SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14D-9/A
Solicitation/Recommendation Statement under Section 14(d)(4) of the
Securities Exchange Act of 1934
(Amendment No. 6)
Avocent Corporation
(Name of Subject Company)
Avocent Corporation
(Name of Person(s) Filing Statement)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
053893103
(CUSIP Number of Class of Securities)
Samuel F. Saracino
Executive Vice President of Legal and Corporate Affairs,
General Counsel, and Secretary
Avocent Corporation
4991 Corporate Dr.
Huntsville, Alabama 35805
(256) 430-4000
(Name, address and telephone number of person
authorized to receive notices and communications on
behalf of the person(s) filing statement)
With copies to:
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Patrick J. Schultheis, Esq.
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Michael S. Ringler, Esq. |
Wilson Sonsini Goodrich & Rosati
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Wilson Sonsini Goodrich & Rosati |
Professional Corporation
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Professional Corporation |
701 Fifth Avenue
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One Market Street |
Suite 5100
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Spear Tower, Suite 3300 |
Seattle, Washington 98104
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San Francisco, California 94105 |
(206) 883-2500
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(415) 947-2000 |
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Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
This Amendment No. 6 amends and supplements the Solicitation/Recommendation Statement on Schedule
14D-9 initially filed with the Securities and Exchange Commission (the SEC) on October 15, 2009,
as previously amended by Amendment No. 1 filed on October 16, 2009, Amendment No. 2 filed on
October 29, 2009, Amendment No. 3 filed on November 10, 2009, Amendment No. 4 filed on November 13,
2009 and Amendment No. 5 filed on December 1, 2009 (as previously filed with the SEC, and as the
same may further be amended or supplemented from time to time, the Schedule 14D-9) by Avocent
Corporation, a Delaware corporation (the Company), relating to the offer (the Offer) by Globe
Acquisition Corporation, a Delaware corporation (Purchaser) and a wholly-owned subsidiary of
Emerson Electric Co., a Missouri corporation (Parent), as set forth in a Tender Offer Statement
filed by Parent and Purchaser on Schedule TO dated October 15, 2009, as amended by Amendment No. 1
filed on October 28, 2009, Amendment No. 2 filed on November 10, 2009, Amendment No. 3 filed on
November 13, 2009 and Amendment No. 4 filed on December 1, 2009 (as previously filed with the SEC,
and as the same may be further amended or supplemented from time to time, the Schedule TO), to
purchase all outstanding shares of common stock, par value $0.001 per share (the Shares), of the
Company, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated
October 15, 2009 and in the related Letter of Transmittal, copies of which are filed with the
Schedule TO as Exhibits (a)(1) and (a)(2), respectively. Any capitalized term used and not
otherwise defined herein shall have the meaning ascribed to such term in the Schedule 14D-9.
All information in the Schedule 14D-9 is incorporated into this Amendment No. 6 by reference,
except that such information is hereby amended to the extent specifically provided herein.
This Amendment No. 6 is being filed to reflect certain updates as reflected below.
Item 8. Additional Information.
Item 8 of the Schedule 14D-9 is hereby further amended and supplemented with the addition of the
following paragraph at the end of Item 8:
On December 7, 2009, Parent announced that Purchaser had extended the Offer, upon the terms
and conditions set forth in the Offer to Purchase, as amended, until 5:00 p.m. (EST) on December
10, 2009. As of 5:00 p.m. (EST) on December 7, 2009, approximately 42.5 million Shares had been
tendered and not withdrawn pursuant to the Offer, including approximately 2.0 million Shares
tendered pursuant to a notice of guaranteed delivery. The press release announcing the extension
of the Offer is filed as Exhibit (a)(10) hereto and is incorporated herein by reference.
Item 9. Materials to be Filed as Exhibits.
Item 9 of the Schedule 14D-9 is hereby supplemented by adding the following exhibit:
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Exhibit |
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Description |
(a)(10)
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Press Release issued by Emerson Electric Co. on December 7, 2009. |
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