1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Unit Award
(1)
|
01/28/2007 |
Â
(3)
|
Class A Common Stock
|
20,000
|
$
(3)
|
D
|
Â
|
Restricted Stock Unit Award
(2)
|
07/28/2006 |
Â
(3)
|
Class A Common Stock
|
24,003
|
$
(3)
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
12/15/2012 |
Class A Common Stock
|
50,000
|
$
12
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The shares subject to the RSU are issued and released as they vest at a rate of 25% on January 28, 2007, and then in equal quarterly segments over the next three years. |
(2) |
The shares subject to the RSU are issued and released as they vest. 2,000 shares will vest on July 28, 2006, and then in equal quarterly segments through April 28, 2009. |
(3) |
Each restricted stock unit represents a contingent right to receive one share of Spansion Inc., Class A Common Stock. There is no exercise price or expiration date. |
(4) |
The options were granted on December 15, 2005 and vest over a four-year period according to the following schedule: One-fourth of the shares subject to the option shall vest on January 28, 2007, and the remaining shares subject to the option shall vest in equal installments quarterly over the remaining 36 months, beginning April 28, 2007. |