For For Management
1.9 Elect Jon Madonna For For Management
1.10 Elect Dustan Mccoy For For Management
1.11 Elect Gabrielle Mcdonald For Withhold Management
1.12 Elect James Moffett For For Management
1.13 Elect B. M. Rankin, Jr. For Withhold Management
1.14 Elect J. Stapleton Roy For Withhold Management
1.15 Elect Stephen Siegele For For Management
1.16 Elect J. Taylor Wharton For Withhold Management
2 Ratification Of Auditor For For Management
3 2009 Annual Incentive Plan For For Management
4 Shareholder Proposal Regarding Against Against Shareholder
Environmental Expertise On Board
--------------------------------------------------------------------------------
GILEAD SCIENCES INC
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Paul Berg For For Management
1.2 Elect John Cogan For For Management
1.3 Elect Etienne Davignon For For Management
1.4 Elect James Denny For For Management
1.5 Elect Carla Hills For For Management
1.6 Elect John Madigan For For Management
1.7 Elect John Martin For For Management
1.8 Elect Gordon Moore For For Management
1.9 Elect Nicholas Moore For For Management
1.10 Elect Richard Whitley For For Management
1.11 Elect Gayle Wilson For For Management
2 Ratification Of Auditor For For Management
3 Amendment To The 2004 Equity Incentive For Against Management
Plan
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GOOGLE INC
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Eric Schmidt For For Management
1.2 Elect Sergey Brin For For Management
1.3 Elect Larry Page For For Management
1.4 Elect L. John Doerr For For Management
1.5 Elect John Hennessy For Withhold Management
1.6 Elect Arthur Levinson For Withhold Management
1.7 Elect Ann Mather For For Management
1.8 Elect Paul Otellini For Withhold Management
1.9 Elect K. Shriram For For Management
1.10 Elect Shirley Tilghman For For Management
2 Ratification Of Auditor For For Management
3 Amendment To The 2004 Stock Plan For Against Management
4 Shareholder Proposal Regarding For For Shareholder
Political Contribution Disclosure
5 Shareholder Proposal Regarding Internet Against Against Shareholder
Censorship
6 Shareholder Proposal Regarding Health Against Against Shareholder
Care Reform
--------------------------------------------------------------------------------
HARRIS CORP.
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 24, 2008 Meeting Type: Annual
Record Date: AUG 29, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lewis Hay Iii For Against Management
2 Election Of A Director For A Three-Year For For Management
Term Expiring In 2011: Karen Katen
3 Elect Stephen Kaufman For For Management
4 Elect Hansel Tookes Ii For For Management
5 Ratification Of Auditor For For Management
6 Increase Of Authorized Common Stock For For Management
7 Declassification Of Board For For Management
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INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Charlene Barshefsky For Against Management
2 Elect Susan Decker For For Management
3 Elect John Donahoe For For Management
4 Elect Reed Hundt For For Management
5 Elect Paul Otellini For For Management
6 Elect James Plummer For For Management
7 Elect David Pottruck For For Management
8 Elect Jane Shaw For For Management
9 Elect John Thornton For For Management
10 Elect Frank Yeary For For Management
11 Elect David Yoffie For For Management
12 Ratification Of Auditor For For Management
13 Amendment To The 2006 Equity Incentive For For Management
Plan
14 Stock Option Exchange Program For For Management
15 Advisory Vote On Executive Compensation For For Management
16 Shareholder Proposal Regarding Against For Shareholder
Cumulative Voting
17 Shareholder Proposal Regarding Human Against Against Shareholder
Right To Water
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINE CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Of Director: A.J.P. Belda For Against Management
2 Election Of Director: C. Black For Against Management
3 Election Of Director: W.R. Brody For For Management
4 Election Of Director: K.I. Chenault For For Management
5 Election Of Director: M.L. Eskew For Against Management
6 Election Of Director: S.A. Jackson For For Management
7 Election Of Director: T. Nishimuro For For Management
8 Election Of Director: J.W. Owens For For Management
9 Election Of Director: S.J. Palmisano For For Management
10 Election Of Director: J.E. Spero For For Management
11 Election Of Director: S. Taurel For For Management
12 Election Of Director: L.H. Zambrano For For Management
13 Ratification Of Auditor For For Management
14 Approval Of Long-Term Incentive For For Management
Performance Terms
15 Stockholder Proposal On Cumulative Against For Shareholder
Voting
16 Stockholder Proposal On Executive Against For Shareholder
Compensation And Pension Income
17 Stockholder Proposal On Advisory Vote Against For Shareholder
On Executive Compensation
--------------------------------------------------------------------------------
INTUITIVE SURGICAL INC
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Gary Guthart For For Management
1.2 Elect Mark Rubash For Withhold Management
1.3 Elect Lonnie Smith For For Management
--------------------------------------------------------------------------------
JOHNSON CONTROLS INC
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 21, 2009 Meeting Type: Annual
Record Date: NOV 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dennis Archer For For Management
1.2 Elect Richard Goodman For For Management
1.3 Elect Southwood Morcott For For Management
2 Ratification Of Pricewaterhousecoopers For For Management
As Independent Auditors For 2009.
