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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940
| o | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b) |
| 1. | Name and Address of Reporting Person* (Last, First, Middle) |
2. | Issuer Name and Ticker or Trading Symbol |
3. | I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) |
|||||||
|
Gurgovits, Stephen J.
|
F.N.B. Corporation (FBAN)
|
163-32-4105
|
||||||||||
|
591 Buhl Boulevard
|
4. | Statement for (Month/Day/Year) | 5. | If Amendment, Date of Original (Month/Day/Year) | ||||||||
|
04/21/2003
|
|
|||||||||||
| (Street) | 6. | Relationship of Reporting Person(s) to Issuer (Check All Applicable) | 7. | Individual or Joint/Group Filing (Check Applicable Line) |
||||||||
|
Sharon, PA 16146
(City) (State) (Zip) |
x | Director | o | 10% Owner | x | Form filed by One Reporting Person | ||||||
| x | Officer (give title below) | o | Form filed by More than One Reporting Person | |||||||||
| o | Other (specify below) | |||||||||||
|
Vice Chairman
|
||||||||||||
| Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see instruction 4(b)(v). | |
1 of 2
| Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||
| 1. | Title of Security (Instr. 3) |
2. | Transaction Date (Month/Day/Year) |
2a. | Deemed Execution Date, if any. (Month/Day/Year) |
3. | Transaction Code (Instr. 8) |
4. | Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. | Amount of Securities Beneficially Owned Following Reported Transactions(s) (Instr. 3 and 4) |
6. | Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. | Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||
| Code | V | Amount | (A) or (D) |
Price | ||||||||||||||||||||
| COMMON | 12680.000 | D | ||||||||||||||||||||||
| COMMON | 4603.15 (1) | D | ||||||||||||||||||||||
| COMMON | 8574.837 (2) | D | ||||||||||||||||||||||
| COMMON | 7625.000 | I | BY WIFE | |||||||||||||||||||||
| COMMON | 423.000 | I | BY WIFE | |||||||||||||||||||||
| COMMON | 280.000 | D | ||||||||||||||||||||||
| COMMON | 14803.683 (3) | I | BY TRUST (DEFERRED PLAN) | |||||||||||||||||||||
Page 2
| Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
||||||||||||||||||
| 1. | Title of Derivative Security (Instr. 3) |
2. | Conversion or Exercise Price of Derivative Security |
3. | Transaction Date (Month/Day/Year) |
3a. | Deemed Execution Date, if any (Month/Day/Year) | 4. | Transaction Code (Instr. 8) |
5. | Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
|||||||
| Code | V | (A) | (D) | |||||||||||||||
| STOCK OPTIONS (GRANTED 01/03/1994) | 9.67 | 04/21/2003 | M | 7751 | ||||||||||||||
| STOCK OPTIONS (GRANTED 01/20/1995) | 9.98 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/30/1996) | 15.19 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/26/1997) | 17.72 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/18/1998) | 27.28 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/24/1999) | 21.03 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 04/29/1999) | 19.80 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/23/2000) | 20.22 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/23/2000) | 20.22 | (4) | ||||||||||||||||
Page 3
| Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||||
| 6. | Date Exercisable and Expiration Date (Month/Day/Year) |
7. | Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. | Price of Derivative Security (Instr. 5) |
9. | Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. | Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. | Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||
| Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||||||||
| IMMED | 01/03/2004 | COMMON STOCK | 0 | 0 | D | ||||||||||||
| IMMED | 01/20/2005 | COMMON STOCK | 10338 | 10338 | D | ||||||||||||
| IMMED | 01/30/2006 | COMMON STOCK | 19696 | 19696 | D | ||||||||||||
| IMMED | 01/26/2007 | COMMON STOCK | 17263 | 17263 | D | ||||||||||||
| IMMED | 01/18/2008 | COMMON STOCK | 15946 | 15946 | D | ||||||||||||
| (5) | 01/24/2009 | COMMON STOCK | 39043 | 39043 | D | ||||||||||||
| 04/30/2000 | 04/29/2009 | COMMON STOCK | 408 | 408 | D | ||||||||||||
| (5) | 01/23/2010 | COMMON STOCK | 41791 | 41791 | D | ||||||||||||
| 01/24/2001 | 01/23/2010 | COMMON STOCK | 1334 | 1334 | D | ||||||||||||
Explanation of Responses:
(1) Includes 30.809 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan. (2) Includes 67.134 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
(3) Shares held in trust and deferred under the F.N.B. Corporation Directors' Compensation Plan. Includes 115.901 shares deferred under the F.N.B. Corporation Dividend Reinvestment Plan.
(4) No transaction since date of lost report, included solely to indicate current beneficial ownership.
(5) Options vest over a five year period, 20% each year on anniversary of grant date.
