SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 13, 2001
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GENESEE & WYOMING INC.
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(Exact Name of registrant specified in its charter)
Delaware 0-20847 06-0984624
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(State or other Jurisdiction (Commission File (I.R.S. Employer
of Incorporation) Number) Identification No.)
66 Field Point Road
Greenwich, Connecticut 06830
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(Address of principal executive offices)
Registrant's telephone number: (203) 629-3722
Item 5. Other Events
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The Registrant released a press release on November 13, 2001 and on
December 13, 2001 reporting traffic volume for October 2001 and for November
2001, respectively, for its North American and 50% owned Australian operations.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
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(c) Exhibits.
The exhibits listed below and in the accompanying Exhibit Index are filed
as part of this Current Report on Form 8-K.
EXHIBIT NO. DESCRIPTION
10.1 The Memorandum of Common Provisions between ARG Financing as
Borrower, Australia and New Zealand Banking Group Limited (in its
capacity as agent, Agent), ANZ Capel Court Limited (Security
Trustee), AWR Lease Co. & Pty Ltd, the Sponsors listed in part A
of schedule 1 thereto, the Subordinated Lenders listed in part B
of schedule 1 thereto, the Hedge Counterparties listed in part E
of schedule 1 thereto and the Senior Working Capital Facility
Provider listed in part F of schedule 1 thereto.
99.1 Press release dated November 13, 2001
99.2 Press release dated December 13, 2001
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
GENESEE & WYOMING INC.
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(Registrant)
By: /s/ Alan R. Harris
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Name: Alan R. Harris
Title: Senior Vice President and
Chief Accounting Officer
December 13, 2001
INDEX TO EXHIBITS
Exhibit Number Description
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10.1 The Memorandum of Common Provisions between ARG Financing as
Borrower, Australia and New Zealand Banking Group Limited (in its
capacity as agent, Agent), ANZ Capel Court Limited (Security
Trustee), AWR Lease Co. & Pty Ltd, the Sponsors listed in part A
of schedule 1 thereto, the Subordinated Lenders listed in part B
of schedule 1 thereto, the Hedge Counterparties listed in part E
of schedule 1 thereto and the Senior Working Capital Facility
Provider listed in part F of schedule 1 thereto.
99.1 Press release dated November 13, 2001
99.2 Press release dated December 13, 2001