3 Proposal Regarding Survivor Benefits. Against For Shareholder
--------------------------------------------------------------------------------
JOY GLOBAL INC
Ticker: JOYG Security ID: 481165108
Meeting Date: FEB 24, 2009 Meeting Type: Annual
Record Date: DEC 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Steven Gerard For For Management
1.2 Elect John Hanson For For Management
1.3 Elect Kenneth Johnsen For For Management
1.4 Elect Gale Klappa For For Management
1.5 Elect Richard Loynd For For Management
1.6 Elect P. Eric Siegert For For Management
1.7 Elect Michael Sutherlin For For Management
1.8 Elect James Tate For For Management
2 Ratification Of Auditor For For Management
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L3 COMMUNICATIONS HOLDINGS INC
Ticker: LLL Security ID: 502424104
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert Millard For For Management
1.2 Elect Arthur Simon For For Management
2 2009 Employee Stock Purchase Plan For For Management
3 Ratification Of Auditor For For Management
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MCDONALDS CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert Eckert For For Management
2 Elect Enrique Hernandez, Jr. For For Management
3 Elect Jeanne Jackson For For Management
4 Elect Andrew Mckenna For For Management
5 Ratification Of Auditor For For Management
6 Amendment To The 2001 Omnibus Stock For For Management
Ownership Plan
7 2009 Cash Incentive Plan For For Management
8 Shareholder Proposal Regarding Advisory Against For Shareholder
Vote On Compensation (Say On Pay)
9 Shareholder Proposal Regarding Against Against Shareholder
Cage-Free Eggs
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 23, 2008 Meeting Type: Annual
Record Date: MAY 30, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Of Director: Andy D. Bryant For For Management
2 Election Of Director: Wayne A. Budd For For Management
3 Election Of Director: John H. For For Management
Hammergren
4 Election Of Director: Alton F. Irby Iii For Against Management
5 Election Of Director: M. Christine For Against Management
Jacobs
6 Election Of Director: Marie L. Knowles For For Management
7 Election Of Director: David M. For Against Management
Lawrence, M.D.
8 Election Of Director: Edward A. Mueller For For Management
9 Election Of Director: James V. Napier For Against Management
10 Election Of Director: Jane E. Shaw For For Management
11 Ratification Of Auditor For For Management
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MEDCO HEALTH SOLUTIONS INC
Ticker: MHS Security ID: 58405U102
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Charles Lillis For Against Management
2 Elect Williams Roper For For Management
3 Elect David Stevens For For Management
4 Ratification Of Auditor For For Management
5 Executive Annual Incentive Plan For For Management
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METLIFE INC
Ticker: MET Security ID: 59156R108
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect C. Robert Henrikson For For Management
1.2 Elect John Keane For For Management
1.3 Elect Catherine Kinney For For Management
1.4 Elect Hugh Price For For Management
1.5 Elect Kenton Sicchitano For For Management
2 Reapproval Of The Metlife, Inc. 2005 For For Management
Stock And Incentive Compensation Plan
3 Ratification Of Auditor For For Management
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MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2008 Meeting Type: Annual
Record Date: SEP 5, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Of Director: Steven A. Ballmer For For Management
2 Election Of Director: James I. Cash Jr. For For Management
3 Election Of Director: Dina Dublon For For Management
4 Election Of Director: William H. Gates For For Management
Iii
5 Election Of Director: Raymond V. For For Management
Gilmartin
6 Election Of Director: Reed Hastings For For Management
7 Election Of Director: David F. For For Management
Marquardt
8 Election Of Director: Charles H. Noski For For Management
9 Election Of Director: Helmut Panke For For Management
10 Executive Officer Incentive Plan For For Management
11 Amendment To The 1999 Stock Option Plan For For Management
For Non-Employee Directors
12 Ratification Of Auditor For For Management
13 Shareholder Proposal - Adoption Of Against Against Shareholder
Policies On Internet Censorship.