**Signature of Reporting Person |
Date |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | |
Page 4
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| OMB Number: 3235-0287 |
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940
| o | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b) |
| 1. | Name and Address of Reporting Person* (Last, First, Middle) |
2. | Issuer Name and Ticker or Trading Symbol |
3. | I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) |
|||||||
|
Gurgovits, Stephen J.
|
F.N.B. Corporation (FBAN)
|
163-32-4105
|
||||||||||
|
591 Buhl Boulevard
|
4. | Statement for (Month/Day/Year) | 5. | If Amendment, Date of Original (Month/Day/Year) | ||||||||
|
04/21/2003
|
|
|||||||||||
| (Street) | 6. | Relationship of Reporting Person(s) to Issuer (Check All Applicable) | 7. | Individual or Joint/Group Filing (Check Applicable Line) |
||||||||
|
Sharon, PA 16146
(City) (State) (Zip) |
x | Director | o | 10% Owner | x | Form filed by One Reporting Person | ||||||
| x | Officer (give title below) | o | Form filed by More than One Reporting Person | |||||||||
| o | Other (specify below) | |||||||||||
|
Vice Chairman
|
||||||||||||
| Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see instruction 4(b)(v). | |
2 of 2
| Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||
| 1. | Title of Security (Instr. 3) |
2. | Transaction Date (Month/Day/Year) |
2a. | Deemed Execution Date, if any. (Month/Day/Year) |
3. | Transaction Code (Instr. 8) |
4. | Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. | Amount of Securities Beneficially Owned Following Reported Transactions(s) (Instr. 3 and 4) |
6. | Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. | Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||
| Code | V | Amount | (A) or (D) |
Price | ||||||||||||||||||||
| COMMON | 1556.4075 | I | BY TRUST (401K PLAN) | |||||||||||||||||||||
| COMMON | 3776.6757 | I | BY TRUST (401K PLAN) | |||||||||||||||||||||
| COMMON | 69.746 (1) | I | CUST FOR DAUGHTER | |||||||||||||||||||||
| COMMON | 518.000 | D | ||||||||||||||||||||||
| COMMON | 04/21/2003 | M | 7751 | A | 9.67 | 7751 | SEE BELOW | |||||||||||||||||
| 04/21/2003 | S | 7751 | D | 29.42 | 0 | D | ||||||||||||||||||
Page 2
| Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
||||||||||||||||||
| 1. | Title of Derivative Security (Instr. 3) |
2. | Conversion or Exercise Price of Derivative Security |
3. | Transaction Date (Month/Day/Year) |
3a. | Deemed Execution Date, if any (Month/Day/Year) | 4. | Transaction Code (Instr. 8) |
5. | Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
|||||||
| Code | V | (A) | (D) | |||||||||||||||
| STOCK OPTIONS (GRANTED 01/22/2001) | 20.66 | (2) | ||||||||||||||||
| SSTOCK OPTIONS (GRANTED 01/22/2001) | 20.66 | (2) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/20/2002) | 25.62 | (2) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/20/2002) | 25.62 | (2) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/20/2003) | 27.22 | (2) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/20/2003) | 27.22 | (2) | ||||||||||||||||
| COMMON STOCK EQUIVALENT (4) | ||||||||||||||||||
Page 3
| Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||||
| 6. | Date Exercisable and Expiration Date (Month/Day/Year) |
7. | Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. | Price of Derivative Security (Instr. 5) |
9. | Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. | Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. | Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||
| Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||||||||
| (3) | 01/22/2011 | COMMON STOCK | 42950 | 42950 | D | ||||||||||||
| 01/23/2002 | 01/22/2011 | COMMON STOCK | 1472 | 1472 | D | ||||||||||||
| (3) | 01/20/2012 | COMMON STOCK | 26347 | 26347 | D | ||||||||||||
| 01/21/2003 | 01/20/2012 | COMMON STOCK | 1269 | 1269 | D | ||||||||||||
| (3) | 01/20/2013 | COMMON STOCK | 25790 | 25790 | D | ||||||||||||
| 01/21/2004 | 01/20/2013 | COMMON STOCK | 2190 | 2190 | D | ||||||||||||
| (5) | COMMON STOCK | 4074.8277 | 4074.8277 (6) | I | INTEREST IN PLAN | ||||||||||||
Explanation of Responses:
(1) Includes 0.546 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan. (2) No activity since date of last report; included solely to represent current beneficial ownership.
(3) Options vest over a five year period, 20% each year on anniversary of grant date.
(4) Represents credit under supplemental retirement plan for employer matching stock contributions which reporting person was prevented from receiving under exempt 401(k) Plan.
(5) Upon entitlement to amounts under 401(k) Plan. (6) Includes 32.1255 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
| /s/ Stephen J. Gurgovits | 04/22/2003 | |
**Signature of Reporting Person |
Date |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | |
Page 4