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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Employee Stock Option (Right to Buy | $ 27.75 | 12/18/2008 | 12/18/2017 | Common Stock | 20,000 | 20,000 | D | ||||||||
| Employee Stock Option (Right to Buy | $ 29.2 | 12/19/2007 | 12/19/2016 | Common Stock | 12,000 | 12,000 | D | ||||||||
| Employee Stock Option (Right to Buy | $ 31.34 | 12/20/2005 | 12/20/2015 | Common Stock | 12,000 | 12,000 | D | ||||||||
| Employee Stock Option (Right to Buy) | $ 32.59 | 12/20/2005 | 12/21/2014 | Common Stock | 12,000 | 12,000 | D | ||||||||
| Employee Stock Option (Right to Buy) | $ 25.08 | 12/20/2005 | 12/16/2013 | Common Stock | 8,000 (5) | 8,000 (5) | D | ||||||||
| Employee Stock Option (Right to Buy | $ 18.81 | 12/20/2005 | 12/17/2012 | Common Stock | 7,000 (5) | 7,000 (5) | D | ||||||||
| Employee Stock Option (Right to Buy | $ 14.74 | 12/20/2005 | 12/18/2011 | Common Stock | 6,666 (6) | 6,666 (6) | D | ||||||||
| Employee Stock Option (Right to Buy | $ 8.91 | 12/20/2005 | 12/19/2010 | Common Stock | 5,334 (6) | 5,334 (6) | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Eccher James 37 S. RIVER ST. AURORA, IL 60506 |
X | COO | ||
| /s/ James Eccher | 09/30/2010 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Does not apply. |
| (2) | Of this total, 34 shares were allocated during the second quarter pursuant to the Old Second Bancorp Inc. Salary Savings Plan. Information provided herein is based on information provided by the Plan Trustee as of 9-30-10. |
| (3) | Of this total, 11 shares were allocated during the second quarter pursuant to the Old Second Employees Profit Sharing Plan & Trust. Information provided herein is based on information provided by the Plan Trustee as of 9-30-10. |
| (4) | Included in this total are 488 shares held in Mr. Ecchers' name alone; 37,906 shares of restricted stock in the name of Jim Eccher, and 2,000 shares held in the name of James Eccher in a brokerage account. |
| (5) | Restated for a 2 for 1 stock split effected in the form of a stock dividend payable 7-28-04. |
| (6) | Restated for a 4 for 3 stock split effected in the form of a stock dividend payable 6-24-02 and restated for a 2 for 1 stock split effected in the form of a stock dividend payable 7-28-04. |