14 Shareholder Proposal - Establishment Of Against Against Shareholder
Board Committee On Human Rights.
15 Shareholder Proposal - Disclosure Of Against Against Shareholder
Charitable Contributions.
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MOLSON COORS BREWING COMPANY
Ticker: TAPA Security ID: 60871R209
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John Cleghorn For For Management
1.2 Elect Charles Herington For For Management
1.3 Elect David O'Brien For For Management
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NATIONAL OILWELL VARCO INC
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Merrill Miller, Jr. For For Management
2 Elect Greg Armstrong For For Management
3 Elect David Harrison For For Management
4 Ratification Of Auditor For For Management
5 Amendment To The Long-Term Incentive For For Management
Plan
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OCCIDENTAL PETROLEUM CORP.
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 1, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Spencer Abraham For For Management
2 Elect Ronald Burkle For For Management
3 Elect John Chalsty For For Management
4 Elect Edward Djerejian For For Management
5 Elect John Feick For For Management
6 Elect Ray Irani For For Management
7 Elect Irvin Maloney For For Management
8 Elect Avedick Poladian For For Management
9 Elect Rodolfo Segovia For For Management
10 Elect Aziz Syriani For For Management
11 Elect Rosemary Tomich For For Management
12 Elect Walter Weisman For For Management
13 Ratification Of Auditor For For Management
14 Amendment To Permit Shareholders To For For Management
Call A Special Meeting
15 Shareholder Proposal Regarding Report Against Against Shareholder
On Host Country Regulations
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ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 10, 2008 Meeting Type: Annual
Record Date: AUG 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jeffrey Henley For For Management
1.2 Elect Lawrence Ellison For For Management
1.3 Elect Donald Lucas For Withhold Management
1.4 Elect Michael Boskin For For Management
1.5 Elect Jack Kemp For For Management
1.6 Elect Jeffrey Berg For Withhold Management
1.7 Elect Safra Catz For For Management
1.8 Elect Hector Garcia-Molina For For Management
1.9 Elect H. Raymond Bingham For For Management
1.10 Elect Charles Phillips, Jr. For For Management
1.11 Elect Naomi Seligman For For Management
1.12 Elect George Conrades For For Management
1.13 Elect Bruce Chizen For For Management
2 2009 Executive Bonus Plan For Against Management
3 Ratification Of Auditor For For Management
4 Stockholder Proposal On Advisory Vote Against For Shareholder
On Executive Compensation.
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PEABODY ENERGY CORP.
