LOS ANGELES - July 19, 2018 - (Newswire.com)
Electronic Transaction Clearing Inc. (“ETC”) is pleased to announce the addition of Jodi Jamison, who will be joining the company as general counsel and chief regulatory officer. She will report directly to Vincent Lupo, chief executive officer of the firm, and will oversee the regulations division of the company with broad executive oversight of the compliance division, as well as regulatory affairs function of the firm. In addition, Ms. Jamison will serve as the primary legal representative of the company, overseeing all legal aspects of the firm, as well as that of outside counsel, and will provide senior management with legal guidance on all matters that affect the company. She will also serve on the firm’s executive committee.
With more than 20 years of legal and regulatory experience, Ms. Jamison has extensive knowledge of securities and banking regulations. Furthermore, she has wide-ranging expertise in overall regulatory compliance, as well as contract negotiation. Prior to joining ETC, Ms. Jamison held positions for over 10 years as a staff attorney in the Division of Enforcement, as well as the Office of Compliance Inspections and Examinations for the Securities and Exchange Commission. Most recently, she was senior managing counsel at The Bank of New York Mellon Corporation. At BNY Mellon, Ms. Jamison served in varying capacities, including that of chief legal officer over four of the bank’s subsidiary broker-dealers.
“We are very excited to welcome Jodi to the ETC team,” said Vincent Lupo, chief executive officer of ETC. “We look forward to her playing an active role in advising us in the continued growth of our company. And, we are confident that her extensive compliance and regulatory knowledge, and legal oversight will be of great benefit to the firm.”
“I very much look forward to being a part of the team at ETC. I am honored to serve as the company’s representative with the regulatory community. And, I am committed to being the best possible advocate for the firm that I can be,” Ms. Jamison said. “This is a great opportunity to use my strengths and experience to add to what is already a great group, and I am eager to get started.”
About Electronic Transaction Clearing Inc.
Electronic Transaction Clearing is a preeminent brokerage and clearing company, which offers sophisticated clearing, settlement and custodial services to securities industries participants, such as broker-dealers, ATSs (alternative trading systems), routing firms, professional trading firms, black-box trading firms and hedge funds. Since its regulatory approval in July 2009, the company has routinely cleared a significant percentage of all U.S. daily equities share volumes. Electronic Transaction Clearing is a member of FINRA, SIPC and all major U.S. stock exchanges.
Contact
Brianna Rodgers
ETC Global Group
213-402-1570 ext. 1541
Brianna.rodgers@etcgg.com
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Original Source: ETC Announces the Addition of Jodi Jamison as General Counsel and Chief Regulatory Officer
