UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
UNION BANKSHARES, INC.
(Name of Issuer)
COMMON STOCK, $2.00 PAR VALUE PER SHARE
(Title of Class of Securities)
905400 10 7
(CUSIP Number)
December 24, 2010
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
13G/A
CUSIP NO. | 905400 10 7 |
1. | Names of Reporting Persons: |
| Susan F. Hovey Mercia |
2. | Check the Appropriate Box if a Member of a Group | ||
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| (a) [ ] | ||
| (b) [ ] | ||
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3. | SEC Use Only | ||
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4. | Citizenship or Place of Organization: | ||
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| United States Citizen | ||
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Number of Shares Beneficially Owned by Each Reporting Person with: | |||
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5. | Sole Voting Power: | 424,805 | |
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6. | Shared Voting Power: | 178,908 | |
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7. | Sole Dispositive Power: | 424,805 | |
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8. | Shared Dispositive Power: | 178,908 | |
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9. | Aggregate Amount Beneficially Owned by Each Reporting Person: | ||
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| 603,713 | ||
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10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares: | ||
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| [ ] | ||
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11. | Percent of Class Represented by Amount in Row (9): | ||
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| 13.5% | ||
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12. | Type of Reporting Person: | ||
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| IN | ||
Item 1(a) | Name of Issuer: | |
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| Union Bankshares, Inc. | |
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Item 1(b) | Address of Issuer’s Principal Executive Offices: | |
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| 20 Main Street | |
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Item 2(a) | Name of Person Filing: | |
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| Susan F. Hovey Mercia | |
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Item 2(b) | Address of Principal Business Office, or if none, Residence: | |
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| Residence Address: | |
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Item 2(c) | Citizenship: | |
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| United States | |
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Item 2(d) | Title of Class of Securities: | |
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| Common Stock, $2.00 par value | |
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Item 2(e) | CUSIP Number: | |
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| 905400 10 7 | |
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Item 3. | Not applicable | |
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Item 4. | Ownership | |
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| (a) Amount beneficially owned: 603,713. | |
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| Total reflects the distribution on December 24, 2010 of 173,626 shares previously held by the Franklin G. Hovey, II Trust, of which Ms. Mercia served as co-Trustee. Ms. Mercia has no direct or indirect beneficial ownership interest in any of the distributed shares. | |
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| (b) Percent of Class: 13.5% | |
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| (c) Number of shares as to which the person has: | |
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| (i) Sole power to vote or to direct the vote: 424,805 | |
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| (ii) Shared power to vote or to direct the vote: 178,908 | |
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| (iii) Sole power to dispose or to direct the disposition of: 424,805 | |
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| (iv) Shared power to dispose or to direct the disposition of: 178,908 | |
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Item 5. | Ownership of Five Percent or Less of a Class | ||
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| Not applicable | ||
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Item 6. | Ownership of More than Five Percent on Behalf of Another Person | ||
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| See response to Item 4. | ||
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Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company | ||
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| Not applicable | ||
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Item 8. | Identification and Classification of Members of the Group | ||
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| Not applicable | ||
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Item 9. | Notice of Dissolution of Group | ||
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| Not applicable | ||
Item 10. | Certification |
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| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
January 27, 2011
Date
/s/ Susan F. Hovey Mercia
Signature
Susan F. Hovey Mercia
Name