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Gregory Boyce For For Management
1.2 Elect William James For For Management
1.3 Elect Robert Karn Iii For For Management
1.4 Elect M. Frances Keeth For For Management
1.5 Elect Henry Lentz For For Management
2 Ratification Of Auditor For For Management
3 Reapproval Of The Material Terms Of The For For Management
2004 Long-Term Equity Incentive Plan
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PEPSICO INC
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Shona Brown For For Management
2 Elect Ian Cook For For Management
3 Elect Dina Dublon For For Management
4 Elect Victor Dzau For For Management
5 Elect Ray Hunt For For Management
6 Elect Alberto Ibarguen For For Management
7 Elect Arthur Martinez For For Management
8 Elect Indra Nooyi For For Management
9 Elect Sharon Rockefeller For For Management
10 Elect James Schiro For For Management
11 Elect Lloyd Trotter For For Management
12 Elect Daniel Vasella For For Management
13 Elect Michael White For For Management
14 Ratification Of Auditor For For Management
15 Executive Incentive Compensation Plan For For Management
16 Shareholder Proposal Regarding Report Against Against Shareholder
On Beverage Container Recycling Program
17 Shareholder Proposal Regarding Against Against Shareholder
Genetically Engineered Products
18 Shareholder Regarding Reviewing Against Against Shareholder
Charitable Spending
19 Shareholder Proposal Regarding Advisory Against For Shareholder
Vote On Compensation (Say On Pay)
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PLATINUM UNDERWRITERS HOLDINGS
Ticker: PTP Security ID: G7127P100
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect H. Furlong Baldwin For For Management
1.2 Elect Dan Carmichael For For Management
1.3 Elect A. John Hass For For Management
1.4 Elect Edmund Megna For For Management
1.5 Elect Michael Price For For Management
1.6 Elect Peter Pruitt For Withhold Management
1.7 Elect James Slattery For For Management
2 Appointment Of Auditor For For Management
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PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2008 Meeting Type: Annual
Record Date: AUG 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kenneth Chenault For For Management
1.2 Elect Scott Cook For For Management
1.3 Elect Rajat Gupta For For Management
1.4 Elect Alan Lafley For For Management
1.5 Elect Charles Lee For For Management
1.6 Elect Lynn Martin For For Management
1.7 Elect W. James Mcnerney, Jr. For For Management
1.8 Elect Johnathan Rodgers For For Management
1.9 Elect Ralph Snyderman For For Management
1.10 Elect Margaret Whitman For For Management
1.11 Elect Patricia Woertz For For Management
1.12 Elect Ernesto Zedillo For For Management
2 Ratify Appointment Of The Independent For For Management
Registered Public Accounting Firm
3 Amend Company S Amended Articles Of For For Management
Incorporation To Adopt Majority Voting
4 Shareholder Proposal #1 - Rotate Site Against Against Shareholder
Of Annual Meeting
5 Shareholder Proposal #2 - Advisory Vote Against For Shareholder
On Executive Compensation
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PRUDENTIAL FINANCIAL INC
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas Baltimore Jr. For For Management
2 Elect Frederic Becker For For Management
3 Elect Gordon Bethune For Against Management
4 Elect Gaston Caperton For For Management
5 Elect Gilbert Casellas For For Management
6 Elect James Cullen For Against Management
7 Elect William Gray, Iii For For Management
8 Elect Mark Grier For For Management
9 Elect Jon Hanson For For Management
10 Elect Constance Horner For Against Management
11 Elect Karl Krapek For For Management
12 Elect Christine Poon For For Management
13 Elect John Strangfield For For Management
14 Elect James Unruh For For Management
15 Ratification Of Auditor For For Management
16 Shareholder Proposal Regarding Advisory Against For Shareholder
Vote On Compensation (Say On Pay)
17 Shareholder Proposal Regarding Against For Shareholder
Independent Board Chairman
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QUALCOMM INC
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 3, 2009 Meeting Type: Annual
Record Date: JAN 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Barbara Alexander For For Management
1.2 Elect Stephen Bennett For For Management
1.3 Elect Donald Cruickshank For For Management
1.4 Elect Raymond Dittamore For For Management
1.5 Elect Thomas Horton For For Management
1.6 Elect Irwin Jacobs For For Management
1.7 Elect Paul Jacobs For For Management
1.8 Elect Robert Kahn For For Management
1.9 Elect Sherry Lansing For For Management
1.10 Elect Duane Nelles For For Management
1.11 Elect Marc Stern For For Management
1.12 Elect Brent Scowcroft For For Management
2 Ratification Of Auditor For For Management
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 8, 2009 Meeting Type: Annual
Record Date: FEB 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Philippe Camus For For Management
1.2 Elect Jamie Gorelick For For Management
1.3 Elect Andrew Gould For For Management
1.4 Elect Tony Isaac For For Management
1.5 Elect Nikolay Kudryavtsev For For Management
1.6 Elect Adrian Lajous For For Management
1.7 Elect Michael Marks For For Management
1.8 Elect Leo Reif For For Management
1.9 Elect Tore Sandvold For For Management
1.10 Elect Henri Seydoux For For Management
1.11 Elect Linda Stuntz For For Management
2 Proposal To Adopt And Approve Of For For Management
Financials And Dividends.
3 Shareholder Proposal Regarding An Against For Shareholder
Advisory Vote On Compensation Report
(Say On Pay)
4 Proposal To Approve Of Independent For For Management
Registered Public Accounting Firm.
--------------------------------------------------------------------------------
TARGET CORP.
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 28, 2009 Meeting Type: Proxy Contest
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix The Number Of Directors At Twelve For For Management
2 Elect Mary Dillon For For Management
3 Elect Richard Kovacevich For For Management
4 Elect George Tamke For For Management
5 Elect Solomon Trujillo For For Management
6 Ratification Of Auditor For For Management
7 Amendment To The Long-Term Incentive For For Management
Plan
8 Shareholder Proposal Regarding Advisory Against For Shareholder
Vote On Compensation
--------------------------------------------------------------------------------
TARGET CORP.
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 28, 2009 Meeting Type: Proxy Contest
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix The Number Of Directors At Twelve N/A TNA Shareholder
2.1 Elect William Ackman N/A TNA Shareholder
2.2 Elect Michael Ashner N/A TNA Shareholder
2.3 Elect James Donald N/A TNA Shareholder
2.4 Elect Richard Vague N/A TNA Shareholder
3 Elect Ronald Gilson N/A TNA Shareholder
4 Ratification Of Auditor N/A TNA Shareholder
5 Amendment To The Long-Term Incentive N/A TNA Shareholder
Plan
6 Shareholder Proposal Regarding Advisory N/A TNA Shareholder
Vote On Compensation
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC
Ticker: TXN Security ID: 882508104
Meeting Date: APR 16, 2009 Meeting Type: Annual
Record Date: FEB 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Of Director: J.R. Adams For For Management
2 Election Of Director: D.L. Boren For For Management
3 Election Of Director: D.A. Carp For For Management
4 Election Of Director: C.S. Cox For For Management
5 Election Of Director: D.R. Goode For For Management
6 Election Of Director: S.P. Macmillan For For Management
7 Election Of Director: P.H. Patsley For Against Management
8 Election Of Director: W.R. Sanders For For Management
9 Election Of Director: R.J. Simmons For Against Management
10 Election Of Director: R.K. Templeton For For Management
11 Election Of Director: C.T. Whitman For For Management
12 Ratification Of Auditor For For Management
13 2009 Long-Term Incentive Plan For For Management
14 2009 Director Compensation Plan For For Management
15 Stockholder Proposal Regarding Against For Shareholder
Separation Of Roles Of Chairman And
Ceo.
--------------------------------------------------------------------------------
TEXTRON INC
Ticker: TXT Security ID: 883203101
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Of Director: Lewis B. Campbell For For Management
2 Election Of Director: Lawrence K. Fish For For Management
3 Election Of Director: Joe T. Ford For For Management
4 Ratification Of Auditor For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard Carrien For For Management
2 Elect M. Frances Keeth For For Management
3 Elect Robert Lane For For Management
4 Elect Sandra Moose For For Management
5 Elect Joseph Neubauer For Against Management
6 Elect Donald Nicolaisen For For Management
7 Elect Thomas O'Brien For For Management
8 Elect Clarence Otis, Jr. For For Management
9 Elect Hugh Price For For Management
10 Elect Ivan Seidenberg For For Management
11 Elect John Snow For For Management
12 Elect John Stafford For For Management
13 Ratification Of Auditor For For Management
14 Advisory Vote On Executive Compensation For For Management
15 2009 Long-Term Incentive Plan For For Management
16 2009 Short-Term Incentive Plan For For Management
17 Shareholder Proposal Regarding Against Against Shareholder
Elimination Of Stock Options
18 Shareholder Proposal Regarding Right To Against Against Shareholder
Call A Special Meeting
19 Shareholder Proposal Regarding Against For Shareholder
Independent Board Chairman
20 Shareholder Proposal Regarding Against For Shareholder
Cumulative Voting
21 Shareholder Proposal Regarding The Against For Shareholder
Approval Of Survivor Benefits (Golden
Coffins)
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant): Nicholas-Applegate Equity & Convertible Income Fund
By (Signature and Title)*: /s/ Brian Shlissel
---------------------------------------------------
Name: Brian Shlissel
Title: President and Chief Executive Officer
Date: August 31, 2009
* Print the name and title of each signing officer under his or her
signature.